NORMAN LUKE ANTHONY enters U.S. GOLD CORP. with 284.68K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 5/31/2022ACC: 0001493152-22-015523
284.68K
Baseline shares
35% direct
100K
Direct ownership
1 position
171.96K
Derivative underlying
5 instruments
3
Security positions
184.68K indirect
Non-Derivative Holdings3
Common Stock
IndirectShares owned3.46K
Common Stock
DirectShares owned100K
Common Stock
IndirectShares owned181.22K
Total
100K direct·184.68K indirect284.68K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.46K | Indirect |
| Common Stock | 100K | Direct |
| Common Stock | 181.22K | Indirect |
| Total | 284.68K | 100K direct·184.68K indirect |
Derivative Holdings5
Warrant
IndirectUnderlying security
Common Stock
Underlying shares
2.28K
Shares owned
N/A
Exercise price
11.40
Expiration
—
Exercise window
—
Warrant
IndirectUnderlying security
Common Stock
Underlying shares
20.68K
Shares owned
N/A
Exercise price
8
Expiration
—
Exercise window
—
Warrant
IndirectUnderlying security
Common Stock
Underlying shares
25K
Shares owned
N/A
Exercise price
14.50
Expiration
—
Exercise window
—
Stock Options
IndirectUnderlying security
Common Stock
Underlying shares
24K
Shares owned
N/A
Exercise price
6.93
Expiration
—
Exercise window
—
Warrant
DirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
N/A
Exercise price
6
Expiration
—
Exercise window
—
Total
Underlying
171.96K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant Indirect | Common Stock | 11.40 | — | — | 2.28K | N/A |
| Warrant Indirect | Common Stock | 8 | — | — | 20.68K | N/A |
| Warrant Indirect | Common Stock | 14.50 | — | — | 25K | N/A |
| Stock Options Indirect | Common Stock | 6.93 | — | — | 24K | N/A |
| Warrant Direct | Common Stock | 6 | — | — | 100K | N/A |
| Total | 171.96K | 0.00 | ||||