NISCO JAMES

PrivateCIK: 2020260

Location

BASKING RIDGE, NJ

NISCO JAMES enters LISATA THERAPEUTICS, INC. with 11.36K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

NISCO JAMES

Filed: 4/24/2024ACC: 0001104659-24-051390

InsiderNISCO JAMESCIK 2020260

→

IssuerLISATA THERAPEUTICS, INC.CIK 320017

Officer· See Remarks

Since Apr 2024

11.36K

Baseline shares

100% direct

11.36K

Direct ownership

1 position

10.04K

Derivative underlying

12 instruments

1

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned11.36K

Total

11.36K direct11.36K

Security Title	Shares Owned	Ownership Type
Common Stock	11.36K	Direct
Total	11.36K	11.36K direct

Derivative Holdings12

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3K

Shares owned

N/A

Exercise price

3.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

201.00

Shares owned

N/A

Exercise price

49.20

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

398.00

Shares owned

N/A

Exercise price

71.55

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

33.00

Shares owned

N/A

Exercise price

94.50

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

66.00

Shares owned

N/A

Exercise price

339.00

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

4K

Shares owned

N/A

Exercise price

3.08

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

466.00

Shares owned

N/A

Exercise price

23.85

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

140.00

Shares owned

N/A

Exercise price

56.85

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

64.00

Shares owned

N/A

Exercise price

580.50

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

39.00

Shares owned

N/A

Exercise price

53.10

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.47K

Shares owned

N/A

Exercise price

13.76

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

168.00

Shares owned

N/A

Exercise price

74.25

Expiration

—

Exercise window

—

Total

Underlying

10.04K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	3.00	—	—	3K	N/A
Stock Option (Right to Buy) Direct	Common Stock	49.20	—	—	201.00	N/A
Stock Option (Right to Buy) Direct	Common Stock	71.55	—	—	398.00	N/A
Stock Option (Right to Buy) Direct	Common Stock	94.50	—	—	33.00	N/A
Stock Option (Right to Buy) Direct	Common Stock	339.00	—	—	66.00	N/A
Stock Option (Right to Buy) Direct	Common Stock	3.08	—	—	4K	N/A
Stock Option (Right to Buy) Direct	Common Stock	23.85	—	—	466.00	N/A
Stock Option (Right to Buy) Direct	Common Stock	56.85	—	—	140.00	N/A
Stock Option (Right to Buy) Direct	Common Stock	580.50	—	—	64.00	N/A
Stock Option (Right to Buy) Direct	Common Stock	53.10	—	—	39.00	N/A
Stock Option (Right to Buy) Direct	Common Stock	13.76	—	—	1.47K	N/A
Stock Option (Right to Buy) Direct	Common Stock	74.25	—	—	168.00	N/A
Total					10.04K	0.00

NISCO JAMES — Initial Ownership Disclosure (Form 3) Filed Apr 24, 2024 | Finecho