Filed: 11/3/2023ACC: 0001085146-23-004042
📋 What this filing means
NINE MASTS CAPITAL LTD filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $139.23M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
36
Positions
$139.23M
Total AUM (reported)
12.05M
Total Shares
Allocation by class
SPONSORED ADS$32.00M23.0%
NOTE 0.500% 6/0$17.00M12.2%
NOTE 12/1$15.01M10.8%
NOTE 2.500% 8/1$9.96M7.2%
COM$9.82M7.1%
NOTE 2/0$8.66M6.2%
ADS$6.76M4.9%
Portfolio Concentration
Top 3$62.60M45.0%
4–10$49.20M35.3%
11–25$26.45M19.0%
Rest$981.0K0.7%
Top 3 weight
45.0%
Top 10 weight
80.3%
Voting Authority Distribution
Total shares with voting rights: 12.05M
Sole
Full voting authority
12.05M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole36
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings36
Rows:
HDFC BANK LTD
SOLEShares518.35K
TypeSH
Market value$30.59M
21.97%
Sole
518.35K
Shared
0.00
None
0.00
COINBASE GLOBAL INC
SOLEShares22.50K
TypePRN
Market value$17.00M
12.21%
Sole
22.50K
Shared
0.00
None
0.00
UBER TECHNOLOGIES INC
SOLEShares16K
TypePRN
Market value$15.01M
10.78%
Sole
16K
Shared
0.00
None
0.00
POST HLDGS INC
SOLEShares10K
TypePRN
Market value$9.96M
7.16%
Sole
10K
Shared
0.00
None
0.00
VNET GROUP INC
SOLEShares11K
TypePRN
Market value$8.66M
6.22%
Sole
11K
Shared
0.00
None
0.00
SPLUNK INC
SOLEShares50K
TypeSH
Market value$7.31M
5.25%
Sole
50K
Shared
0.00
None
0.00
BLOCK INC
SOLEShares7.50K
TypePRN
Market value$6.30M
4.53%
Sole
7.50K
Shared
0.00
None
0.00
XPENG INC
SOLEShares342.67K
TypeSH
Market value$6.12M
4.40%
Sole
342.67K
Shared
0.00
None
0.00
UNITY SOFTWARE INC
SOLEShares7K
TypePRN
Market value$5.58M
4.00%
Sole
7K
Shared
0.00
None
0.00
NIO INC
SOLEShares6K
TypePRN
Market value$5.26M
3.78%
Sole
6K
Shared
0.00
None
0.00
ISRAEL ACQUISITIONS CORP
SOLEShares400K
TypeSH
Market value$4.26M
3.06%
Sole
400K
Shared
0.00
None
0.00
FOX CORP
SOLEShares143.36K
TypeSH
Market value$4.14M
2.97%
Sole
143.36K
Shared
0.00
None
0.00
BLOCK INC
SOLEShares4K
TypePRN
Market value$3.73M
2.68%
Sole
4K
Shared
0.00
None
0.00
CONFLUENT INC
SOLEShares4K
TypePRN
Market value$3.28M
2.36%
Sole
4K
Shared
0.00
None
0.00
CLEAN EARTH ACQUISITIONS COR
SOLEShares292K
TypeSH
Market value$3.09M
2.22%
Sole
292K
Shared
0.00
None
0.00
CARNIVAL CORP
SOLEShares3M
TypeSH
Market value$1.54M
1.11%
Sole
3M
Shared
0.00
None
0.00
BAUSCH HEALTH COS INC
SOLEShares3.18M
TypeSH
Market value$1.05M
0.75%
Sole
3.18M
Shared
0.00
None
0.00
SK TELECOM LTD
SOLEShares47K
TypeSH
Market value$1.01M
0.72%
Sole
47K
Shared
0.00
None
0.00
MINISO GROUP HLDG LTD
SOLEShares36.67K
TypeSH
Market value$974.9K
0.70%
Sole
36.67K
Shared
0.00
None
0.00
AMERICAN AIRLS GROUP INC
SOLEShares1.18M
TypeSH
Market value$749.3K
0.54%
Sole
1.18M
Shared
0.00
None
0.00
TRIP COM GROUP LTD
SOLEShares17.90K
TypeSH
Market value$638.2K
0.46%
Sole
17.90K
Shared
0.00
None
0.00
GRINDR INC
SOLEShares100K
TypeSH
Market value$575.0K
0.41%
Sole
100K
Shared
0.00
None
0.00
BEIGENE LTD
SOLEShares3.08K
TypeSH
Market value$549.7K
0.39%
Sole
3.08K
Shared
0.00
None
0.00
KE HLDGS INC
SOLEShares27.20K
TypeSH
Market value$434.5K
0.31%
Sole
27.20K
Shared
0.00
None
0.00
STRIDE INC
SOLEShares400.00
TypePRN
Market value$422.2K
0.30%
Sole
400.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
HDFC BANK LTDSOLE | SPONSORED ADS | 518.35K | SH | $30.59M 21.97% | 518.35K | 0.00 | 0.00 |
COINBASE GLOBAL INCSOLE | NOTE 0.500% 6/0 | 22.50K | PRN | $17.00M 12.21% | 22.50K | 0.00 | 0.00 |
UBER TECHNOLOGIES INCSOLE | NOTE 12/1 | 16K | PRN | $15.01M 10.78% | 16K | 0.00 | 0.00 |
POST HLDGS INCSOLE | NOTE 2.500% 8/1 | 10K | PRN | $9.96M 7.16% | 10K | 0.00 | 0.00 |
VNET GROUP INCSOLE | NOTE 2/0 | 11K | PRN | $8.66M 6.22% | 11K | 0.00 | 0.00 |
SPLUNK INCSOLE | COM | 50K | SH | $7.31M 5.25% | 50K | 0.00 | 0.00 |
BLOCK INCSOLE | NOTE 5/0 | 7.50K | PRN | $6.30M 4.53% | 7.50K | 0.00 | 0.00 |
XPENG INCSOLE | ADS | 342.67K | SH | $6.12M 4.40% | 342.67K | 0.00 | 0.00 |
UNITY SOFTWARE INCSOLE | NOTE 11/1 | 7K | PRN | $5.58M 4.00% | 7K | 0.00 | 0.00 |
NIO INCSOLE | NOTE 0.500% 2/0 | 6K | PRN | $5.26M 3.78% | 6K | 0.00 | 0.00 |
ISRAEL ACQUISITIONS CORPSOLE | UNIT 12/12/2027 | 400K | SH | $4.26M 3.06% | 400K | 0.00 | 0.00 |
FOX CORPSOLE | CL B COM | 143.36K | SH | $4.14M 2.97% | 143.36K | 0.00 | 0.00 |
BLOCK INCSOLE | NOTE 0.125% 3/0 | 4K | PRN | $3.73M 2.68% | 4K | 0.00 | 0.00 |
CONFLUENT INCSOLE | NOTE 1/1 | 4K | PRN | $3.28M 2.36% | 4K | 0.00 | 0.00 |
CLEAN EARTH ACQUISITIONS CORSOLE | CLASS A COM | 292K | SH | $3.09M 2.22% | 292K | 0.00 | 0.00 |
CARNIVAL CORPSOLE | COMMON STOCK | 3M | SH | $1.54M 1.11% | 3M | 0.00 | 0.00 |
BAUSCH HEALTH COS INCSOLE | COM | 3.18M | SH | $1.05M 0.75% | 3.18M | 0.00 | 0.00 |
SK TELECOM LTDSOLE | SPONSORED ADR | 47K | SH | $1.01M 0.72% | 47K | 0.00 | 0.00 |
MINISO GROUP HLDG LTDSOLE | SPONSORED ADS | 36.67K | SH | $974.9K 0.70% | 36.67K | 0.00 | 0.00 |
AMERICAN AIRLS GROUP INCSOLE | COM | 1.18M | SH | $749.3K 0.54% | 1.18M | 0.00 | 0.00 |
TRIP COM GROUP LTDSOLE | ADS | 17.90K | SH | $638.2K 0.46% | 17.90K | 0.00 | 0.00 |
GRINDR INCSOLE | COM | 100K | SH | $575.0K 0.41% | 100K | 0.00 | 0.00 |
BEIGENE LTDSOLE | SPONSORED ADR | 3.08K | SH | $549.7K 0.39% | 3.08K | 0.00 | 0.00 |
KE HLDGS INCSOLE | SPONSORED ADS | 27.20K | SH | $434.5K 0.31% | 27.20K | 0.00 | 0.00 |
STRIDE INCSOLE | NOTE 1.125% 9/0 | 400.00 | PRN | $422.2K 0.30% | 400.00 | 0.00 | 0.00 |
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