Filed: 8/10/2023ACC: 0001085146-23-003230
📋 What this filing means
NINE MASTS CAPITAL LTD filed this quarterly 13F‑HR report disclosing 31 equity positions with a total reported market value of $130.58M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
31
Positions
$130.58M
Total AUM (reported)
4M
Total Shares
Allocation by class
NOTE 1.125% 9/1$18.05M13.8%
NOTE 0.500% 6/0$17.02M13.0%
NOTE 12/1$14.67M11.2%
SPONSORED ADS$13.61M10.4%
NOTE 0.875% 6/0$9.09M7.0%
NOTE 2/0$8.58M6.6%
NOTE 11/1$8.04M6.2%
Portfolio Concentration
Top 3$49.74M38.1%
4–10$55.93M42.8%
11–25$24.80M19.0%
Rest$117.5K0.1%
Top 3 weight
38.1%
Top 10 weight
80.9%
Voting Authority Distribution
Total shares with voting rights: 4M
Sole
Full voting authority
4M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole31
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings31
Rows:
SPLUNK INC
SOLEShares18K
TypePRN
Market value$18.05M
13.82%
Sole
18K
Shared
0.00
None
0.00
COINBASE GLOBAL INC
SOLEShares22.50K
TypePRN
Market value$17.02M
13.03%
Sole
22.50K
Shared
0.00
None
0.00
UBER TECHNOLOGIES INC
SOLEShares16K
TypePRN
Market value$14.67M
11.24%
Sole
16K
Shared
0.00
None
0.00
HDFC BANK LTD
SOLEShares171.79K
TypeSH
Market value$11.97M
9.17%
Sole
171.79K
Shared
0.00
None
0.00
LIVONGO HEALTH INC
SOLEShares10K
TypePRN
Market value$9.09M
6.96%
Sole
10K
Shared
0.00
None
0.00
VNET GROUP INC
SOLEShares11K
TypePRN
Market value$8.58M
6.57%
Sole
11K
Shared
0.00
None
0.00
UNITY SOFTWARE INC
SOLEShares10K
TypePRN
Market value$8.04M
6.15%
Sole
10K
Shared
0.00
None
0.00
ETSY INC
SOLEShares7.50K
TypePRN
Market value$6.29M
4.82%
Sole
7.50K
Shared
0.00
None
0.00
BLOCK INC
SOLEShares7.50K
TypePRN
Market value$6.23M
4.77%
Sole
7.50K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares47.92K
TypeSH
Market value$5.74M
4.39%
Sole
47.92K
Shared
0.00
None
0.00
BLACK SPADE ACQUISITION CO
SOLEShares482.66K
TypeSH
Market value$4.99M
3.82%
Sole
482.66K
Shared
0.00
None
0.00
FOX CORP
SOLEShares143.36K
TypeSH
Market value$4.57M
3.50%
Sole
143.36K
Shared
0.00
None
0.00
ISRAEL ACQUISITIONS CORP
SOLEShares400K
TypeSH
Market value$4.20M
3.21%
Sole
400K
Shared
0.00
None
0.00
BLOCK INC
SOLEShares4K
TypePRN
Market value$3.79M
2.90%
Sole
4K
Shared
0.00
None
0.00
CLEAN EARTH ACQUISITIONS COR
SOLEShares292K
TypeSH
Market value$3.06M
2.34%
Sole
292K
Shared
0.00
None
0.00
BAIDU INC
SOLEShares7.70K
TypeSH
Market value$1.04M
0.80%
Sole
7.70K
Shared
0.00
None
0.00
NETEASE INC
SOLEShares10.60K
TypeSH
Market value$1.03M
0.79%
Sole
10.60K
Shared
0.00
None
0.00
BHP GROUP LTD
SOLEShares10.15K
TypeSH
Market value$608.5K
0.47%
Sole
10.15K
Shared
0.00
None
0.00
YUM CHINA HLDGS INC
SOLEShares7.41K
TypeSH
Market value$417.5K
0.32%
Sole
7.41K
Shared
0.00
None
0.00
GRINDR INC
SOLEShares407.19K
TypePRN
Market value$285.0K
0.22%
Sole
407.19K
Shared
0.00
None
0.00
WOODSIDE ENERGY GROUP LTD
SOLEShares12.42K
TypeSH
Market value$285.0K
0.22%
Sole
12.42K
Shared
0.00
None
0.00
XPENG INC
SOLEShares18.37K
TypeSH
Market value$234.4K
0.18%
Sole
18.37K
Shared
0.00
None
0.00
FISCALNOTE HOLDINGS INC
SOLEShares408.05K
TypePRN
Market value$180.6K
0.14%
Sole
408.05K
Shared
0.00
None
0.00
WIPRO LTD
SOLEShares12.76K
TypeSH
Market value$60.9K
0.05%
Sole
12.76K
Shared
0.00
None
0.00
CLEAN EARTH ACQUISITIONS COR
SOLEShares299.80K
TypeSH
Market value$39.0K
0.03%
Sole
299.80K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPLUNK INCSOLE | NOTE 1.125% 9/1 | 18K | PRN | $18.05M 13.82% | 18K | 0.00 | 0.00 |
COINBASE GLOBAL INCSOLE | NOTE 0.500% 6/0 | 22.50K | PRN | $17.02M 13.03% | 22.50K | 0.00 | 0.00 |
UBER TECHNOLOGIES INCSOLE | NOTE 12/1 | 16K | PRN | $14.67M 11.24% | 16K | 0.00 | 0.00 |
HDFC BANK LTDSOLE | SPONSORED ADS | 171.79K | SH | $11.97M 9.17% | 171.79K | 0.00 | 0.00 |
LIVONGO HEALTH INCSOLE | NOTE 0.875% 6/0 | 10K | PRN | $9.09M 6.96% | 10K | 0.00 | 0.00 |
VNET GROUP INCSOLE | NOTE 2/0 | 11K | PRN | $8.58M 6.57% | 11K | 0.00 | 0.00 |
UNITY SOFTWARE INCSOLE | NOTE 11/1 | 10K | PRN | $8.04M 6.15% | 10K | 0.00 | 0.00 |
ETSY INCSOLE | NOTE 0.125% 9/0 | 7.50K | PRN | $6.29M 4.82% | 7.50K | 0.00 | 0.00 |
BLOCK INCSOLE | NOTE 5/0 | 7.50K | PRN | $6.23M 4.77% | 7.50K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 47.92K | SH | $5.74M 4.39% | 47.92K | 0.00 | 0.00 |
BLACK SPADE ACQUISITION COSOLE | SHS CL A | 482.66K | SH | $4.99M 3.82% | 482.66K | 0.00 | 0.00 |
FOX CORPSOLE | CL B COM | 143.36K | SH | $4.57M 3.50% | 143.36K | 0.00 | 0.00 |
ISRAEL ACQUISITIONS CORPSOLE | UNIT 12/12/2027 | 400K | SH | $4.20M 3.21% | 400K | 0.00 | 0.00 |
BLOCK INCSOLE | NOTE 0.125% 3/0 | 4K | PRN | $3.79M 2.90% | 4K | 0.00 | 0.00 |
CLEAN EARTH ACQUISITIONS CORSOLE | CLASS A COM | 292K | SH | $3.06M 2.34% | 292K | 0.00 | 0.00 |
BAIDU INCSOLE | SPON ADR REP A | 7.70K | SH | $1.04M 0.80% | 7.70K | 0.00 | 0.00 |
NETEASE INCSOLE | SPONSORED ADS | 10.60K | SH | $1.03M 0.79% | 10.60K | 0.00 | 0.00 |
BHP GROUP LTDSOLE | SPONSORED ADS | 10.15K | SH | $608.5K 0.47% | 10.15K | 0.00 | 0.00 |
YUM CHINA HLDGS INCSOLE | COM | 7.41K | SH | $417.5K 0.32% | 7.41K | 0.00 | 0.00 |
GRINDR INCSOLE | *W EXP 11/18/202 | 407.19K | PRN | $285.0K 0.22% | 407.19K | 0.00 | 0.00 |
WOODSIDE ENERGY GROUP LTDSOLE | SPONSORED ADR | 12.42K | SH | $285.0K 0.22% | 12.42K | 0.00 | 0.00 |
XPENG INCSOLE | ADS | 18.37K | SH | $234.4K 0.18% | 18.37K | 0.00 | 0.00 |
FISCALNOTE HOLDINGS INCSOLE | *W EXP 07/29/202 | 408.05K | PRN | $180.6K 0.14% | 408.05K | 0.00 | 0.00 |
WIPRO LTDSOLE | SPON ADR 1 SH | 12.76K | SH | $60.9K 0.05% | 12.76K | 0.00 | 0.00 |
CLEAN EARTH ACQUISITIONS CORSOLE | RIGHT 01/01/2027 | 299.80K | SH | $39.0K 0.03% | 299.80K | 0.00 | 0.00 |
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