NIERENBERG INVESTMENT MANAGEMENT COMPANY, LLC

Filed: 11/10/2022ACC: 0001282683-22-000008

📋 What this filing means

NIERENBERG INVESTMENT MANAGEMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 41 equity positions with a total reported market value of $120.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$120.4K

Total AUM (reported)

22.17M

Total Shares

Allocation by class

COM$118.3K98.3%

CL A$1.3K1.1%

COM SH BEN INT$583.000.5%

COM CL A$81.000.1%

NOTE 1.500% 2/1$61.000.1%

Portfolio Concentration

Top 3$67.7K56.2%

4–10$35.5K29.5%

11–25$13.0K10.8%

Rest$4.2K3.5%

Top 3 weight

56.2%

Top 10 weight

85.7%

Voting Authority Distribution

Total shares with voting rights: 22.17M

Sole

Full voting authority

2.15M

% of voting shares9.7%

Shared

Joint voting authority

19.29M

% of voting shares87.0%

None

No voting authority

739.39K

% of voting shares3.3%

Investment Discretion (by position count)

Sole41

Shared0

Other0

Dominant voting typeShared · 87.0% of voting shares

Institutional Holdings41

Rows:

MR COOPER GROUP INC

SOLE

COM

Shares702.99K

TypeSH

Market value$28.5K

23.65%

Sole

0.00

Shared

681.27K

None

21.73K

EQT CORP

SOLE

COM

Shares488.69K

TypeSH

Market value$19.9K

16.54%

Sole

0.00

Shared

473.79K

None

14.90K

FLUOR CORP NEW

SOLE

COM

Shares774.01K

TypeSH

Market value$19.3K

16.01%

Sole

0.00

Shared

751.36K

None

22.65K

POTBELLY CORP

SOLE

COM

Shares2.69M

TypeSH

Market value$12.2K

10.12%

Sole

0.00

Shared

2.60M

None

87.41K

FLOTEK INDS INC DEL

SOLE

COM

Shares7.79M

TypeSH

Market value$7.8K

6.47%

Sole

0.00

Shared

7.54M

None

247.66K

BERKELEY LTS INC

SOLE

COM

Shares2.06M

TypeSH

Market value$5.9K

4.90%

Sole

0.00

Shared

1.99M

None

75.61K

CANTALOUPE INC

SOLE

COM

Shares1.10M

TypeSH

Market value$3.8K

3.19%

Sole

0.00

Shared

1.06M

None

40.52K

NLIGHT INC

SOLE

COM

Shares247.19K

TypeSH

Market value$2.3K

1.94%

Sole

0.00

Shared

239.33K

None

7.87K

DIRTT ENVIRONMENTAL SOLUTION

SOLE

COM

Shares4.01M

TypeSH

Market value$1.7K

1.45%

Sole

0.00

Shared

3.87M

None

147.22K

SOUTHWESTERN ENERGY CO

SOLE

COM

Shares275.56K

TypeSH

Market value$1.7K

1.40%

Sole

275.56K

Shared

0.00

None

0.00

KBR INC

SOLE

COM

Shares37.08K

TypeSH

Market value$1.6K

1.33%

Sole

35.55K

Shared

0.00

None

1.52K

PETMED EXPRESS INC

SOLE

COM

Shares81K

TypeSH

Market value$1.6K

1.31%

Sole

0.00

Shared

78.26K

None

2.74K

INTERNATIONAL SEAWAYS INC

SOLE

COM

Shares35.08K

TypeSH

Market value$1.2K

1.02%

Sole

33.55K

Shared

0.00

None

1.52K

HELEN OF TROY LTD

SOLE

COM

Shares11.51K

TypeSH

Market value$1.1K

0.92%

Sole

11.05K

Shared

0.00

None

455.00

UNITED NAT FOODS INC

SOLE

COM

Shares27.55K

TypeSH

Market value$947.00

0.79%

Sole

27.55K

Shared

0.00

None

0.00

BREAD FINANCIAL HOLDINGS INC

SOLE

COM

Shares27.55K

TypeSH

Market value$867.00

0.72%

Sole

27.55K

Shared

0.00

None

0.00

MATRIX SVC CO

SOLE

COM

Shares203.07K

TypeSH

Market value$841.00

0.70%

Sole

203.07K

Shared

0.00

None

0.00

ORASURE TECHNOLOGIES INC

SOLE

COM

Shares211.11K

TypeSH

Market value$800.00

0.66%

Sole

195.56K

Shared

0.00

None

15.55K

DESIGNER BRANDS INC

SOLE

CL A

Shares41.83K

TypeSH

Market value$640.00

0.53%

Sole

39.95K

Shared

0.00

None

1.88K

RANGE RES CORP

SOLE

COM

Shares24.73K

TypeSH

Market value$625.00

0.52%

Sole

24.73K

Shared

0.00

None

0.00

RYERSON HLDG CORP

SOLE

COM

Shares23.55K

TypeSH

Market value$606.00

0.50%

Sole

23.55K

Shared

0.00

None

0.00

DIVERSIFIED HEALTHCARE TR

SOLE

COM SH BEN INT

Shares589.11K

TypeSH

Market value$583.00

0.48%

Sole

555.55K

Shared

0.00

None

33.55K

HOOKER FURNISHINGS CORPORATI

SOLE

COM

Shares41.81K

TypeSH

Market value$564.00

0.47%

Sole

40.26K

Shared

0.00

None

1.55K

HURCO CO

SOLE

COM

Shares24.11K

TypeSH

Market value$542.00

0.45%

Sole

22.55K

Shared

0.00

None

1.55K

SUPERIOR INDS INTL INC

SOLE

COM

Shares163.11K

TypeSH

Market value$493.00

0.41%

Sole

155.56K

Shared

0.00

None

7.55K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
MR COOPER GROUP INCSOLE	COM	702.99K	SH	$28.5K 23.65%	0.00	681.27K	21.73K
EQT CORPSOLE	COM	488.69K	SH	$19.9K 16.54%	0.00	473.79K	14.90K
FLUOR CORP NEWSOLE	COM	774.01K	SH	$19.3K 16.01%	0.00	751.36K	22.65K
POTBELLY CORPSOLE	COM	2.69M	SH	$12.2K 10.12%	0.00	2.60M	87.41K
FLOTEK INDS INC DELSOLE	COM	7.79M	SH	$7.8K 6.47%	0.00	7.54M	247.66K
BERKELEY LTS INCSOLE	COM	2.06M	SH	$5.9K 4.90%	0.00	1.99M	75.61K
CANTALOUPE INCSOLE	COM	1.10M	SH	$3.8K 3.19%	0.00	1.06M	40.52K
NLIGHT INCSOLE	COM	247.19K	SH	$2.3K 1.94%	0.00	239.33K	7.87K
DIRTT ENVIRONMENTAL SOLUTIONSOLE	COM	4.01M	SH	$1.7K 1.45%	0.00	3.87M	147.22K
SOUTHWESTERN ENERGY COSOLE	COM	275.56K	SH	$1.7K 1.40%	275.56K	0.00	0.00
KBR INCSOLE	COM	37.08K	SH	$1.6K 1.33%	35.55K	0.00	1.52K
PETMED EXPRESS INCSOLE	COM	81K	SH	$1.6K 1.31%	0.00	78.26K	2.74K
INTERNATIONAL SEAWAYS INCSOLE	COM	35.08K	SH	$1.2K 1.02%	33.55K	0.00	1.52K
HELEN OF TROY LTDSOLE	COM	11.51K	SH	$1.1K 0.92%	11.05K	0.00	455.00
UNITED NAT FOODS INCSOLE	COM	27.55K	SH	$947.00 0.79%	27.55K	0.00	0.00
BREAD FINANCIAL HOLDINGS INCSOLE	COM	27.55K	SH	$867.00 0.72%	27.55K	0.00	0.00
MATRIX SVC COSOLE	COM	203.07K	SH	$841.00 0.70%	203.07K	0.00	0.00
ORASURE TECHNOLOGIES INCSOLE	COM	211.11K	SH	$800.00 0.66%	195.56K	0.00	15.55K
DESIGNER BRANDS INCSOLE	CL A	41.83K	SH	$640.00 0.53%	39.95K	0.00	1.88K
RANGE RES CORPSOLE	COM	24.73K	SH	$625.00 0.52%	24.73K	0.00	0.00
RYERSON HLDG CORPSOLE	COM	23.55K	SH	$606.00 0.50%	23.55K	0.00	0.00
DIVERSIFIED HEALTHCARE TRSOLE	COM SH BEN INT	589.11K	SH	$583.00 0.48%	555.55K	0.00	33.55K
HOOKER FURNISHINGS CORPORATISOLE	COM	41.81K	SH	$564.00 0.47%	40.26K	0.00	1.55K
HURCO COSOLE	COM	24.11K	SH	$542.00 0.45%	22.55K	0.00	1.55K
SUPERIOR INDS INTL INCSOLE	COM	163.11K	SH	$493.00 0.41%	155.56K	0.00	7.55K

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