NICOSIA MATTHEW enters VIVAKOR, INC. with 4.19M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 2/18/2022ACC: 0001683168-22-001151
DirectorOfficer10% Owner· Chief Executive Officer
Since Feb 2022
4.19M
Baseline shares
0.00
Direct ownership
0 positions
166.67K
Derivative underlying
1 instrument
1
Security positions
4.19M indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned4.19M
Total
4.19M indirect4.19M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.19M | Indirect |
| Total | 4.19M | 4.19M indirect |
Derivative Holdings1
Options to purchase shares of common stock
DirectUnderlying security
Common Stock
Underlying shares
166.67K
Shares owned
N/A
Exercise price
13.20
Expiration
—
Exercise window
—
Total
Underlying
166.67K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Options to purchase shares of common stock Direct | Common Stock | 13.20 | — | — | 166.67K | N/A |
| Total | 166.67K | 0.00 | ||||