NICOLL ALISON (General Counsel) exercised options at UPSTART HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
Common Stock
Shares
+82.50K
Price / share
$3.80
Trade value
$313.52K
% of position
Common Stock
Shares
+21.85K
Price / share
$3.80
Trade value
$83.02K
% of position
Common Stock
Shares
+34.48K
Price / share
$8.88
Trade value
$306.15K
% of position
Net shares
+138.83K
Net value
$702.68K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/20/2022 | M · Option Exercise | +82.50K | $3.80 | $313.52K | 30.1% | 274.15K | 356.66K |
| Common Stock Direct | 5/20/2022 | M · Option Exercise | +21.85K | $3.80 | $83.02K | 6.1% | 356.66K | 378.51K |
| Common Stock Direct | 5/20/2022 | M · Option Exercise | +34.48K | $8.88 | $306.15K | 9.1% | 378.51K | 412.98K |
| Total | +138.83K | $702.68K | ||||||
Employee Stock Option (Right to buy)
Common Stock
82.50K shares
Shares
−82.50K
Strike price
3.8
Held after
0.00
Exercisable
—
Employee Stock Option (Right to buy)
Common Stock
21.85K shares
Shares
−21.85K
Strike price
3.8
Held after
0.00
Exercisable
—
Employee Stock Option (Right to buy)
Common Stock
34.48K shares
Shares
−34.48K
Strike price
8.88
Held after
83.33K
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) Direct | Common Stock82.50K shares | 5/20/2022 | M · Option Exercise | −82.50K | 3.8 | — | 0.00 |
| Employee Stock Option (Right to buy) Direct | Common Stock21.85K shares | 5/20/2022 | M · Option Exercise | −21.85K | 3.8 | — | 0.00 |
| Employee Stock Option (Right to buy) Direct | Common Stock34.48K shares | 5/20/2022 | M · Option Exercise | −34.48K | 8.88 | — | 83.33K |