NICOLL ALISON (General Counsel) sold 3.5% of their position (15K shares) of UPSTART HOLDINGS, INC. on the open market
Open‑market sale worth $604.6K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 6/28/2022ACC: 0001628280-22-018188
Officer· General Counsel
Since Dec 2020
-15K
Net shares
Net seller
$604.6K
Total sold
1
Open market trades
0B · 1S
5
Total transactions
15K acquired · 30K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+7.50K
Price / share
$0.60
Trade value
$4.50K
% of position
1.8%
6/24/2022
412.98K→420.48K
Common Stock
Direct
Shares
+7.50K
Price / share
$1.17
Trade value
$8.78K
% of position
1.8%
6/24/2022
420.48K→427.98K
Common Stock
Direct
Shares
−15K
Price / share
$40.31
Trade value
$604.58K
% of position
3.5%
6/24/2022
427.98K→412.98K
Total
Net shares
+0.00
Net value
-$591.30K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/24/2022 | M · Option Exercise | +7.50K | $0.60 | $4.50K | 1.8% | 412.98K | 420.48K |
| Common Stock Direct | 6/24/2022 | M · Option Exercise | +7.50K | $1.17 | $8.78K | 1.8% | 420.48K | 427.98K |
| Common Stock Direct | 6/24/2022 | S · Sale | −15K | $40.31 | $604.58K | 3.5% | 427.98K | 412.98K |
| Total | +0.00 | -$591.30K | ||||||
Derivative Transactions2
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
7.50K shares
Shares
−7.50K
Strike price
0.6
Held after
0.00
Exercisable
—
6/24/2022
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
7.50K shares
Shares
−7.50K
Strike price
1.17
Held after
117.50K
Exercisable
—
6/24/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) Direct | Common Stock7.50K shares | 6/24/2022 | M · Option Exercise | −7.50K | 0.6 | — | 0.00 |
| Employee Stock Option (Right to buy) Direct | Common Stock7.50K shares | 6/24/2022 | M · Option Exercise | −7.50K | 1.17 | — | 117.50K |