NICOLL ALISON (General Counsel) sold 1.8% of their position (7.50K shares) of UPSTART HOLDINGS, INC. on the open market
Open‑market sale worth $337.5K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 4 sales
Filed: 6/10/2022ACC: 0001628280-22-016847
Officer· General Counsel
Since Dec 2020
-7.50K
Net shares
Net seller
$337.5K
Total sold
4
Open market trades
0B · 4S
6
Total transactions
7.50K acquired · 15K disposed
Non-Derivative Transactions5
Common Stock
Direct
Shares
+7.50K
Price / share
$0.60
Trade value
$4.50K
% of position
1.8%
6/8/2022
412.98K→420.48K
Common Stock
Direct
Shares
−2.70K
Price / share
$43.85
Trade value
$118.39K
% of position
0.6%
6/8/2022
420.48K→417.78K
Common Stock
Direct
Shares
−2.30K
Price / share
$45.17
Trade value
$103.90K
% of position
0.6%
6/8/2022
417.78K→415.48K
Common Stock
Direct
Shares
−2.30K
Price / share
$46.01
Trade value
$105.82K
% of position
0.6%
6/8/2022
415.48K→413.18K
Common Stock
Direct
Shares
−200.00
Price / share
$46.95
Trade value
$9.39K
% of position
0.0%
6/8/2022
413.18K→412.98K
Total
Net shares
+0.00
Net value
-$332.99K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/8/2022 | M · Option Exercise | +7.50K | $0.60 | $4.50K | 1.8% | 412.98K | 420.48K |
| Common Stock Direct | 6/8/2022 | S · Sale | −2.70K | $43.85 | $118.39K | 0.6% | 420.48K | 417.78K |
| Common Stock Direct | 6/8/2022 | S · Sale | −2.30K | $45.17 | $103.90K | 0.6% | 417.78K | 415.48K |
| Common Stock Direct | 6/8/2022 | S · Sale | −2.30K | $46.01 | $105.82K | 0.6% | 415.48K | 413.18K |
| Common Stock Direct | 6/8/2022 | S · Sale | −200.00 | $46.95 | $9.39K | 0.0% | 413.18K | 412.98K |
| Total | +0.00 | -$332.99K | ||||||
Derivative Transactions1
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
7.50K shares
Shares
−7.50K
Strike price
0.6
Held after
7.50K
Exercisable
—
6/8/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) Direct | Common Stock7.50K shares | 6/8/2022 | M · Option Exercise | −7.50K | 0.6 | — | 7.50K |