NICOLL ALISON (General Counsel) sold 1.8% of their position (7.50K shares) of UPSTART HOLDINGS, INC. on the open market

Open‑market sale worth $360.6K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 7 sales

NICOLL ALISON

Filed: 6/3/2022ACC: 0001628280-22-016162

InsiderNICOLL ALISONCIK 1833661

→

IssuerUPSTART HOLDINGS, INC.CIK 1647639

Officer· General Counsel

Since Dec 2020

-7.50K

Net shares

Net seller

$360.6K

Total sold

Open market trades

0B · 7S

Total transactions

7.50K acquired · 15K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

+7.50K

Price / share

$0.60

Trade value

$4.50K

% of position

1.8%

6/1/2022

412.98K→420.48K

Common Stock

Direct

S · Sale

−2.69K

Price / share

$46.11

Trade value

$123.96K

% of position

0.6%

6/1/2022

420.48K→417.80K

Common Stock

Direct

S · Sale

−1.75K

Price / share

$46.87

Trade value

$82.26K

% of position

0.4%

6/1/2022

417.80K→416.04K

Common Stock

Direct

S · Sale

−800.00

Price / share

$48.00

Trade value

$38.40K

% of position

0.2%

6/1/2022

416.04K→415.24K

Common Stock

Direct

S · Sale

−300.00

Price / share

$49.13

Trade value

$14.74K

% of position

0.1%

6/1/2022

415.24K→414.94K

Common Stock

Direct

S · Sale

−400.00

Price / share

$50.10

Trade value

$20.04K

% of position

0.1%

6/1/2022

414.94K→414.54K

Common Stock

Direct

S · Sale

−1.26K

Price / share

$52.03

Trade value

$65.40K

% of position

0.3%

6/1/2022

414.54K→413.28K

Common Stock

Direct

S · Sale

−300.00

Price / share

$52.81

Trade value

$15.84K

% of position

0.1%

6/1/2022

413.28K→412.98K

Total

Net shares

+0.00

Net value

-$356.14K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	6/1/2022	M · Option Exercise	+7.50K	$0.60	$4.50K	1.8%	412.98K	420.48K
Common Stock Direct	6/1/2022	S · Sale	−2.69K	$46.11	$123.96K	0.6%	420.48K	417.80K
Common Stock Direct	6/1/2022	S · Sale	−1.75K	$46.87	$82.26K	0.4%	417.80K	416.04K
Common Stock Direct	6/1/2022	S · Sale	−800.00	$48.00	$38.40K	0.2%	416.04K	415.24K
Common Stock Direct	6/1/2022	S · Sale	−300.00	$49.13	$14.74K	0.1%	415.24K	414.94K
Common Stock Direct	6/1/2022	S · Sale	−400.00	$50.10	$20.04K	0.1%	414.94K	414.54K
Common Stock Direct	6/1/2022	S · Sale	−1.26K	$52.03	$65.40K	0.3%	414.54K	413.28K
Common Stock Direct	6/1/2022	S · Sale	−300.00	$52.81	$15.84K	0.1%	413.28K	412.98K
Total			+0.00		-$356.14K

Derivative Transactions1

Employee Stock Option (Right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

7.50K shares

−7.50K

Strike price

0.6

Held after

15K

Exercisable

—

6/1/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to buy) Direct	Common Stock7.50K shares	6/1/2022	M · Option Exercise	−7.50K	0.6	—	15K