NICOLL ALISON (General Counsel) sold 1.8% of their position (7.50K shares) of UPSTART HOLDINGS, INC. on the open market
Open‑market sale worth $302.4K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 2 sales
Filed: 5/27/2022ACC: 0001628280-22-015643
Officer· General Counsel
Since Dec 2020
-7.50K
Net shares
Net seller
$302.4K
Total sold
2
Open market trades
0B · 2S
4
Total transactions
7.50K acquired · 15K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+7.50K
Price / share
$0.60
Trade value
$4.50K
% of position
1.8%
5/25/2022
412.98K→420.48K
Common Stock
Direct
Shares
−7.30K
Price / share
$40.30
Trade value
$294.21K
% of position
1.7%
5/25/2022
420.48K→413.18K
Common Stock
Direct
Shares
−200.00
Price / share
$41.06
Trade value
$8.21K
% of position
0.0%
5/25/2022
413.18K→412.98K
Total
Net shares
+0.00
Net value
-$297.92K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/25/2022 | M · Option Exercise | +7.50K | $0.60 | $4.50K | 1.8% | 412.98K | 420.48K |
| Common Stock Direct | 5/25/2022 | S · Sale | −7.30K | $40.30 | $294.21K | 1.7% | 420.48K | 413.18K |
| Common Stock Direct | 5/25/2022 | S · Sale | −200.00 | $41.06 | $8.21K | 0.0% | 413.18K | 412.98K |
| Total | +0.00 | -$297.92K | ||||||
Derivative Transactions1
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
7.50K shares
Shares
−7.50K
Strike price
0.6
Held after
22.50K
Exercisable
—
5/25/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) Direct | Common Stock7.50K shares | 5/25/2022 | M · Option Exercise | −7.50K | 0.6 | — | 22.50K |