NICOLL ALISON (General Counsel) sold 3.9% of their position (7.50K shares) of UPSTART HOLDINGS, INC. on the open market

Open‑market sale worth $672.1K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 10 sales

NICOLL ALISON

Filed: 5/6/2022ACC: 0001628280-22-013066

InsiderNICOLL ALISONCIK 1833661

→

IssuerUPSTART HOLDINGS, INC.CIK 1647639

Officer· General Counsel

Since Dec 2020

-7.50K

Net shares

Net seller

$672.1K

Total sold

Open market trades

0B · 10S

Total transactions

7.50K acquired · 15K disposed

Non-Derivative Transactions11

Common Stock

Direct

M · Option Exercise

+7.50K

Price / share

$0.60

Trade value

$4.50K

% of position

4.0%

5/4/2022

186.37K→193.87K

Common Stock

Direct

S · Sale

−275.00

Price / share

$83.59

Trade value

$22.99K

% of position

0.1%

5/4/2022

193.87K→193.59K

Common Stock

Direct

S · Sale

−600.00

Price / share

$85.25

Trade value

$51.15K

% of position

0.3%

5/4/2022

193.59K→192.99K

Common Stock

Direct

S · Sale

−600.00

Price / share

$86.64

Trade value

$51.99K

% of position

0.3%

5/4/2022

192.99K→192.39K

Common Stock

Direct

S · Sale

−756.00

Price / share

$87.67

Trade value

$66.28K

% of position

0.4%

5/4/2022

192.39K→191.64K

Common Stock

Direct

S · Sale

−650.00

Price / share

$88.67

Trade value

$57.64K

% of position

0.3%

5/4/2022

191.64K→190.99K

Common Stock

Direct

S · Sale

−1.50K

Price / share

$89.93

Trade value

$134.90K

% of position

0.8%

5/4/2022

190.99K→189.49K

Common Stock

Direct

S · Sale

−1.30K

Price / share

$90.82

Trade value

$118.06K

% of position

0.7%

5/4/2022

189.49K→188.19K

Common Stock

Direct

S · Sale

−600.00

Price / share

$91.93

Trade value

$55.16K

% of position

0.3%

5/4/2022

188.19K→187.59K

Common Stock

Direct

S · Sale

−619.00

Price / share

$93.15

Trade value

$57.66K

% of position

0.3%

5/4/2022

187.59K→186.97K

Common Stock

Direct

S · Sale

−600.00

Price / share

$93.86

Trade value

$56.32K

% of position

0.3%

5/4/2022

186.97K→186.37K

Total

Net shares

+0.00

Net value

-$667.64K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/4/2022	M · Option Exercise	+7.50K	$0.60	$4.50K	4.0%	186.37K	193.87K
Common Stock Direct	5/4/2022	S · Sale	−275.00	$83.59	$22.99K	0.1%	193.87K	193.59K
Common Stock Direct	5/4/2022	S · Sale	−600.00	$85.25	$51.15K	0.3%	193.59K	192.99K
Common Stock Direct	5/4/2022	S · Sale	−600.00	$86.64	$51.99K	0.3%	192.99K	192.39K
Common Stock Direct	5/4/2022	S · Sale	−756.00	$87.67	$66.28K	0.4%	192.39K	191.64K
Common Stock Direct	5/4/2022	S · Sale	−650.00	$88.67	$57.64K	0.3%	191.64K	190.99K
Common Stock Direct	5/4/2022	S · Sale	−1.50K	$89.93	$134.90K	0.8%	190.99K	189.49K
Common Stock Direct	5/4/2022	S · Sale	−1.30K	$90.82	$118.06K	0.7%	189.49K	188.19K
Common Stock Direct	5/4/2022	S · Sale	−600.00	$91.93	$55.16K	0.3%	188.19K	187.59K
Common Stock Direct	5/4/2022	S · Sale	−619.00	$93.15	$57.66K	0.3%	187.59K	186.97K
Common Stock Direct	5/4/2022	S · Sale	−600.00	$93.86	$56.32K	0.3%	186.97K	186.37K
Total			+0.00		-$667.64K

Derivative Transactions1

Employee Stock Option (Right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

7.50K shares

−7.50K

Strike price

0.6

Held after

45K

Exercisable

—

5/4/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to buy) Direct	Common Stock7.50K shares	5/4/2022	M · Option Exercise	−7.50K	0.6	—	45K