NICOLL ALISON (General Counsel) sold 3.9% of their position (7.50K shares) of UPSTART HOLDINGS, INC. on the open market

Open‑market sale worth $549.1K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 6 sales

NICOLL ALISON

Filed: 4/29/2022ACC: 0001628280-22-011565

InsiderNICOLL ALISONCIK 1833661

→

IssuerUPSTART HOLDINGS, INC.CIK 1647639

Officer· General Counsel

Since Dec 2020

-7.50K

Net shares

Net seller

$549.1K

Total sold

Open market trades

0B · 6S

Total transactions

7.50K acquired · 15K disposed

Non-Derivative Transactions7

Common Stock

Direct

M · Option Exercise

+7.50K

Price / share

$0.60

Trade value

$4.50K

% of position

4.0%

4/27/2022

186.37K→193.87K

Common Stock

Direct

S · Sale

−3.60K

Price / share

$71.87

Trade value

$258.74K

% of position

1.9%

4/27/2022

193.87K→190.27K

Common Stock

Direct

S · Sale

−1.70K

Price / share

$72.86

Trade value

$123.86K

% of position

0.9%

4/27/2022

190.27K→188.57K

Common Stock

Direct

S · Sale

−400.00

Price / share

$73.63

Trade value

$29.45K

% of position

0.2%

4/27/2022

188.57K→188.17K

Common Stock

Direct

S · Sale

−500.00

Price / share

$75.18

Trade value

$37.59K

% of position

0.3%

4/27/2022

188.17K→187.67K

Common Stock

Direct

S · Sale

−1K

Price / share

$76.39

Trade value

$76.39K

% of position

0.5%

4/27/2022

187.67K→186.67K

Common Stock

Direct

S · Sale

−300.00

Price / share

$77.02

Trade value

$23.11K

% of position

0.2%

4/27/2022

186.67K→186.37K

Total

Net shares

+0.00

Net value

-$544.65K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/27/2022	M · Option Exercise	+7.50K	$0.60	$4.50K	4.0%	186.37K	193.87K
Common Stock Direct	4/27/2022	S · Sale	−3.60K	$71.87	$258.74K	1.9%	193.87K	190.27K
Common Stock Direct	4/27/2022	S · Sale	−1.70K	$72.86	$123.86K	0.9%	190.27K	188.57K
Common Stock Direct	4/27/2022	S · Sale	−400.00	$73.63	$29.45K	0.2%	188.57K	188.17K
Common Stock Direct	4/27/2022	S · Sale	−500.00	$75.18	$37.59K	0.3%	188.17K	187.67K
Common Stock Direct	4/27/2022	S · Sale	−1K	$76.39	$76.39K	0.5%	187.67K	186.67K
Common Stock Direct	4/27/2022	S · Sale	−300.00	$77.02	$23.11K	0.2%	186.67K	186.37K
Total			+0.00		-$544.65K

Derivative Transactions1

Employee Stock Option (Right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

7.50K shares

−7.50K

Strike price

0.6

Held after

52.50K

Exercisable

—

4/27/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to buy) Direct	Common Stock7.50K shares	4/27/2022	M · Option Exercise	−7.50K	0.6	—	52.50K