NICOLL ALISON (General Counsel) sold 3.9% of their position (7.50K shares) of UPSTART HOLDINGS, INC. on the open market

Open‑market sale worth $609.8K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 7 sales

NICOLL ALISON

Filed: 4/22/2022ACC: 0001628280-22-010021

InsiderNICOLL ALISONCIK 1833661

→

IssuerUPSTART HOLDINGS, INC.CIK 1647639

Officer· General Counsel

Since Dec 2020

-7.50K

Net shares

Net seller

$609.8K

Total sold

Open market trades

0B · 7S

Total transactions

7.50K acquired · 15K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

+7.50K

Price / share

$0.60

Trade value

$4.50K

% of position

4.0%

4/20/2022

186.37K→193.87K

Common Stock

Direct

S · Sale

−500.00

Price / share

$79.04

Trade value

$39.52K

% of position

0.3%

4/20/2022

193.87K→193.37K

Common Stock

Direct

S · Sale

−2.64K

Price / share

$80.11

Trade value

$211.57K

% of position

1.4%

4/20/2022

193.37K→190.73K

Common Stock

Direct

S · Sale

−2K

Price / share

$81.02

Trade value

$162.03K

% of position

1.0%

4/20/2022

190.73K→188.73K

Common Stock

Direct

S · Sale

−1.20K

Price / share

$81.95

Trade value

$98.35K

% of position

0.6%

4/20/2022

188.73K→187.53K

Common Stock

Direct

S · Sale

−500.00

Price / share

$83.29

Trade value

$41.64K

% of position

0.3%

4/20/2022

187.53K→187.03K

Common Stock

Direct

S · Sale

−400.00

Price / share

$84.94

Trade value

$33.98K

% of position

0.2%

4/20/2022

187.03K→186.63K

Common Stock

Direct

S · Sale

−259.00

Price / share

$87.61

Trade value

$22.69K

% of position

0.1%

4/20/2022

186.63K→186.37K

Total

Net shares

+0.00

Net value

-$605.29K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/20/2022	M · Option Exercise	+7.50K	$0.60	$4.50K	4.0%	186.37K	193.87K
Common Stock Direct	4/20/2022	S · Sale	−500.00	$79.04	$39.52K	0.3%	193.87K	193.37K
Common Stock Direct	4/20/2022	S · Sale	−2.64K	$80.11	$211.57K	1.4%	193.37K	190.73K
Common Stock Direct	4/20/2022	S · Sale	−2K	$81.02	$162.03K	1.0%	190.73K	188.73K
Common Stock Direct	4/20/2022	S · Sale	−1.20K	$81.95	$98.35K	0.6%	188.73K	187.53K
Common Stock Direct	4/20/2022	S · Sale	−500.00	$83.29	$41.64K	0.3%	187.53K	187.03K
Common Stock Direct	4/20/2022	S · Sale	−400.00	$84.94	$33.98K	0.2%	187.03K	186.63K
Common Stock Direct	4/20/2022	S · Sale	−259.00	$87.61	$22.69K	0.1%	186.63K	186.37K
Total			+0.00		-$605.29K

Derivative Transactions1

Employee Stock Option (Right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

7.50K shares

−7.50K

Strike price

0.6

Held after

60K

Exercisable

—

4/20/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to buy) Direct	Common Stock7.50K shares	4/20/2022	M · Option Exercise	−7.50K	0.6	—	60K