NICOLL ALISON (General Counsel) sold 3.9% of their position (7.50K shares) of UPSTART HOLDINGS, INC. on the open market

Open‑market sale worth $648.9K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 6 sales

NICOLL ALISON

Filed: 4/15/2022ACC: 0001628280-22-009316

InsiderNICOLL ALISONCIK 1833661

→

IssuerUPSTART HOLDINGS, INC.CIK 1647639

Officer· General Counsel

Since Dec 2020

-7.50K

Net shares

Net seller

$648.9K

Total sold

Open market trades

0B · 6S

Total transactions

7.50K acquired · 15K disposed

Non-Derivative Transactions7

Common Stock

Direct

M · Option Exercise

+7.50K

Price / share

$0.60

Trade value

$4.50K

% of position

4.0%

4/13/2022

186.37K→193.87K

Common Stock

Direct

S · Sale

−300.00

Price / share

$82.70

Trade value

$24.81K

% of position

0.2%

4/13/2022

193.87K→193.57K

Common Stock

Direct

S · Sale

−800.00

Price / share

$84.09

Trade value

$67.27K

% of position

0.4%

4/13/2022

193.57K→192.77K

Common Stock

Direct

S · Sale

−1K

Price / share

$85.10

Trade value

$85.10K

% of position

0.5%

4/13/2022

192.77K→191.77K

Common Stock

Direct

S · Sale

−1.40K

Price / share

$86.15

Trade value

$120.61K

% of position

0.7%

4/13/2022

191.77K→190.37K

Common Stock

Direct

S · Sale

−1.50K

Price / share

$87.15

Trade value

$130.73K

% of position

0.8%

4/13/2022

190.37K→188.87K

Common Stock

Direct

S · Sale

−2.50K

Price / share

$88.16

Trade value

$220.40K

% of position

1.3%

4/13/2022

188.87K→186.37K

Total

Net shares

+0.00

Net value

-$644.43K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/13/2022	M · Option Exercise	+7.50K	$0.60	$4.50K	4.0%	186.37K	193.87K
Common Stock Direct	4/13/2022	S · Sale	−300.00	$82.70	$24.81K	0.2%	193.87K	193.57K
Common Stock Direct	4/13/2022	S · Sale	−800.00	$84.09	$67.27K	0.4%	193.57K	192.77K
Common Stock Direct	4/13/2022	S · Sale	−1K	$85.10	$85.10K	0.5%	192.77K	191.77K
Common Stock Direct	4/13/2022	S · Sale	−1.40K	$86.15	$120.61K	0.7%	191.77K	190.37K
Common Stock Direct	4/13/2022	S · Sale	−1.50K	$87.15	$130.73K	0.8%	190.37K	188.87K
Common Stock Direct	4/13/2022	S · Sale	−2.50K	$88.16	$220.40K	1.3%	188.87K	186.37K
Total			+0.00		-$644.43K

Derivative Transactions1

Employee Stock Option (Right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

7.50K shares

−7.50K

Strike price

0.6

Held after

67.50K

Exercisable

—

4/13/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to buy) Direct	Common Stock7.50K shares	4/13/2022	M · Option Exercise	−7.50K	0.6	—	67.50K