NICOLL ALISON (General Counsel) sold 3.9% of their position (7.50K shares) of UPSTART HOLDINGS, INC. on the open market

Open‑market sale worth $725.6K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 8 sales

NICOLL ALISON

Filed: 4/8/2022ACC: 0001628280-22-008828

InsiderNICOLL ALISONCIK 1833661

→

IssuerUPSTART HOLDINGS, INC.CIK 1647639

Officer· General Counsel

Since Dec 2020

-7.50K

Net shares

Net seller

$725.6K

Total sold

Open market trades

0B · 8S

Total transactions

7.50K acquired · 15K disposed

Non-Derivative Transactions9

Common Stock

Direct

M · Option Exercise

+7.50K

Price / share

$0.60

Trade value

$4.50K

% of position

4.0%

4/6/2022

186.37K→193.87K

Common Stock

Direct

S · Sale

−1.20K

Price / share

$94.50

Trade value

$113.40K

% of position

0.6%

4/6/2022

193.87K→192.67K

Common Stock

Direct

S · Sale

−1.90K

Price / share

$95.58

Trade value

$181.60K

% of position

1.0%

4/6/2022

192.67K→190.77K

Common Stock

Direct

S · Sale

−1.64K

Price / share

$96.66

Trade value

$158.63K

% of position

0.9%

4/6/2022

190.77K→189.13K

Common Stock

Direct

S · Sale

−1.20K

Price / share

$97.60

Trade value

$117.12K

% of position

0.6%

4/6/2022

189.13K→187.93K

Common Stock

Direct

S · Sale

−900.00

Price / share

$98.81

Trade value

$88.93K

% of position

0.5%

4/6/2022

187.93K→187.03K

Common Stock

Direct

S · Sale

−400.00

Price / share

$99.42

Trade value

$39.77K

% of position

0.2%

4/6/2022

187.03K→186.63K

Common Stock

Direct

S · Sale

−200.00

Price / share

$101.05

Trade value

$20.21K

% of position

0.1%

4/6/2022

186.63K→186.43K

Common Stock

Direct

S · Sale

−59.00

Price / share

$101.67

Trade value

$6K

% of position

0.0%

4/6/2022

186.43K→186.37K

Total

Net shares

+0.00

Net value

-$721.15K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/6/2022	M · Option Exercise	+7.50K	$0.60	$4.50K	4.0%	186.37K	193.87K
Common Stock Direct	4/6/2022	S · Sale	−1.20K	$94.50	$113.40K	0.6%	193.87K	192.67K
Common Stock Direct	4/6/2022	S · Sale	−1.90K	$95.58	$181.60K	1.0%	192.67K	190.77K
Common Stock Direct	4/6/2022	S · Sale	−1.64K	$96.66	$158.63K	0.9%	190.77K	189.13K
Common Stock Direct	4/6/2022	S · Sale	−1.20K	$97.60	$117.12K	0.6%	189.13K	187.93K
Common Stock Direct	4/6/2022	S · Sale	−900.00	$98.81	$88.93K	0.5%	187.93K	187.03K
Common Stock Direct	4/6/2022	S · Sale	−400.00	$99.42	$39.77K	0.2%	187.03K	186.63K
Common Stock Direct	4/6/2022	S · Sale	−200.00	$101.05	$20.21K	0.1%	186.63K	186.43K
Common Stock Direct	4/6/2022	S · Sale	−59.00	$101.67	$6K	0.0%	186.43K	186.37K
Total			+0.00		-$721.15K

Derivative Transactions1

Employee Stock Option (Right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

7.50K shares

−7.50K

Strike price

0.6

Held after

75K

Exercisable

—

4/6/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to buy) Direct	Common Stock7.50K shares	4/6/2022	M · Option Exercise	−7.50K	0.6	—	75K