NICOLL ALISON (General Counsel) sold 3.9% of their position (7.50K shares) of UPSTART HOLDINGS, INC. on the open market

Open‑market sale worth $897.2K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 11 sales

NICOLL ALISON

Filed: 4/1/2022ACC: 0001628280-22-008162

InsiderNICOLL ALISONCIK 1833661

→

IssuerUPSTART HOLDINGS, INC.CIK 1647639

Officer· General Counsel

Since Dec 2020

-7.50K

Net shares

Net seller

$897.2K

Total sold

Open market trades

0B · 11S

Total transactions

7.50K acquired · 15K disposed

Non-Derivative Transactions12

Common Stock

Direct

M · Option Exercise

+7.50K

Price / share

$0.60

Trade value

$4.50K

% of position

4.0%

3/30/2022

186.37K→193.87K

Common Stock

Direct

S · Sale

−711.00

Price / share

$113.46

Trade value

$80.67K

% of position

0.4%

3/30/2022

193.87K→193.16K

Common Stock

Direct

S · Sale

−489.00

Price / share

$114.64

Trade value

$56.06K

% of position

0.3%

3/30/2022

193.16K→192.67K

Common Stock

Direct

S · Sale

−400.00

Price / share

$115.36

Trade value

$46.14K

% of position

0.2%

3/30/2022

192.67K→192.27K

Common Stock

Direct

S · Sale

−800.00

Price / share

$116.64

Trade value

$93.31K

% of position

0.4%

3/30/2022

192.27K→191.47K

Common Stock

Direct

S · Sale

−500.00

Price / share

$117.65

Trade value

$58.83K

% of position

0.3%

3/30/2022

191.47K→190.97K

Common Stock

Direct

S · Sale

−500.00

Price / share

$118.98

Trade value

$59.49K

% of position

0.3%

3/30/2022

190.97K→190.47K

Common Stock

Direct

S · Sale

−300.00

Price / share

$120.23

Trade value

$36.07K

% of position

0.2%

3/30/2022

190.47K→190.17K

Common Stock

Direct

S · Sale

−1.30K

Price / share

$121.57

Trade value

$158.05K

% of position

0.7%

3/30/2022

190.17K→188.87K

Common Stock

Direct

S · Sale

−1K

Price / share

$122.61

Trade value

$122.61K

% of position

0.5%

3/30/2022

188.87K→187.87K

Common Stock

Direct

S · Sale

−1.10K

Price / share

$123.69

Trade value

$136.06K

% of position

0.6%

3/30/2022

187.87K→186.77K

Common Stock

Direct

S · Sale

−400.00

Price / share

$124.88

Trade value

$49.95K

% of position

0.2%

3/30/2022

186.77K→186.37K

Total

Net shares

+0.00

Net value

-$892.74K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/30/2022	M · Option Exercise	+7.50K	$0.60	$4.50K	4.0%	186.37K	193.87K
Common Stock Direct	3/30/2022	S · Sale	−711.00	$113.46	$80.67K	0.4%	193.87K	193.16K
Common Stock Direct	3/30/2022	S · Sale	−489.00	$114.64	$56.06K	0.3%	193.16K	192.67K
Common Stock Direct	3/30/2022	S · Sale	−400.00	$115.36	$46.14K	0.2%	192.67K	192.27K
Common Stock Direct	3/30/2022	S · Sale	−800.00	$116.64	$93.31K	0.4%	192.27K	191.47K
Common Stock Direct	3/30/2022	S · Sale	−500.00	$117.65	$58.83K	0.3%	191.47K	190.97K
Common Stock Direct	3/30/2022	S · Sale	−500.00	$118.98	$59.49K	0.3%	190.97K	190.47K
Common Stock Direct	3/30/2022	S · Sale	−300.00	$120.23	$36.07K	0.2%	190.47K	190.17K
Common Stock Direct	3/30/2022	S · Sale	−1.30K	$121.57	$158.05K	0.7%	190.17K	188.87K
Common Stock Direct	3/30/2022	S · Sale	−1K	$122.61	$122.61K	0.5%	188.87K	187.87K
Common Stock Direct	3/30/2022	S · Sale	−1.10K	$123.69	$136.06K	0.6%	187.87K	186.77K
Common Stock Direct	3/30/2022	S · Sale	−400.00	$124.88	$49.95K	0.2%	186.77K	186.37K
Total			+0.00		-$892.74K

Derivative Transactions1

Employee Stock Option (Right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

7.50K shares

−7.50K

Strike price

0.6

Held after

82.50K

Exercisable

—

3/30/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to buy) Direct	Common Stock7.50K shares	3/30/2022	M · Option Exercise	−7.50K	0.6	—	82.50K