NICOLL ALISON

PrivateCIK: 1833661
Location

SAN MATEO, CA

NICOLL ALISON (General Counsel) sold 3.9% of their position (7.50K shares) of UPSTART HOLDINGS, INC. on the open market

Open‑market sale worth $914.6K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 9 sales
InsiderNICOLL ALISONCIK 1833661
IssuerUPSTART HOLDINGS, INC.CIK 1647639
Officer· General Counsel
Since Dec 2020
-7.50K
Net shares
Net seller
$914.6K
Total sold
9
Open market trades
0B · 9S
11
Total transactions
7.50K acquired · 15K disposed
Non-Derivative Transactions10

Common Stock

Direct
M · Option Exercise

Shares

+7.50K

Price / share

$0.60

Trade value

$4.50K

% of position

4.0%
3/23/2022
186.37K193.87K

Common Stock

Direct
S · Sale

Shares

634.00

Price / share

$118.52

Trade value

$75.14K

% of position

0.3%
3/23/2022
193.87K193.23K

Common Stock

Direct
S · Sale

Shares

1.40K

Price / share

$119.66

Trade value

$167.53K

% of position

0.7%
3/23/2022
193.23K191.83K

Common Stock

Direct
S · Sale

Shares

1.30K

Price / share

$120.75

Trade value

$156.97K

% of position

0.7%
3/23/2022
191.83K190.53K

Common Stock

Direct
S · Sale

Shares

1.20K

Price / share

$121.93

Trade value

$146.31K

% of position

0.6%
3/23/2022
190.53K189.33K

Common Stock

Direct
S · Sale

Shares

1.17K

Price / share

$122.99

Trade value

$143.40K

% of position

0.6%
3/23/2022
189.33K188.17K

Common Stock

Direct
S · Sale

Shares

600.00

Price / share

$124.03

Trade value

$74.42K

% of position

0.3%
3/23/2022
188.17K187.57K

Common Stock

Direct
S · Sale

Shares

500.00

Price / share

$125.11

Trade value

$62.55K

% of position

0.3%
3/23/2022
187.57K187.07K

Common Stock

Direct
S · Sale

Shares

600.00

Price / share

$125.95

Trade value

$75.57K

% of position

0.3%
3/23/2022
187.07K186.47K

Common Stock

Direct
S · Sale

Shares

100.00

Price / share

$126.92

Trade value

$12.69K

% of position

0.1%
3/23/2022
186.47K186.37K
Total

Net shares

+0.00

Net value

-$910.09K

Derivative Transactions1

Employee Stock Option (Right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

7.50K shares

Shares

7.50K

Strike price

0.6

Held after

90K

Exercisable

3/23/2022
NICOLL ALISON — Insider Transaction (Form 4) Filed Mar 25, 2022 | Finecho