NICOLL ALISON (General Counsel) sold 3.9% of their position (7.50K shares) of UPSTART HOLDINGS, INC. on the open market

Open‑market sale worth $782.8K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 8 sales

NICOLL ALISON

Filed: 3/18/2022ACC: 0001628280-22-006745

InsiderNICOLL ALISONCIK 1833661

→

IssuerUPSTART HOLDINGS, INC.CIK 1647639

Officer· General Counsel

Since Dec 2020

-7.50K

Net shares

Net seller

$782.8K

Total sold

Open market trades

0B · 8S

Total transactions

7.50K acquired · 15K disposed

Non-Derivative Transactions10

Common Stock

Direct

M · Option Exercise

+5K

Price / share

$0.43

Trade value

$2.15K

% of position

2.7%

3/16/2022

186.37K→191.37K

Common Stock

Direct

M · Option Exercise

+2.50K

Price / share

$0.60

Trade value

$1.50K

% of position

1.3%

3/16/2022

191.37K→193.87K

Common Stock

Direct

S · Sale

−400.00

Price / share

$99.30

Trade value

$39.72K

% of position

0.2%

3/16/2022

193.87K→193.47K

Common Stock

Direct

S · Sale

−500.00

Price / share

$101.27

Trade value

$50.64K

% of position

0.3%

3/16/2022

193.47K→192.97K

Common Stock

Direct

S · Sale

−900.00

Price / share

$102.33

Trade value

$92.10K

% of position

0.5%

3/16/2022

192.97K→192.07K

Common Stock

Direct

S · Sale

−700.00

Price / share

$103.12

Trade value

$72.18K

% of position

0.4%

3/16/2022

192.07K→191.37K

Common Stock

Direct

S · Sale

−1.50K

Price / share

$104.58

Trade value

$156.87K

% of position

0.8%

3/16/2022

191.37K→189.87K

Common Stock

Direct

S · Sale

−1.60K

Price / share

$105.44

Trade value

$168.71K

% of position

0.8%

3/16/2022

189.87K→188.27K

Common Stock

Direct

S · Sale

−1.50K

Price / share

$106.41

Trade value

$159.61K

% of position

0.8%

3/16/2022

188.27K→186.77K

Common Stock

Direct

S · Sale

−400.00

Price / share

$107.53

Trade value

$43.01K

% of position

0.2%

3/16/2022

186.77K→186.37K

Total

Net shares

+0.00

Net value

-$779.18K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/16/2022	M · Option Exercise	+5K	$0.43	$2.15K	2.7%	186.37K	191.37K
Common Stock Direct	3/16/2022	M · Option Exercise	+2.50K	$0.60	$1.50K	1.3%	191.37K	193.87K
Common Stock Direct	3/16/2022	S · Sale	−400.00	$99.30	$39.72K	0.2%	193.87K	193.47K
Common Stock Direct	3/16/2022	S · Sale	−500.00	$101.27	$50.64K	0.3%	193.47K	192.97K
Common Stock Direct	3/16/2022	S · Sale	−900.00	$102.33	$92.10K	0.5%	192.97K	192.07K
Common Stock Direct	3/16/2022	S · Sale	−700.00	$103.12	$72.18K	0.4%	192.07K	191.37K
Common Stock Direct	3/16/2022	S · Sale	−1.50K	$104.58	$156.87K	0.8%	191.37K	189.87K
Common Stock Direct	3/16/2022	S · Sale	−1.60K	$105.44	$168.71K	0.8%	189.87K	188.27K
Common Stock Direct	3/16/2022	S · Sale	−1.50K	$106.41	$159.61K	0.8%	188.27K	186.77K
Common Stock Direct	3/16/2022	S · Sale	−400.00	$107.53	$43.01K	0.2%	186.77K	186.37K
Total			+0.00		-$779.18K

Derivative Transactions2

Employee Stock Option (Right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

5K shares

−5K

Strike price

0.43

Held after

0.00

Exercisable

—

3/16/2022

Employee Stock Option (Right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

2.50K shares

−2.50K

Strike price

0.6

Held after

97.50K

Exercisable

—

3/16/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to buy) Direct	Common Stock5K shares	3/16/2022	M · Option Exercise	−5K	0.43	—	0.00
Employee Stock Option (Right to buy) Direct	Common Stock2.50K shares	3/16/2022	M · Option Exercise	−2.50K	0.6	—	97.50K