NICOLL ALISON

PrivateCIK: 1833661
Location

SAN MATEO, CA

NICOLL ALISON (General Counsel) sold 3.9% of their position (7.50K shares) of UPSTART HOLDINGS, INC. on the open market

Open‑market sale worth $1.10M — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 13 sales
InsiderNICOLL ALISONCIK 1833661
IssuerUPSTART HOLDINGS, INC.CIK 1647639
Officer· General Counsel
Since Dec 2020
-7.50K
Net shares
Net seller
$1.10M
Total sold
13
Open market trades
0B · 13S
15
Total transactions
7.50K acquired · 15K disposed
Non-Derivative Transactions14

Common Stock

Direct
M · Option Exercise

Shares

+7.50K

Price / share

$0.43

Trade value

$3.23K

% of position

4.0%
3/2/2022
186.37K193.87K

Common Stock

Direct
S · Sale

Shares

600.00

Price / share

$140.61

Trade value

$84.37K

% of position

0.3%
3/2/2022
193.87K193.27K

Common Stock

Direct
S · Sale

Shares

1K

Price / share

$141.52

Trade value

$141.52K

% of position

0.5%
3/2/2022
193.27K192.27K

Common Stock

Direct
S · Sale

Shares

953.00

Price / share

$142.51

Trade value

$135.82K

% of position

0.5%
3/2/2022
192.27K191.31K

Common Stock

Direct
S · Sale

Shares

800.00

Price / share

$143.74

Trade value

$114.99K

% of position

0.4%
3/2/2022
191.31K190.51K

Common Stock

Direct
S · Sale

Shares

600.00

Price / share

$144.61

Trade value

$86.77K

% of position

0.3%
3/2/2022
190.51K189.91K

Common Stock

Direct
S · Sale

Shares

900.00

Price / share

$145.66

Trade value

$131.09K

% of position

0.5%
3/2/2022
189.91K189.01K

Common Stock

Direct
S · Sale

Shares

200.00

Price / share

$148.69

Trade value

$29.74K

% of position

0.1%
3/2/2022
189.01K188.81K

Common Stock

Direct
S · Sale

Shares

600.00

Price / share

$150.07

Trade value

$90.04K

% of position

0.3%
3/2/2022
188.81K188.21K

Common Stock

Direct
S · Sale

Shares

400.00

Price / share

$151.79

Trade value

$60.72K

% of position

0.2%
3/2/2022
188.21K187.81K

Common Stock

Direct
S · Sale

Shares

200.00

Price / share

$152.73

Trade value

$30.55K

% of position

0.1%
3/2/2022
187.81K187.61K

Common Stock

Direct
S · Sale

Shares

300.00

Price / share

$154.15

Trade value

$46.25K

% of position

0.2%
3/2/2022
187.61K187.31K

Common Stock

Direct
S · Sale

Shares

400.00

Price / share

$155.46

Trade value

$62.18K

% of position

0.2%
3/2/2022
187.31K186.91K

Common Stock

Direct
S · Sale

Shares

547.00

Price / share

$156.76

Trade value

$85.75K

% of position

0.3%
3/2/2022
186.91K186.37K
Total

Net shares

+0.00

Net value

-$1.10M

Derivative Transactions1

Employee Stock Option (Right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

7.50K shares

Shares

7.50K

Strike price

0.43

Held after

12.50K

Exercisable

3/2/2022
NICOLL ALISON — Insider Transaction (Form 4) Filed Mar 4, 2022 | Finecho