NICOLL ALISON

PrivateCIK: 1833661
Location

SAN MATEO, CA

NICOLL ALISON (General Counsel) sold 3.9% of their position (7.50K shares) of UPSTART HOLDINGS, INC. on the open market

Open‑market sale worth $888.5K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 13 sales
InsiderNICOLL ALISONCIK 1833661
IssuerUPSTART HOLDINGS, INC.CIK 1647639
Officer· General Counsel
Since Dec 2020
-7.50K
Net shares
Net seller
$888.5K
Total sold
13
Open market trades
0B · 13S
15
Total transactions
7.50K acquired · 15K disposed
Non-Derivative Transactions14

Common Stock

Direct
M · Option Exercise

Shares

+7.50K

Price / share

$0.43

Trade value

$3.23K

% of position

4.0%
2/23/2022
186.37K193.87K

Common Stock

Direct
S · Sale

Shares

495.00

Price / share

$112.41

Trade value

$55.64K

% of position

0.3%
2/23/2022
193.87K193.37K

Common Stock

Direct
S · Sale

Shares

450.00

Price / share

$113.38

Trade value

$51.02K

% of position

0.2%
2/23/2022
193.37K192.92K

Common Stock

Direct
S · Sale

Shares

625.00

Price / share

$114.51

Trade value

$71.57K

% of position

0.3%
2/23/2022
192.92K192.30K

Common Stock

Direct
S · Sale

Shares

700.00

Price / share

$115.58

Trade value

$80.90K

% of position

0.4%
2/23/2022
192.30K191.60K

Common Stock

Direct
S · Sale

Shares

656.00

Price / share

$116.79

Trade value

$76.62K

% of position

0.3%
2/23/2022
191.60K190.94K

Common Stock

Direct
S · Sale

Shares

900.00

Price / share

$117.99

Trade value

$106.19K

% of position

0.5%
2/23/2022
190.94K190.04K

Common Stock

Direct
S · Sale

Shares

650.00

Price / share

$119.05

Trade value

$77.38K

% of position

0.3%
2/23/2022
190.04K189.39K

Common Stock

Direct
S · Sale

Shares

850.00

Price / share

$120.09

Trade value

$102.08K

% of position

0.4%
2/23/2022
189.39K188.54K

Common Stock

Direct
S · Sale

Shares

800.00

Price / share

$121.08

Trade value

$96.86K

% of position

0.4%
2/23/2022
188.54K187.74K

Common Stock

Direct
S · Sale

Shares

400.00

Price / share

$122.50

Trade value

$49K

% of position

0.2%
2/23/2022
187.74K187.34K

Common Stock

Direct
S · Sale

Shares

374.00

Price / share

$123.78

Trade value

$46.29K

% of position

0.2%
2/23/2022
187.34K186.97K

Common Stock

Direct
S · Sale

Shares

500.00

Price / share

$124.72

Trade value

$62.36K

% of position

0.3%
2/23/2022
186.97K186.47K

Common Stock

Direct
S · Sale

Shares

100.00

Price / share

$126.00

Trade value

$12.60K

% of position

0.1%
2/23/2022
186.47K186.37K
Total

Net shares

+0.00

Net value

-$885.30K

Derivative Transactions1

Employee Stock Option (Right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

7.50K shares

Shares

7.50K

Strike price

0.43

Held after

20K

Exercisable

2/23/2022
NICOLL ALISON — Insider Transaction (Form 4) Filed Feb 25, 2022 | Finecho