NICOLL ALISON (General Counsel) sold 4.0% of their position (7.50K shares) of UPSTART HOLDINGS, INC. on the open market

Open‑market sale worth $1.08M — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 14 sales

NICOLL ALISON

Filed: 2/18/2022ACC: 0001628280-22-003202

InsiderNICOLL ALISONCIK 1833661

→

IssuerUPSTART HOLDINGS, INC.CIK 1647639

Officer· General Counsel

Since Dec 2020

-7.50K

Net shares

Net seller

$1.08M

Total sold

Open market trades

0B · 14S

Total transactions

7.50K acquired · 15K disposed

Non-Derivative Transactions15

Common Stock

Direct

M · Option Exercise

+7.50K

Price / share

$0.43

Trade value

$3.23K

% of position

4.2%

2/16/2022

179.45K→186.95K

Common Stock

Direct

S · Sale

−100.00

Price / share

$133.46

Trade value

$13.35K

% of position

0.1%

2/16/2022

186.95K→186.85K

Common Stock

Direct

S · Sale

−100.00

Price / share

$134.96

Trade value

$13.50K

% of position

0.1%

2/16/2022

186.85K→186.75K

Common Stock

Direct

S · Sale

−200.00

Price / share

$136.47

Trade value

$27.30K

% of position

0.1%

2/16/2022

186.75K→186.55K

Common Stock

Direct

S · Sale

−200.00

Price / share

$137.42

Trade value

$27.48K

% of position

0.1%

2/16/2022

186.55K→186.35K

Common Stock

Direct

S · Sale

−300.00

Price / share

$138.43

Trade value

$41.53K

% of position

0.2%

2/16/2022

186.35K→186.05K

Common Stock

Direct

S · Sale

−200.00

Price / share

$139.62

Trade value

$27.92K

% of position

0.1%

2/16/2022

186.05K→185.85K

Common Stock

Direct

S · Sale

−398.00

Price / share

$141.36

Trade value

$56.26K

% of position

0.2%

2/16/2022

185.85K→185.46K

Common Stock

Direct

S · Sale

−602.00

Price / share

$142.40

Trade value

$85.72K

% of position

0.3%

2/16/2022

185.46K→184.85K

Common Stock

Direct

S · Sale

−1.20K

Price / share

$143.14

Trade value

$171.77K

% of position

0.6%

2/16/2022

184.85K→183.65K

Common Stock

Direct

S · Sale

−700.00

Price / share

$144.39

Trade value

$101.07K

% of position

0.4%

2/16/2022

183.65K→182.95K

Common Stock

Direct

S · Sale

−1K

Price / share

$145.36

Trade value

$145.36K

% of position

0.5%

2/16/2022

182.95K→181.95K

Common Stock

Direct

S · Sale

−1K

Price / share

$146.73

Trade value

$146.73K

% of position

0.5%

2/16/2022

181.95K→180.95K

Common Stock

Direct

S · Sale

−1K

Price / share

$147.84

Trade value

$147.84K

% of position

0.6%

2/16/2022

180.95K→179.95K

Common Stock

Direct

S · Sale

−500.00

Price / share

$149.05

Trade value

$74.52K

% of position

0.3%

2/16/2022

179.95K→179.45K

Total

Net shares

+0.00

Net value

-$1.08M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/16/2022	M · Option Exercise	+7.50K	$0.43	$3.23K	4.2%	179.45K	186.95K
Common Stock Direct	2/16/2022	S · Sale	−100.00	$133.46	$13.35K	0.1%	186.95K	186.85K
Common Stock Direct	2/16/2022	S · Sale	−100.00	$134.96	$13.50K	0.1%	186.85K	186.75K
Common Stock Direct	2/16/2022	S · Sale	−200.00	$136.47	$27.30K	0.1%	186.75K	186.55K
Common Stock Direct	2/16/2022	S · Sale	−200.00	$137.42	$27.48K	0.1%	186.55K	186.35K
Common Stock Direct	2/16/2022	S · Sale	−300.00	$138.43	$41.53K	0.2%	186.35K	186.05K
Common Stock Direct	2/16/2022	S · Sale	−200.00	$139.62	$27.92K	0.1%	186.05K	185.85K
Common Stock Direct	2/16/2022	S · Sale	−398.00	$141.36	$56.26K	0.2%	185.85K	185.46K
Common Stock Direct	2/16/2022	S · Sale	−602.00	$142.40	$85.72K	0.3%	185.46K	184.85K
Common Stock Direct	2/16/2022	S · Sale	−1.20K	$143.14	$171.77K	0.6%	184.85K	183.65K
Common Stock Direct	2/16/2022	S · Sale	−700.00	$144.39	$101.07K	0.4%	183.65K	182.95K
Common Stock Direct	2/16/2022	S · Sale	−1K	$145.36	$145.36K	0.5%	182.95K	181.95K
Common Stock Direct	2/16/2022	S · Sale	−1K	$146.73	$146.73K	0.5%	181.95K	180.95K
Common Stock Direct	2/16/2022	S · Sale	−1K	$147.84	$147.84K	0.6%	180.95K	179.95K
Common Stock Direct	2/16/2022	S · Sale	−500.00	$149.05	$74.52K	0.3%	179.95K	179.45K
Total			+0.00		-$1.08M

Derivative Transactions1

Employee Stock Option (Right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

7.50K shares

−7.50K

Strike price

0.43

Held after

27.50K

Exercisable

—

2/16/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to buy) Direct	Common Stock7.50K shares	2/16/2022	M · Option Exercise	−7.50K	0.43	—	27.50K