NICOL RONALD LEE received a stock award from NUBURU, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 2 awards
Filed: 2/2/2023ACC: 0000899243-23-003770
+903.71K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
903.71K acquired
Non-Derivative Transactions2
Common Stock
Direct
Shares
+145.70K
Price / share
—
Trade value
—
% of position
New position
1/31/2023
0.00→145.70K
Common Stock
Indirect
Shares
+121.31K
Price / share
—
Trade value
—
% of position
New position
1/31/2023
0.00→121.31K
Total
Net shares
+267K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2023 | A · Award | +145.70K | — | — | New position | 0.00 | 145.70K |
| Common Stock Indirect | 1/31/2023 | A · Award | +121.31K | — | — | New position | 0.00 | 121.31K |
| Total | +267K | $0.00 | ||||||
Derivative Transactions2
Series A Preferred Stock
Direct
Converts to
Common Stock
242.62K shares
Shares
+121.31K
Strike price
5.00
Held after
121.31K
Exercisable
—
1/31/2023
Stock Option (right to buy)
Direct
Converts to
Common Stock
515.39K shares
Shares
+515.39K
Strike price
6.12
Held after
515.39K
Exercisable
—
1/31/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Preferred Stock Direct | Common Stock242.62K shares | 1/31/2023 | A · Award | +121.31K | 5.00 | — | 121.31K |
| Stock Option (right to buy) Direct | Common Stock515.39K shares | 1/31/2023 | A · Award | +515.39K | 6.12 | — | 515.39K |