NICKOLL BENJAMIN EDWARD

PrivateCIK: 1950942
Location

WARREN, CT

NICKOLL BENJAMIN EDWARD enters LOWELL FARMS INC. with 600K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Indirect Derivatives
InsiderNICKOLL BENJAMIN EDWARDCIK 1950942
IssuerLOWELL FARMS INC.CIK 1838128
10% Owner
Since Aug 2021
600K
Baseline shares
0.00
Direct ownership
0 positions
18M
Derivative underlying
5 instruments
1
Security positions
600K indirect
Non-Derivative Holdings1

Subordinate Voting Shares

Indirect
Shares owned600K
Total
600K indirect600K
Derivative Holdings5

2022 Convertible Debenture of Indus Holding Company

Indirect
Underlying security
Subordinate Voting Shares

Underlying shares

2.62M

Shares owned

N/A

Exercise price

.23

Expiration

Exercise window

2020 Convertible Debenture of Indus Holding Company

Indirect
Underlying security
Subordinate Voting Shares

Underlying shares

6.23M

Shares owned

N/A

Exercise price

.20

Expiration

Exercise window

Warrants (rights to buy)

Indirect
Underlying security
Subordinate Voting Shares

Underlying shares

2.62M

Shares owned

N/A

Exercise price

.26

Expiration

Exercise window

Warrants (rights to buy)

Indirect
Underlying security
Subordinate Voting Shares

Underlying shares

300K

Shares owned

N/A

Exercise price

1.40

Expiration

Exercise window

Warrants (rights to buy)

Indirect
Underlying security
Subordinate Voting Shares

Underlying shares

6.23M

Shares owned

N/A

Exercise price

.28

Expiration

Exercise window

Total

Underlying

18M

Owned

0.00

NICKOLL BENJAMIN EDWARD — Initial Ownership Disclosure (Form 3) Filed Dec 7, 2022 | Finecho