NGUYEN TAM B enters PROVIDENT FINANCIAL HOLDINGS INC with 11.11K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 1/9/2024ACC: 0000939057-24-000004
Officer· SVP, CFO & Secretary
Since Jan 2024
11.11K
Baseline shares
56% direct
6.23K
Direct ownership
1 position
6K
Derivative underlying
1 instrument
3
Security positions
4.88K indirect
Non-Derivative Holdings3
Common stock, par value $0.01
IndirectShares owned3.13K
Common stock, par value $0.01
DirectShares owned6.23K
Common stock, par value $0.01
IndirectShares owned1.75K
Total
6.23K direct·4.88K indirect11.11K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common stock, par value $0.01 | 3.13K | Indirect |
| Common stock, par value $0.01 | 6.23K | Direct |
| Common stock, par value $0.01 | 1.75K | Indirect |
| Total | 11.11K | 6.23K direct·4.88K indirect |
Derivative Holdings1
Stock options
DirectUnderlying security
PROV stock options
Underlying shares
6K
Shares owned
N/A
Exercise price
18.88
Expiration
—
Exercise window
—
Total
Underlying
6K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock options Direct | PROV stock options | 18.88 | — | — | 6K | N/A |
| Total | 6K | 0.00 | ||||