Filed: 10/14/2022ACC: 0001437749-22-024166
📋 What this filing means
NEXT CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 112 equity positions with a total reported market value of $132.3K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
112
Positions
$132.3K
Total AUM (reported)
4.35M
Total Shares
Allocation by class
UIE$63.7K48.2%
COM$44.0K33.2%
CEM$20.9K15.8%
ETF$1.6K1.2%
RET$819.000.6%
FGC$447.000.3%
FGO$292.000.2%
Portfolio Concentration
Top 3$29.8K22.5%
4–10$28.6K21.6%
11–25$32.0K24.2%
Rest$41.9K31.7%
Top 3 weight
22.5%
Top 10 weight
44.1%
Voting Authority Distribution
Total shares with voting rights: 4.35M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.35M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole112
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings112
Rows:
ISHARES CORE S&P 500 ETF
SOLEShares41.99K
TypeSH
Market value$15.1K
11.38%
Sole
0.00
Shared
0.00
None
41.99K
INVSC QQQ TRUST SRS 1 ETF
SOLEShares27.80K
TypeSH
Market value$7.4K
5.61%
Sole
0.00
Shared
0.00
None
27.80K
SELECT STR FINANCIAL SELECT SPDR ETF
SOLEShares239.47K
TypeSH
Market value$7.3K
5.49%
Sole
0.00
Shared
0.00
None
239.47K
SELECT SECTOR HEALTH CARE SPDR ETF
SOLEShares41.74K
TypeSH
Market value$5.1K
3.82%
Sole
0.00
Shared
0.00
None
41.74K
APOLLO SENIOR FLOATING R
SOLEShares382.25K
TypeSH
Market value$4.8K
3.61%
Sole
0.00
Shared
0.00
None
382.25K
GOLUB CAPITAL BDC INC
SOLEShares374.25K
TypeSH
Market value$4.6K
3.50%
Sole
0.00
Shared
0.00
None
374.25K
APPLE INC
SOLEShares33.49K
TypeSH
Market value$4.6K
3.50%
Sole
0.00
Shared
0.00
None
33.49K
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares18.91K
TypeSH
Market value$3.4K
2.56%
Sole
0.00
Shared
0.00
None
18.91K
OWL ROCK CAPITAL CORP
SOLEShares320.88K
TypeSH
Market value$3.3K
2.53%
Sole
0.00
Shared
0.00
None
320.88K
BLACKSTONE LONG SHORT CR
SOLEShares256.72K
TypeSH
Market value$2.8K
2.11%
Sole
0.00
Shared
0.00
None
256.72K
TESLA INC
SOLEShares10.36K
TypeSH
Market value$2.7K
2.08%
Sole
0.00
Shared
0.00
None
10.36K
SCHWAB US LARGE CAP ETF
SOLEShares63.98K
TypeSH
Market value$2.7K
2.05%
Sole
0.00
Shared
0.00
None
63.98K
BERKSHIRE HATHAWAY CLASS B
SOLEShares9.96K
TypeSH
Market value$2.7K
2.01%
Sole
0.00
Shared
0.00
None
9.96K
NUVEEN SHORT DURATION CR
SOLEShares214.57K
TypeSH
Market value$2.5K
1.92%
Sole
0.00
Shared
0.00
None
214.57K
NUVEEN SENIOR INCOME CF
SOLEShares508.63K
TypeSH
Market value$2.4K
1.80%
Sole
0.00
Shared
0.00
None
508.63K
BLACKSTONE STRATEGIC CRE
SOLEShares221.07K
TypeSH
Market value$2.4K
1.78%
Sole
0.00
Shared
0.00
None
221.07K
SABA CAPITAL INCOME OPPO
SOLEShares282.17K
TypeSH
Market value$2.2K
1.69%
Sole
0.00
Shared
0.00
None
282.17K
SCHWAB US SMALL CAP ETF
SOLEShares55.56K
TypeSH
Market value$2.1K
1.59%
Sole
0.00
Shared
0.00
None
55.56K
ISHARES CORE S&P SMALL CAP ETF
SOLEShares23.51K
TypeSH
Market value$2.0K
1.55%
Sole
0.00
Shared
0.00
None
23.51K
TELEFLEX INCORPORATE
SOLEShares9.33K
TypeSH
Market value$1.9K
1.42%
Sole
0.00
Shared
0.00
None
9.33K
JPMORGAN ULTRA SHORT INCOME ETF
SOLEShares35.68K
TypeSH
Market value$1.8K
1.35%
Sole
0.00
Shared
0.00
None
35.68K
ISHARES RUSSELL 1000 VALUE ETF
SOLEShares12.76K
TypeSH
Market value$1.7K
1.31%
Sole
0.00
Shared
0.00
None
12.76K
ISHARES CORE MSCI EAFE ETF
SOLEShares32.23K
TypeSH
Market value$1.7K
1.28%
Sole
0.00
Shared
0.00
None
32.23K
AMAZON.COM INC
SOLEShares14.52K
TypeSH
Market value$1.6K
1.24%
Sole
0.00
Shared
0.00
None
14.52K
META PLATFORMS INC CLASS A
SOLEShares11.33K
TypeSH
Market value$1.5K
1.16%
Sole
0.00
Shared
0.00
None
11.33K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES CORE S&P 500 ETFSOLE | UIE | 41.99K | SH | $15.1K 11.38% | 0.00 | 0.00 | 41.99K |
INVSC QQQ TRUST SRS 1 ETFSOLE | UIE | 27.80K | SH | $7.4K 5.61% | 0.00 | 0.00 | 27.80K |
SELECT STR FINANCIAL SELECT SPDR ETFSOLE | UIE | 239.47K | SH | $7.3K 5.49% | 0.00 | 0.00 | 239.47K |
SELECT SECTOR HEALTH CARE SPDR ETFSOLE | UIE | 41.74K | SH | $5.1K 3.82% | 0.00 | 0.00 | 41.74K |
APOLLO SENIOR FLOATING RSOLE | CEM | 382.25K | SH | $4.8K 3.61% | 0.00 | 0.00 | 382.25K |
GOLUB CAPITAL BDC INCSOLE | COM | 374.25K | SH | $4.6K 3.50% | 0.00 | 0.00 | 374.25K |
APPLE INCSOLE | COM | 33.49K | SH | $4.6K 3.50% | 0.00 | 0.00 | 33.49K |
VANGUARD TOTAL STOCK MARKET ETFSOLE | UIE | 18.91K | SH | $3.4K 2.56% | 0.00 | 0.00 | 18.91K |
OWL ROCK CAPITAL CORPSOLE | COM | 320.88K | SH | $3.3K 2.53% | 0.00 | 0.00 | 320.88K |
BLACKSTONE LONG SHORT CRSOLE | CEM | 256.72K | SH | $2.8K 2.11% | 0.00 | 0.00 | 256.72K |
TESLA INCSOLE | COM | 10.36K | SH | $2.7K 2.08% | 0.00 | 0.00 | 10.36K |
SCHWAB US LARGE CAP ETFSOLE | UIE | 63.98K | SH | $2.7K 2.05% | 0.00 | 0.00 | 63.98K |
BERKSHIRE HATHAWAY CLASS BSOLE | COM | 9.96K | SH | $2.7K 2.01% | 0.00 | 0.00 | 9.96K |
NUVEEN SHORT DURATION CRSOLE | CEM | 214.57K | SH | $2.5K 1.92% | 0.00 | 0.00 | 214.57K |
NUVEEN SENIOR INCOME CFSOLE | CEM | 508.63K | SH | $2.4K 1.80% | 0.00 | 0.00 | 508.63K |
BLACKSTONE STRATEGIC CRESOLE | CEM | 221.07K | SH | $2.4K 1.78% | 0.00 | 0.00 | 221.07K |
SABA CAPITAL INCOME OPPOSOLE | CEM | 282.17K | SH | $2.2K 1.69% | 0.00 | 0.00 | 282.17K |
SCHWAB US SMALL CAP ETFSOLE | UIE | 55.56K | SH | $2.1K 1.59% | 0.00 | 0.00 | 55.56K |
ISHARES CORE S&P SMALL CAP ETFSOLE | UIE | 23.51K | SH | $2.0K 1.55% | 0.00 | 0.00 | 23.51K |
TELEFLEX INCORPORATESOLE | COM | 9.33K | SH | $1.9K 1.42% | 0.00 | 0.00 | 9.33K |
JPMORGAN ULTRA SHORT INCOME ETFSOLE | UIE | 35.68K | SH | $1.8K 1.35% | 0.00 | 0.00 | 35.68K |
ISHARES RUSSELL 1000 VALUE ETFSOLE | UIE | 12.76K | SH | $1.7K 1.31% | 0.00 | 0.00 | 12.76K |
ISHARES CORE MSCI EAFE ETFSOLE | UIE | 32.23K | SH | $1.7K 1.28% | 0.00 | 0.00 | 32.23K |
AMAZON.COM INCSOLE | COM | 14.52K | SH | $1.6K 1.24% | 0.00 | 0.00 | 14.52K |
META PLATFORMS INC CLASS ASOLE | COM | 11.33K | SH | $1.5K 1.16% | 0.00 | 0.00 | 11.33K |
Page 1 of 5
…