NEWMAN JAMES F. (SVP, Region Operations) exercised options at BASIC ENERGY SERVICES, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/23/2021ACC: 0001109189-21-000022
Officer· SVP, Region Operations
Since Dec 2018
+20.83K
Net shares
Net buyer
$3.4K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
62.50K acquired · 41.67K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+20.83K
Price / share
—
Trade value
—
% of position
12.0%
2/19/2021
172.91K→193.74K
Common Stock
Direct
Shares
−20.83K
Price / share
$0.16
Trade value
$3.39K
% of position
10.8%
2/19/2021
193.74K→172.91K
Total
Net shares
+0.00
Net value
-$3.39K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/19/2021 | M · Option Exercise | +20.83K | — | — | 12.0% | 172.91K | 193.74K |
| Common Stock Direct | 2/19/2021 | D · Disposition | −20.83K | $0.16 | $3.39K | 10.8% | 193.74K | 172.91K |
| Total | +0.00 | -$3.39K | ||||||
Derivative Transactions2
Performance- Based Phantom Shares
Direct
Converts to
Common Stock
41.67K shares
Shares
+41.67K
Strike price
Held after
41.67K
Exercisable
—
2/19/2021
Performance- Based Phantom Shares
Direct
Converts to
Common Stock
20.83K shares
Shares
−20.83K
Strike price
Held after
20.83K
Exercisable
—
2/19/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance- Based Phantom Shares Direct | Common Stock41.67K shares | 2/19/2021 | A · Award | +41.67K | — | 41.67K | |
| Performance- Based Phantom Shares Direct | Common Stock20.83K shares | 2/19/2021 | M · Option Exercise | −20.83K | — | 20.83K |