NEWELL WILLIAM J (CEO & President) exercised options at SUTRO BIOPHARMA, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/7/2024ACC: 0001415889-24-007188
DirectorOfficer· CEO & President
Since Sep 2018
+297.81K
Net shares
Net buyer
$30.4K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
323.25K acquired · 25.44K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+18.75K
Price / share
—
Trade value
—
% of position
9.0%
3/5/2024
208.14K→226.89K
Common Stock
Direct
Shares
−6.69K
Price / share
$4.54
Trade value
$30.37K
% of position
2.9%
3/5/2024
226.89K→220.20K
Total
Net shares
+12.06K
Net value
-$30.37K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/5/2024 | M · Option Exercise | +18.75K | — | — | 9.0% | 208.14K | 226.89K |
| Common Stock Direct | 3/5/2024 | F · Tax Withholding | −6.69K | $4.54 | $30.37K | 2.9% | 226.89K | 220.20K |
| Total | +12.06K | -$30.37K | ||||||
Derivative Transactions3
Stock Option (Right to Buy Common Stock)
Direct
Converts to
Common Stock
174K shares
Shares
+174K
Strike price
4.54
Held after
174K
Exercisable
—
3/5/2024
Restricted Stock Units (RSUs)
Direct
Converts to
Common Stock
130.50K shares
Shares
+130.50K
Strike price
Held after
130.50K
Exercisable
—
3/5/2024
Restricted Stock Unit (RSU)
Direct
Converts to
Common Stock
18.75K shares
Shares
−18.75K
Strike price
Held after
18.75K
Exercisable
—
3/5/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Common Stock) Direct | Common Stock174K shares | 3/5/2024 | A · Award | +174K | 4.54 | — | 174K |
| Restricted Stock Units (RSUs) Direct | Common Stock130.50K shares | 3/5/2024 | A · Award | +130.50K | — | 130.50K | |
| Restricted Stock Unit (RSU) Direct | Common Stock18.75K shares | 3/5/2024 | M · Option Exercise | −18.75K | — | 18.75K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned116.53K
Total
116.53K indirect116.53K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 116.53K | Indirect |
| Total | 116.53K | 116.53K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported