NEWELL WILLIAM J (CEO & President) exercised options at SUTRO BIOPHARMA, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/6/2024ACC: 0001415889-24-007039
DirectorOfficer· CEO & President
Since Sep 2018
-11.11K
Net shares
Net seller
$53.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
31.13K acquired · 42.23K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+31.13K
Price / share
—
Trade value
—
% of position
16.5%
3/4/2024
188.12K→219.25K
Common Stock
Direct
Shares
−11.11K
Price / share
$4.79
Trade value
$53.19K
% of position
5.1%
3/4/2024
219.25K→208.14K
Total
Net shares
+20.02K
Net value
-$53.19K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/4/2024 | M · Option Exercise | +31.13K | — | — | 16.5% | 188.12K | 219.25K |
| Common Stock Direct | 3/4/2024 | F · Tax Withholding | −11.11K | $4.79 | $53.19K | 5.1% | 219.25K | 208.14K |
| Total | +20.02K | -$53.19K | ||||||
Derivative Transactions1
Restricted Stock Unit (RSU)
Direct
Converts to
Common Stock
31.13K shares
Shares
−31.13K
Strike price
Held after
62.25K
Exercisable
—
3/4/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU) Direct | Common Stock31.13K shares | 3/4/2024 | M · Option Exercise | −31.13K | — | 62.25K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned116.53K
Total
116.53K indirect116.53K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 116.53K | Indirect |
| Total | 116.53K | 116.53K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported