NEWELL WILLIAM J (CEO & President) exercised options at SUTRO BIOPHARMA, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/5/2024ACC: 0001415889-24-006725
DirectorOfficer· CEO & President
Since Sep 2018
-8.56K
Net shares
Net seller
$42.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
23.75K acquired · 32.31K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+23.75K
Price / share
—
Trade value
—
% of position
13.7%
3/1/2024
172.93K→196.68K
Common Stock
Direct
Shares
−8.56K
Price / share
$4.95
Trade value
$42.37K
% of position
4.4%
3/1/2024
196.68K→188.12K
Total
Net shares
+15.19K
Net value
-$42.37K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/1/2024 | M · Option Exercise | +23.75K | — | — | 13.7% | 172.93K | 196.68K |
| Common Stock Direct | 3/1/2024 | F · Tax Withholding | −8.56K | $4.95 | $42.37K | 4.4% | 196.68K | 188.12K |
| Total | +15.19K | -$42.37K | ||||||
Derivative Transactions1
Restricted Stock Unit (RSU)
Direct
Converts to
Common Stock
23.75K shares
Shares
−23.75K
Strike price
Held after
71.25K
Exercisable
—
3/1/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU) Direct | Common Stock23.75K shares | 3/1/2024 | M · Option Exercise | −23.75K | — | 71.25K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned116.53K
Total
116.53K indirect116.53K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 116.53K | Indirect |
| Total | 116.53K | 116.53K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported