NEWELL WILLIAM J (CEO & President) exercised options at SUTRO BIOPHARMA, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/31/2024ACC: 0001415889-24-002072
DirectorOfficer· CEO & President
Since Sep 2018
-5.63K
Net shares
Net seller
$28.1K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
13.75K acquired · 19.38K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+13.75K
Price / share
—
Trade value
—
% of position
8.3%
1/29/2024
164.82K→178.57K
Common Stock
Direct
Shares
−5.63K
Price / share
$4.99
Trade value
$28.11K
% of position
3.2%
1/29/2024
178.57K→172.93K
Total
Net shares
+8.12K
Net value
-$28.11K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/29/2024 | M · Option Exercise | +13.75K | — | — | 8.3% | 164.82K | 178.57K |
| Common Stock Direct | 1/29/2024 | F · Tax Withholding | −5.63K | $4.99 | $28.11K | 3.2% | 178.57K | 172.93K |
| Total | +8.12K | -$28.11K | ||||||
Derivative Transactions1
Restricted Stock Unit (RSU)
Direct
Converts to
Common Stock
13.75K shares
Shares
−13.75K
Strike price
Held after
0.00
Exercisable
—
1/29/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU) Direct | Common Stock13.75K shares | 1/29/2024 | M · Option Exercise | −13.75K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned116.53K
Total
116.53K indirect116.53K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 116.53K | Indirect |
| Total | 116.53K | 116.53K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported