NEWELL WILLIAM J (CEO & President) exercised options at SUTRO BIOPHARMA, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/7/2022ACC: 0001209191-22-016856
DirectorOfficer· CEO & President
Since Sep 2018
+284.02K
Net shares
Net buyer
$53.0K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
309.25K acquired · 25.23K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+18.75K
Price / share
—
Trade value
—
% of position
18.5%
3/5/2022
101.19K→119.94K
Common Stock
Direct
Shares
−6.48K
Price / share
$8.17
Trade value
$52.97K
% of position
5.4%
3/5/2022
119.94K→113.46K
Total
Net shares
+12.27K
Net value
-$52.97K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/5/2022 | M · Option Exercise | +18.75K | — | — | 18.5% | 101.19K | 119.94K |
| Common Stock Direct | 3/5/2022 | F · Tax Withholding | −6.48K | $8.17 | $52.97K | 5.4% | 119.94K | 113.46K |
| Total | +12.27K | -$52.97K | ||||||
Derivative Transactions3
Stock Option (right to buy Common Stock)
Direct
Converts to
Common Stock
166K shares
Shares
+166K
Strike price
8.17
Held after
166K
Exercisable
—
3/4/2022
Restricted Stock Unit (RSU)
Direct
Converts to
Common Stock
124.50K shares
Shares
+124.50K
Strike price
Held after
124.50K
Exercisable
—
3/4/2022
Restricted Stock Unit (RSU)
Direct
Converts to
Common Stock
18.75K shares
Shares
−18.75K
Strike price
Held after
56.25K
Exercisable
—
3/5/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy Common Stock) Direct | Common Stock166K shares | 3/4/2022 | A · Award | +166K | 8.17 | — | 166K |
| Restricted Stock Unit (RSU) Direct | Common Stock124.50K shares | 3/4/2022 | A · Award | +124.50K | — | 124.50K | |
| Restricted Stock Unit (RSU) Direct | Common Stock18.75K shares | 3/5/2022 | M · Option Exercise | −18.75K | — | 56.25K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned10.58K
Common Stock
IndirectShares owned106.53K
Total
117.10K indirect117.10K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 10.58K | Indirect |
| Common Stock | 106.53K | Indirect |
| Total | 117.10K | 117.10K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported