NEW LEAF BIOPHARMA OPPORTUNITIES II, L.P. reported 3 transactions at HARPOON THERAPEUTICS, INC.
Review the transaction codes below to understand the nature of each event.
Common Stock
Shares
−1.46M
Price / share
—
Trade value
—
% of position
Common Stock
Shares
−395.78K
Price / share
—
Trade value
—
% of position
8.000% Series A Redeemable Preferred Stock
Shares
−10K
Price / share
—
Trade value
—
% of position
Net shares
−1.87M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/11/2024 | D · Disposition | −1.46M | — | — | New position | 1.46M | 0.00 |
| Common Stock Indirect | 3/11/2024 | D · Disposition | −395.78K | — | — | New position | 395.78K | 0.00 |
| 8.000% Series A Redeemable Preferred Stock Direct | 3/11/2024 | D · Disposition | −10K | — | — | New position | 10K | 0.00 |
| Total | −1.87M | $0.00 | ||||||
Common Stock Warrant (Right to Buy)
Common Stock
299.43K shares
Shares
−299.43K
Strike price
9.7889
Held after
0.00
Exercisable
—
Common Stock Warrant (Right to Buy)
Common Stock
686K shares
Shares
−686K
Strike price
5.8345
Held after
0.00
Exercisable
—
Common Stock Warrant (Right to Buy)
Common Stock
85.75K shares
Shares
−85.75K
Strike price
5.8345
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Stock Warrant (Right to Buy) Direct | Common Stock299.43K shares | 3/11/2024 | D · Disposition | −299.43K | 9.7889 | — | 0.00 |
| Common Stock Warrant (Right to Buy) Indirect | Common Stock686K shares | 3/11/2024 | D · Disposition | −686K | 5.8345 | — | 0.00 |
| Common Stock Warrant (Right to Buy) Indirect | Common Stock85.75K shares | 3/11/2024 | D · Disposition | −85.75K | 5.8345 | — | 0.00 |