Filed: 4/27/2026ACC: 0001964652-26-000002
📋 What this filing means
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 425 equity positions with a total reported market value of $365.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
425
Positions
$365.27M
Total AUM (reported)
7.78M
Total Shares
Allocation by class
STRATEGIC INCOME$88.36M24.2%
SHS CREATION UNI$62.09M17.0%
CORE BD ETF$45.72M12.5%
STATE STREET SPD$41.44M11.3%
US SML CP VALU$24.12M6.6%
COM$22.99M6.3%
S&P500 EQL WGT$21.97M6.0%
Portfolio Concentration
Top 3$190.09M52.0%
4–10$103.61M28.4%
11–25$46.84M12.8%
Rest$24.72M6.8%
Top 3 weight
52.0%
Top 10 weight
80.4%
Voting Authority Distribution
Total shares with voting rights: 7.78M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.78M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole425
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings425
Rows:
HARTFORD FDS EXCHANGE TRADED
SOLEShares2.54M
TypeSH
Market value$88.36M
24.19%
Sole
0.00
Shared
0.00
None
2.54M
CAPITAL GROUP GROWTH ETF
SOLEShares1.39M
TypeSH
Market value$56.01M
15.33%
Sole
0.00
Shared
0.00
None
1.39M
VANGUARD MALVERN FDS
SOLEShares590.87K
TypeSH
Market value$45.72M
12.52%
Sole
0.00
Shared
0.00
None
590.87K
AMERICAN CENTY ETF TR
SOLEShares218.32K
TypeSH
Market value$24.12M
6.60%
Sole
0.00
Shared
0.00
None
218.32K
INVESCO EXCHANGE TRADED FD T
SOLEShares114.46K
TypeSH
Market value$21.97M
6.01%
Sole
0.00
Shared
0.00
None
114.46K
SSGA ACTIVE ETF TR
SOLEShares496.66K
TypeSH
Market value$17.95M
4.92%
Sole
0.00
Shared
0.00
None
496.66K
SPDR SERIES TRUST
SOLEShares202.38K
TypeSH
Market value$11.45M
3.13%
Sole
0.00
Shared
0.00
None
202.38K
SPDR SERIES TRUST
SOLEShares105.44K
TypeSH
Market value$10.32M
2.83%
Sole
0.00
Shared
0.00
None
105.44K
SPDR INDEX SHS FDS
SOLEShares221.73K
TypeSH
Market value$10.12M
2.77%
Sole
0.00
Shared
0.00
None
221.73K
CAPITAL GRP FIXED INCM ETF T
SOLEShares282.76K
TypeSH
Market value$7.68M
2.10%
Sole
0.00
Shared
0.00
None
282.76K
SPDR SERIES TRUST
SOLEShares66.53K
TypeSH
Market value$6.43M
1.76%
Sole
0.00
Shared
0.00
None
66.53K
COHEN & STEERS ETF TRUST
SOLEShares242.30K
TypeSH
Market value$6.37M
1.74%
Sole
0.00
Shared
0.00
None
242.30K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares142.81K
TypeSH
Market value$6.07M
1.66%
Sole
0.00
Shared
0.00
None
142.81K
CAPITAL GRP FIXED INCM ETF T
SOLEShares262.98K
TypeSH
Market value$5.88M
1.61%
Sole
0.00
Shared
0.00
None
262.98K
COLUMBIA ETF TR II
SOLEShares114.36K
TypeSH
Market value$4.67M
1.28%
Sole
0.00
Shared
0.00
None
114.36K
INVESCO ACTVELY MNGD ETC FD
SOLEShares260.34K
TypeSH
Market value$4.51M
1.23%
Sole
0.00
Shared
0.00
None
260.34K
APPLE INC
SOLEShares8.17K
TypeSH
Market value$2.07M
0.57%
Sole
0.00
Shared
0.00
None
8.17K
CAPITAL GRP FIXED INCM ETF T
SOLEShares74.13K
TypeSH
Market value$1.91M
0.52%
Sole
0.00
Shared
0.00
None
74.13K
SPDR SERIES TRUST
SOLEShares18.08K
TypeSH
Market value$1.73M
0.47%
Sole
0.00
Shared
0.00
None
18.08K
CALAMOS ETF TR
SOLEShares56.59K
TypeSH
Market value$1.47M
0.40%
Sole
0.00
Shared
0.00
None
56.59K
EXXON MOBIL CORP
SOLEShares8.40K
TypeSH
Market value$1.43M
0.39%
Sole
0.00
Shared
0.00
None
8.40K
T ROWE PRICE ETF INC
SOLEShares33.16K
TypeSH
Market value$1.15M
0.31%
Sole
0.00
Shared
0.00
None
33.16K
RTX CORPORATION
SOLEShares5.76K
TypeSH
Market value$1.11M
0.30%
Sole
0.00
Shared
0.00
None
5.76K
PROCTER & GAMBLE CO
SOLEShares7.31K
TypeSH
Market value$1.06M
0.29%
Sole
0.00
Shared
0.00
None
7.31K
WALMART INC
SOLEShares8.02K
TypeSH
Market value$996.0K
0.27%
Sole
0.00
Shared
0.00
None
8.02K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
HARTFORD FDS EXCHANGE TRADEDSOLE | STRATEGIC INCOME | 2.54M | SH | $88.36M 24.19% | 0.00 | 0.00 | 2.54M |
CAPITAL GROUP GROWTH ETFSOLE | SHS CREATION UNI | 1.39M | SH | $56.01M 15.33% | 0.00 | 0.00 | 1.39M |
VANGUARD MALVERN FDSSOLE | CORE BD ETF | 590.87K | SH | $45.72M 12.52% | 0.00 | 0.00 | 590.87K |
AMERICAN CENTY ETF TRSOLE | US SML CP VALU | 218.32K | SH | $24.12M 6.60% | 0.00 | 0.00 | 218.32K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 114.46K | SH | $21.97M 6.01% | 0.00 | 0.00 | 114.46K |
SSGA ACTIVE ETF TRSOLE | STATE STREET MUL | 496.66K | SH | $17.95M 4.92% | 0.00 | 0.00 | 496.66K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 202.38K | SH | $11.45M 3.13% | 0.00 | 0.00 | 202.38K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 105.44K | SH | $10.32M 2.83% | 0.00 | 0.00 | 105.44K |
SPDR INDEX SHS FDSSOLE | STATE STREET SPD | 221.73K | SH | $10.12M 2.77% | 0.00 | 0.00 | 221.73K |
CAPITAL GRP FIXED INCM ETF TSOLE | MUNICIPAL INCOME | 282.76K | SH | $7.68M 2.10% | 0.00 | 0.00 | 282.76K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 66.53K | SH | $6.43M 1.76% | 0.00 | 0.00 | 66.53K |
COHEN & STEERS ETF TRUSTSOLE | REAL ESTATE ACTI | 242.30K | SH | $6.37M 1.74% | 0.00 | 0.00 | 242.30K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 142.81K | SH | $6.07M 1.66% | 0.00 | 0.00 | 142.81K |
CAPITAL GRP FIXED INCM ETF TSOLE | CORE PLUS INCM | 262.98K | SH | $5.88M 1.61% | 0.00 | 0.00 | 262.98K |
COLUMBIA ETF TR IISOLE | EM CORE EX ETF | 114.36K | SH | $4.67M 1.28% | 0.00 | 0.00 | 114.36K |
INVESCO ACTVELY MNGD ETC FDSOLE | OPTIMUM YIELD | 260.34K | SH | $4.51M 1.23% | 0.00 | 0.00 | 260.34K |
APPLE INCSOLE | COM | 8.17K | SH | $2.07M 0.57% | 0.00 | 0.00 | 8.17K |
CAPITAL GRP FIXED INCM ETF TSOLE | SHORT DURATION | 74.13K | SH | $1.91M 0.52% | 0.00 | 0.00 | 74.13K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 18.08K | SH | $1.73M 0.47% | 0.00 | 0.00 | 18.08K |
CALAMOS ETF TRSOLE | S&P 500 STRUCTU | 56.59K | SH | $1.47M 0.40% | 0.00 | 0.00 | 56.59K |
EXXON MOBIL CORPSOLE | COM | 8.40K | SH | $1.43M 0.39% | 0.00 | 0.00 | 8.40K |
T ROWE PRICE ETF INCSOLE | INTERNATIONAL EQ | 33.16K | SH | $1.15M 0.31% | 0.00 | 0.00 | 33.16K |
RTX CORPORATIONSOLE | COM | 5.76K | SH | $1.11M 0.30% | 0.00 | 0.00 | 5.76K |
PROCTER & GAMBLE COSOLE | COM | 7.31K | SH | $1.06M 0.29% | 0.00 | 0.00 | 7.31K |
WALMART INCSOLE | COM | 8.02K | SH | $996.0K 0.27% | 0.00 | 0.00 | 8.02K |
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