Filed: 2/2/2026ACC: 0001964652-26-000001
📋 What this filing means
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 426 equity positions with a total reported market value of $256.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
426
Positions
$256.02M
Total AUM (reported)
5.32M
Total Shares
Allocation by class
SHS CREATION UNI$68.25M26.7%
STATE STREET SPD$30.67M12.0%
COM$23.20M9.1%
US SML CP VALU$22.28M8.7%
S&P500 EQL WGT$21.58M8.4%
STATE STREET MUL$15.54M6.1%
CORE PLUS INCM$12.56M4.9%
Portfolio Concentration
Top 3$107.11M41.8%
4–10$80.34M31.4%
11–25$42.96M16.8%
Rest$25.60M10.0%
Top 3 weight
41.8%
Top 10 weight
73.2%
Voting Authority Distribution
Total shares with voting rights: 5.32M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.32M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole426
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings426
Rows:
CAPITAL GROUP GROWTH ETF
SOLEShares1.42M
TypeSH
Market value$63.25M
24.71%
Sole
0.00
Shared
0.00
None
1.42M
AMERICAN CENTY ETF TR
SOLEShares218.52K
TypeSH
Market value$22.28M
8.70%
Sole
0.00
Shared
0.00
None
218.52K
INVESCO EXCHANGE TRADED FD T
SOLEShares112.63K
TypeSH
Market value$21.58M
8.43%
Sole
0.00
Shared
0.00
None
112.63K
SSGA ACTIVE ETF TR
SOLEShares494.15K
TypeSH
Market value$15.54M
6.07%
Sole
0.00
Shared
0.00
None
494.15K
CAPITAL GRP FIXED INCM ETF T
SOLEShares554.92K
TypeSH
Market value$12.56M
4.91%
Sole
0.00
Shared
0.00
None
554.92K
SPDR SERIES TRUST
SOLEShares113.59K
TypeSH
Market value$12.12M
4.73%
Sole
0.00
Shared
0.00
None
113.59K
SPDR SERIES TRUST
SOLEShares209.18K
TypeSH
Market value$11.88M
4.64%
Sole
0.00
Shared
0.00
None
209.18K
HARTFORD FDS EXCHANGE TRADED
SOLEShares315.96K
TypeSH
Market value$11.21M
4.38%
Sole
0.00
Shared
0.00
None
315.96K
SPDR INDEX SHS FDS
SOLEShares231.73K
TypeSH
Market value$10.29M
4.02%
Sole
0.00
Shared
0.00
None
231.73K
CAPITAL GRP FIXED INCM ETF T
SOLEShares258.90K
TypeSH
Market value$6.73M
2.63%
Sole
0.00
Shared
0.00
None
258.90K
VANGUARD MALVERN FDS
SOLEShares64.80K
TypeSH
Market value$5.05M
1.97%
Sole
0.00
Shared
0.00
None
64.80K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares114.49K
TypeSH
Market value$5.00M
1.95%
Sole
0.00
Shared
0.00
None
114.49K
SPDR SERIES TRUST
SOLEShares52.40K
TypeSH
Market value$4.94M
1.93%
Sole
0.00
Shared
0.00
None
52.40K
CAPITAL GRP FIXED INCM ETF T
SOLEShares155.52K
TypeSH
Market value$4.26M
1.66%
Sole
0.00
Shared
0.00
None
155.52K
COLUMBIA ETF TR II
SOLEShares109.64K
TypeSH
Market value$4.21M
1.64%
Sole
0.00
Shared
0.00
None
109.64K
COHEN & STEERS ETF TRUST
SOLEShares155.74K
TypeSH
Market value$3.97M
1.55%
Sole
0.00
Shared
0.00
None
155.74K
INVESCO ACTVELY MNGD ETC FD
SOLEShares265.89K
TypeSH
Market value$3.52M
1.38%
Sole
0.00
Shared
0.00
None
265.89K
MORGAN STANLEY ETF TRUST
SOLEShares60.66K
TypeSH
Market value$3.00M
1.17%
Sole
0.00
Shared
0.00
None
60.66K
APPLE INC
SOLEShares8.20K
TypeSH
Market value$2.23M
0.87%
Sole
0.00
Shared
0.00
None
8.20K
CALAMOS ETF TR
SOLEShares57.70K
TypeSH
Market value$1.50M
0.59%
Sole
0.00
Shared
0.00
None
57.70K
SPDR SERIES TRUST
SOLEShares13.36K
TypeSH
Market value$1.23M
0.48%
Sole
0.00
Shared
0.00
None
13.36K
RTX CORPORATION
SOLEShares6.05K
TypeSH
Market value$1.11M
0.43%
Sole
0.00
Shared
0.00
None
6.05K
PROCTER AND GAMBLE CO
SOLEShares7.30K
TypeSH
Market value$1.05M
0.41%
Sole
0.00
Shared
0.00
None
7.30K
EXXON MOBIL CORP
SOLEShares8.38K
TypeSH
Market value$1.01M
0.39%
Sole
0.00
Shared
0.00
None
8.38K
WALMART INC
SOLEShares7.96K
TypeSH
Market value$886.7K
0.35%
Sole
0.00
Shared
0.00
None
7.96K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CAPITAL GROUP GROWTH ETFSOLE | SHS CREATION UNI | 1.42M | SH | $63.25M 24.71% | 0.00 | 0.00 | 1.42M |
AMERICAN CENTY ETF TRSOLE | US SML CP VALU | 218.52K | SH | $22.28M 8.70% | 0.00 | 0.00 | 218.52K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 112.63K | SH | $21.58M 8.43% | 0.00 | 0.00 | 112.63K |
SSGA ACTIVE ETF TRSOLE | STATE STREET MUL | 494.15K | SH | $15.54M 6.07% | 0.00 | 0.00 | 494.15K |
CAPITAL GRP FIXED INCM ETF TSOLE | CORE PLUS INCM | 554.92K | SH | $12.56M 4.91% | 0.00 | 0.00 | 554.92K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 113.59K | SH | $12.12M 4.73% | 0.00 | 0.00 | 113.59K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 209.18K | SH | $11.88M 4.64% | 0.00 | 0.00 | 209.18K |
HARTFORD FDS EXCHANGE TRADEDSOLE | STRATEGIC INCOME | 315.96K | SH | $11.21M 4.38% | 0.00 | 0.00 | 315.96K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 231.73K | SH | $10.29M 4.02% | 0.00 | 0.00 | 231.73K |
CAPITAL GRP FIXED INCM ETF TSOLE | SHORT DURATION | 258.90K | SH | $6.73M 2.63% | 0.00 | 0.00 | 258.90K |
VANGUARD MALVERN FDSSOLE | CORE BD ETF | 64.80K | SH | $5.05M 1.97% | 0.00 | 0.00 | 64.80K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 114.49K | SH | $5.00M 1.95% | 0.00 | 0.00 | 114.49K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 52.40K | SH | $4.94M 1.93% | 0.00 | 0.00 | 52.40K |
CAPITAL GRP FIXED INCM ETF TSOLE | MUNICIPAL INCOME | 155.52K | SH | $4.26M 1.66% | 0.00 | 0.00 | 155.52K |
COLUMBIA ETF TR IISOLE | EM CORE EX ETF | 109.64K | SH | $4.21M 1.64% | 0.00 | 0.00 | 109.64K |
COHEN & STEERS ETF TRUSTSOLE | REAL ESTATE ACTI | 155.74K | SH | $3.97M 1.55% | 0.00 | 0.00 | 155.74K |
INVESCO ACTVELY MNGD ETC FDSOLE | OPTIMUM YIELD | 265.89K | SH | $3.52M 1.38% | 0.00 | 0.00 | 265.89K |
MORGAN STANLEY ETF TRUSTSOLE | EATON VANCE FLTG | 60.66K | SH | $3.00M 1.17% | 0.00 | 0.00 | 60.66K |
APPLE INCSOLE | COM | 8.20K | SH | $2.23M 0.87% | 0.00 | 0.00 | 8.20K |
CALAMOS ETF TRSOLE | S&P 500 STRUCTU | 57.70K | SH | $1.50M 0.59% | 0.00 | 0.00 | 57.70K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 13.36K | SH | $1.23M 0.48% | 0.00 | 0.00 | 13.36K |
RTX CORPORATIONSOLE | COM | 6.05K | SH | $1.11M 0.43% | 0.00 | 0.00 | 6.05K |
PROCTER AND GAMBLE COSOLE | COM | 7.30K | SH | $1.05M 0.41% | 0.00 | 0.00 | 7.30K |
EXXON MOBIL CORPSOLE | COM | 8.38K | SH | $1.01M 0.39% | 0.00 | 0.00 | 8.38K |
WALMART INCSOLE | COM | 7.96K | SH | $886.7K 0.35% | 0.00 | 0.00 | 7.96K |
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