NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

Filed: 5/5/2025ACC: 0001964652-25-000002

📋 What this filing means

NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 393 equity positions with a total reported market value of $196.60M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

393

Positions

$196.60M

Total AUM (reported)

4.66M

Total Shares

Allocation by class

SHS CREATION UNI$50.83M25.9%

COM$20.32M10.3%

S&P500 EQL WGT$18.77M9.5%

US SML CP VALU$18.21M9.3%

MULT ASS RLRTN$13.83M7.0%

CORE PLUS INCM$11.27M5.7%

PRTFLO S&P500 VL$10.85M5.5%

Portfolio Concentration

Top 3$85.67M43.6%

4–10$63.55M32.3%

11–25$27.82M14.2%

Rest$19.56M9.9%

Top 3 weight

43.6%

Top 10 weight

75.9%

Voting Authority Distribution

Total shares with voting rights: 4.66M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.66M

% of voting shares100.0%

Investment Discretion (by position count)

Sole393

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings393

Rows:

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREATION UNI

Shares1.42M

TypeSH

Market value$48.69M

24.77%

Sole

0.00

Shared

0.00

None

1.42M

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares108.35K

TypeSH

Market value$18.77M

9.55%

Sole

0.00

Shared

0.00

None

108.35K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares208.85K

TypeSH

Market value$18.21M

9.26%

Sole

0.00

Shared

0.00

None

208.85K

SSGA ACTIVE ETF TR

SOLE

MULT ASS RLRTN

Shares484.55K

TypeSH

Market value$13.83M

7.03%

Sole

0.00

Shared

0.00

None

484.55K

CAPITAL GRP FIXED INCM ETF T

SOLE

CORE PLUS INCM

Shares502K

TypeSH

Market value$11.27M

5.73%

Sole

0.00

Shared

0.00

None

502K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares212.51K

TypeSH

Market value$10.85M

5.52%

Sole

0.00

Shared

0.00

None

212.51K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares118.90K

TypeSH

Market value$9.56M

4.86%

Sole

0.00

Shared

0.00

None

118.90K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares212.73K

TypeSH

Market value$7.75M

3.94%

Sole

0.00

Shared

0.00

None

212.73K

CAPITAL GRP FIXED INCM ETF T

SOLE

SHORT DURATION

Shares242.97K

TypeSH

Market value$6.27M

3.19%

Sole

0.00

Shared

0.00

None

242.97K

SELECT SECTOR SPDR TR

SOLE

RL EST SEL SEC

Shares96.22K

TypeSH

Market value$4.03M

2.05%

Sole

0.00

Shared

0.00

None

96.22K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares44.97K

TypeSH

Market value$3.73M

1.90%

Sole

0.00

Shared

0.00

None

44.97K

INVESCO ACTVELY MNGD ETC FD

SOLE

OPTIMUM YIELD

Shares244.43K

TypeSH

Market value$3.33M

1.69%

Sole

0.00

Shared

0.00

None

244.43K

CAPITAL GRP FIXED INCM ETF T

SOLE

MUNICIPAL INCOME

Shares123.03K

TypeSH

Market value$3.30M

1.68%

Sole

0.00

Shared

0.00

None

123.03K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares102.69K

TypeSH

Market value$3.16M

1.61%

Sole

0.00

Shared

0.00

None

102.69K

COLUMBIA ETF TR II

SOLE

EM CORE EX ETF

Shares104.48K

TypeSH

Market value$3.09M

1.57%

Sole

0.00

Shared

0.00

None

104.48K

CAPITAL GROUP DIVIDEND VALUE

SOLE

SHS CREATION UNI

Shares59.77K

TypeSH

Market value$2.13M

1.08%

Sole

0.00

Shared

0.00

None

59.77K

APPLE INC

SOLE

COM

Shares7.56K

TypeSH

Market value$1.68M

0.85%

Sole

0.00

Shared

0.00

None

7.56K

CALAMOS ETF TR

SOLE

S&P 500 STRUCTU

Shares58.83K

TypeSH

Market value$1.41M

0.72%

Sole

0.00

Shared

0.00

None

58.83K

PROCTER AND GAMBLE CO

SOLE

COM

Shares7.30K

TypeSH

Market value$1.24M

0.63%

Sole

0.00

Shared

0.00

None

7.30K

SPDR SER TR

SOLE

S&P 400 MDCP GRW

Shares11.52K

TypeSH

Market value$915.7K

0.47%

Sole

0.00

Shared

0.00

None

11.52K

EXXON MOBIL CORP

SOLE

COM

Shares7.68K

TypeSH

Market value$913.8K

0.46%

Sole

0.00

Shared

0.00

None

7.68K

RTX CORPORATION

SOLE

COM

Shares6.39K

TypeSH

Market value$847.0K

0.43%

Sole

0.00

Shared

0.00

None

6.39K

EQUIFAX INC

SOLE

COM

Shares3.03K

TypeSH

Market value$739.0K

0.38%

Sole

0.00

Shared

0.00

None

3.03K

WALMART INC

SOLE

COM

Shares8.08K

TypeSH

Market value$709.6K

0.36%

Sole

0.00

Shared

0.00

None

8.08K

AMAZON COM INC

SOLE

COM

Shares3.26K

TypeSH

Market value$620.5K

0.32%

Sole

0.00

Shared

0.00

None

3.26K

Issuer	Class	Shares	Type	Value / Portfolio %	None
CAPITAL GROUP GROWTH ETFSOLE	SHS CREATION UNI	1.42M	SH	$48.69M 24.77%	1.42M
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	108.35K	SH	$18.77M 9.55%	108.35K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	208.85K	SH	$18.21M 9.26%	208.85K
SSGA ACTIVE ETF TRSOLE	MULT ASS RLRTN	484.55K	SH	$13.83M 7.03%	484.55K
CAPITAL GRP FIXED INCM ETF TSOLE	CORE PLUS INCM	502K	SH	$11.27M 5.73%	502K
SPDR SER TRSOLE	PRTFLO S&P500 VL	212.51K	SH	$10.85M 5.52%	212.51K
SPDR SER TRSOLE	PRTFLO S&P500 GW	118.90K	SH	$9.56M 4.86%	118.90K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	212.73K	SH	$7.75M 3.94%	212.73K
CAPITAL GRP FIXED INCM ETF TSOLE	SHORT DURATION	242.97K	SH	$6.27M 3.19%	242.97K
SELECT SECTOR SPDR TRSOLE	RL EST SEL SEC	96.22K	SH	$4.03M 2.05%	96.22K
SPDR SER TRSOLE	S&P 600 SMCP GRW	44.97K	SH	$3.73M 1.90%	44.97K
INVESCO ACTVELY MNGD ETC FDSOLE	OPTIMUM YIELD	244.43K	SH	$3.33M 1.69%	244.43K
CAPITAL GRP FIXED INCM ETF TSOLE	MUNICIPAL INCOME	123.03K	SH	$3.30M 1.68%	123.03K
SPDR SER TRSOLE	BLOOMBERG INVT	102.69K	SH	$3.16M 1.61%	102.69K
COLUMBIA ETF TR IISOLE	EM CORE EX ETF	104.48K	SH	$3.09M 1.57%	104.48K
CAPITAL GROUP DIVIDEND VALUESOLE	SHS CREATION UNI	59.77K	SH	$2.13M 1.08%	59.77K
APPLE INCSOLE	COM	7.56K	SH	$1.68M 0.85%	7.56K
CALAMOS ETF TRSOLE	S&P 500 STRUCTU	58.83K	SH	$1.41M 0.72%	58.83K
PROCTER AND GAMBLE COSOLE	COM	7.30K	SH	$1.24M 0.63%	7.30K
SPDR SER TRSOLE	S&P 400 MDCP GRW	11.52K	SH	$915.7K 0.47%	11.52K
EXXON MOBIL CORPSOLE	COM	7.68K	SH	$913.8K 0.46%	7.68K
RTX CORPORATIONSOLE	COM	6.39K	SH	$847.0K 0.43%	6.39K
EQUIFAX INCSOLE	COM	3.03K	SH	$739.0K 0.38%	3.03K
WALMART INCSOLE	COM	8.08K	SH	$709.6K 0.36%	8.08K
AMAZON COM INCSOLE	COM	3.26K	SH	$620.5K 0.32%	3.26K

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