Filed: 5/2/2024ACC: 0001964652-24-000002
📋 What this filing means
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 398 equity positions with a total reported market value of $177.32M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
398
Positions
$177.32M
Total AUM (reported)
3.79M
Total Shares
Allocation by class
SHS CREATION UNI$51.42M29.0%
COM$19.51M11.0%
S&P500 EQL WGT$17.52M9.9%
SM CP VAL ETF$15.04M8.5%
PRTFLO S&P500 VL$12.60M7.1%
PRTFLO S&P500 GW$11.63M6.6%
CORE PLUS INCM$8.33M4.7%
Portfolio Concentration
Top 3$83.98M47.4%
4–10$52.86M29.8%
11–25$23.13M13.0%
Rest$17.36M9.8%
Top 3 weight
47.4%
Top 10 weight
77.2%
Voting Authority Distribution
Total shares with voting rights: 3.79M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.79M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole398
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings398
Rows:
CAPITAL GROUP GROWTH ETF
SOLEShares1.61M
TypeSH
Market value$51.42M
29.00%
Sole
0.00
Shared
0.00
None
1.61M
INVESCO EXCHANGE TRADED FD T
SOLEShares103.44K
TypeSH
Market value$17.52M
9.88%
Sole
0.00
Shared
0.00
None
103.44K
VANGUARD INDEX FDS
SOLEShares78.37K
TypeSH
Market value$15.04M
8.48%
Sole
0.00
Shared
0.00
None
78.37K
SPDR SER TR
SOLEShares251.41K
TypeSH
Market value$12.60M
7.10%
Sole
0.00
Shared
0.00
None
251.41K
SPDR SER TR
SOLEShares158.94K
TypeSH
Market value$11.63M
6.56%
Sole
0.00
Shared
0.00
None
158.94K
CAPITAL GRP FIXED INCM ETF T
SOLEShares371.05K
TypeSH
Market value$8.33M
4.70%
Sole
0.00
Shared
0.00
None
371.05K
SPDR INDEX SHS FDS
SOLEShares209.28K
TypeSH
Market value$7.50M
4.23%
Sole
0.00
Shared
0.00
None
209.28K
CAPITAL GRP FIXED INCM ETF T
SOLEShares204.30K
TypeSH
Market value$5.19M
2.93%
Sole
0.00
Shared
0.00
None
204.30K
SPDR SER TR
SOLEShares45.46K
TypeSH
Market value$3.97M
2.24%
Sole
0.00
Shared
0.00
None
45.46K
SPDR SER TR
SOLEShares43.95K
TypeSH
Market value$3.65M
2.06%
Sole
0.00
Shared
0.00
None
43.95K
SELECT SECTOR SPDR TR
SOLEShares88.12K
TypeSH
Market value$3.48M
1.96%
Sole
0.00
Shared
0.00
None
88.12K
SELECT SECTOR SPDR TR
SOLEShares21.80K
TypeSH
Market value$3.22M
1.82%
Sole
0.00
Shared
0.00
None
21.80K
CAPITAL GRP FIXED INCM ETF T
SOLEShares110.80K
TypeSH
Market value$2.99M
1.69%
Sole
0.00
Shared
0.00
None
110.80K
SPDR SER TR
SOLEShares91.23K
TypeSH
Market value$2.81M
1.59%
Sole
0.00
Shared
0.00
None
91.23K
COLUMBIA ETF TR II
SOLEShares83.32K
TypeSH
Market value$2.59M
1.46%
Sole
0.00
Shared
0.00
None
83.32K
APPLE INC
SOLEShares7.70K
TypeSH
Market value$1.32M
0.74%
Sole
0.00
Shared
0.00
None
7.70K
PROCTER AND GAMBLE CO
SOLEShares7.33K
TypeSH
Market value$1.19M
0.67%
Sole
0.00
Shared
0.00
None
7.33K
EQUIFAX INC
SOLEShares3.03K
TypeSH
Market value$811.7K
0.46%
Sole
0.00
Shared
0.00
None
3.03K
EXXON MOBIL CORP
SOLEShares6.81K
TypeSH
Market value$791.5K
0.45%
Sole
0.00
Shared
0.00
None
6.81K
HUBBELL INC
SOLEShares1.83K
TypeSH
Market value$758.7K
0.43%
Sole
0.00
Shared
0.00
None
1.83K
SPDR SER TR
SOLEShares8.22K
TypeSH
Market value$718.0K
0.40%
Sole
0.00
Shared
0.00
None
8.22K
MICROSOFT CORP
SOLEShares1.51K
TypeSH
Market value$636.1K
0.36%
Sole
0.00
Shared
0.00
None
1.51K
RTX CORPORATION
SOLEShares6.39K
TypeSH
Market value$623.7K
0.35%
Sole
0.00
Shared
0.00
None
6.39K
FIFTH THIRD BANCORP
SOLEShares16.03K
TypeSH
Market value$596.6K
0.34%
Sole
0.00
Shared
0.00
None
16.03K
AMAZON COM INC
SOLEShares3.24K
TypeSH
Market value$585.0K
0.33%
Sole
0.00
Shared
0.00
None
3.24K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CAPITAL GROUP GROWTH ETFSOLE | SHS CREATION UNI | 1.61M | SH | $51.42M 29.00% | 0.00 | 0.00 | 1.61M |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 103.44K | SH | $17.52M 9.88% | 0.00 | 0.00 | 103.44K |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 78.37K | SH | $15.04M 8.48% | 0.00 | 0.00 | 78.37K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 251.41K | SH | $12.60M 7.10% | 0.00 | 0.00 | 251.41K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 158.94K | SH | $11.63M 6.56% | 0.00 | 0.00 | 158.94K |
CAPITAL GRP FIXED INCM ETF TSOLE | CORE PLUS INCM | 371.05K | SH | $8.33M 4.70% | 0.00 | 0.00 | 371.05K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 209.28K | SH | $7.50M 4.23% | 0.00 | 0.00 | 209.28K |
CAPITAL GRP FIXED INCM ETF TSOLE | SHORT DURATION | 204.30K | SH | $5.19M 2.93% | 0.00 | 0.00 | 204.30K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 45.46K | SH | $3.97M 2.24% | 0.00 | 0.00 | 45.46K |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 43.95K | SH | $3.65M 2.06% | 0.00 | 0.00 | 43.95K |
SELECT SECTOR SPDR TRSOLE | RL EST SEL SEC | 88.12K | SH | $3.48M 1.96% | 0.00 | 0.00 | 88.12K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 21.80K | SH | $3.22M 1.82% | 0.00 | 0.00 | 21.80K |
CAPITAL GRP FIXED INCM ETF TSOLE | MUNICIPAL INCOME | 110.80K | SH | $2.99M 1.69% | 0.00 | 0.00 | 110.80K |
SPDR SER TRSOLE | BLOOMBERG INVT | 91.23K | SH | $2.81M 1.59% | 0.00 | 0.00 | 91.23K |
COLUMBIA ETF TR IISOLE | EM CORE EX ETF | 83.32K | SH | $2.59M 1.46% | 0.00 | 0.00 | 83.32K |
APPLE INCSOLE | COM | 7.70K | SH | $1.32M 0.74% | 0.00 | 0.00 | 7.70K |
PROCTER AND GAMBLE COSOLE | COM | 7.33K | SH | $1.19M 0.67% | 0.00 | 0.00 | 7.33K |
EQUIFAX INCSOLE | COM | 3.03K | SH | $811.7K 0.46% | 0.00 | 0.00 | 3.03K |
EXXON MOBIL CORPSOLE | COM | 6.81K | SH | $791.5K 0.45% | 0.00 | 0.00 | 6.81K |
HUBBELL INCSOLE | COM | 1.83K | SH | $758.7K 0.43% | 0.00 | 0.00 | 1.83K |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 8.22K | SH | $718.0K 0.40% | 0.00 | 0.00 | 8.22K |
MICROSOFT CORPSOLE | COM | 1.51K | SH | $636.1K 0.36% | 0.00 | 0.00 | 1.51K |
RTX CORPORATIONSOLE | COM | 6.39K | SH | $623.7K 0.35% | 0.00 | 0.00 | 6.39K |
FIFTH THIRD BANCORPSOLE | COM | 16.03K | SH | $596.6K 0.34% | 0.00 | 0.00 | 16.03K |
AMAZON COM INCSOLE | COM | 3.24K | SH | $585.0K 0.33% | 0.00 | 0.00 | 3.24K |
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