Filed: 11/6/2023ACC: 0001964652-23-000004
📋 What this filing means
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 398 equity positions with a total reported market value of $145.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
398
Positions
$145.13M
Total AUM (reported)
3.60M
Total Shares
Allocation by class
SHS CREATION UNI$40.10M27.6%
COM$18.24M12.6%
S&P500 EQL WGT$14.21M9.8%
SM CP VAL ETF$12.31M8.5%
PRTFLO S&P500 VL$10.01M6.9%
PRTFLO S&P500 GW$9.31M6.4%
PORTFOLIO DEVLPD$5.81M4.0%
Portfolio Concentration
Top 3$66.61M45.9%
4–10$40.72M28.1%
11–25$21.24M14.6%
Rest$16.56M11.4%
Top 3 weight
45.9%
Top 10 weight
74.0%
Voting Authority Distribution
Total shares with voting rights: 3.60M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.60M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole398
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings398
Rows:
CAPITAL GROUP GROWTH ETF
SOLEShares1.64M
TypeSH
Market value$40.10M
27.63%
Sole
0.00
Shared
0.00
None
1.64M
INVESCO EXCHANGE TRADED FD T
SOLEShares100.30K
TypeSH
Market value$14.21M
9.79%
Sole
0.00
Shared
0.00
None
100.30K
VANGUARD INDEX FDS
SOLEShares77.16K
TypeSH
Market value$12.31M
8.48%
Sole
0.00
Shared
0.00
None
77.16K
SPDR SER TR
SOLEShares242.51K
TypeSH
Market value$10.01M
6.89%
Sole
0.00
Shared
0.00
None
242.51K
SPDR SER TR
SOLEShares157K
TypeSH
Market value$9.31M
6.41%
Sole
0.00
Shared
0.00
None
157K
SPDR INDEX SHS FDS
SOLEShares187.40K
TypeSH
Market value$5.81M
4.00%
Sole
0.00
Shared
0.00
None
187.40K
CAPITAL GRP FIXED INCM ETF T
SOLEShares192.25K
TypeSH
Market value$4.81M
3.32%
Sole
0.00
Shared
0.00
None
192.25K
CAPITAL GRP FIXED INCM ETF T
SOLEShares221.22K
TypeSH
Market value$4.76M
3.28%
Sole
0.00
Shared
0.00
None
221.22K
SPDR SER TR
SOLEShares42.47K
TypeSH
Market value$3.11M
2.14%
Sole
0.00
Shared
0.00
None
42.47K
SPDR SER TR
SOLEShares40.32K
TypeSH
Market value$2.92M
2.01%
Sole
0.00
Shared
0.00
None
40.32K
CAPITAL GRP FIXED INCM ETF T
SOLEShares110.48K
TypeSH
Market value$2.84M
1.96%
Sole
0.00
Shared
0.00
None
110.48K
SELECT SECTOR SPDR TR
SOLEShares81.85K
TypeSH
Market value$2.79M
1.92%
Sole
0.00
Shared
0.00
None
81.85K
SPDR SER TR
SOLEShares82.17K
TypeSH
Market value$2.52M
1.74%
Sole
0.00
Shared
0.00
None
82.17K
SELECT SECTOR SPDR TR
SOLEShares18.69K
TypeSH
Market value$2.41M
1.66%
Sole
0.00
Shared
0.00
None
18.69K
SPDR INDEX SHS FDS
SOLEShares67.07K
TypeSH
Market value$2.25M
1.55%
Sole
0.00
Shared
0.00
None
67.07K
VANGUARD WORLD FDS
SOLEShares3.26K
TypeSH
Market value$1.35M
0.93%
Sole
0.00
Shared
0.00
None
3.26K
APPLE INC
SOLEShares7.76K
TypeSH
Market value$1.33M
0.92%
Sole
0.00
Shared
0.00
None
7.76K
EXXON MOBIL CORP
SOLEShares9.39K
TypeSH
Market value$1.10M
0.76%
Sole
0.00
Shared
0.00
None
9.39K
PROCTER AND GAMBLE CO
SOLEShares7.33K
TypeSH
Market value$1.07M
0.74%
Sole
0.00
Shared
0.00
None
7.33K
AMAZON COM INC
SOLEShares7.96K
TypeSH
Market value$1.01M
0.70%
Sole
0.00
Shared
0.00
None
7.96K
EQUIFAX INC
SOLEShares3.03K
TypeSH
Market value$555.8K
0.38%
Sole
0.00
Shared
0.00
None
3.03K
EVERSOURCE ENERGY
SOLEShares9.40K
TypeSH
Market value$546.8K
0.38%
Sole
0.00
Shared
0.00
None
9.40K
SPDR SER TR
SOLEShares7.33K
TypeSH
Market value$507.1K
0.35%
Sole
0.00
Shared
0.00
None
7.33K
MICROSOFT CORP
SOLEShares1.55K
TypeSH
Market value$491.1K
0.34%
Sole
0.00
Shared
0.00
None
1.55K
JOHNSON & JOHNSON
SOLEShares3K
TypeSH
Market value$466.6K
0.32%
Sole
0.00
Shared
0.00
None
3K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CAPITAL GROUP GROWTH ETFSOLE | SHS CREATION UNI | 1.64M | SH | $40.10M 27.63% | 0.00 | 0.00 | 1.64M |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 100.30K | SH | $14.21M 9.79% | 0.00 | 0.00 | 100.30K |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 77.16K | SH | $12.31M 8.48% | 0.00 | 0.00 | 77.16K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 242.51K | SH | $10.01M 6.89% | 0.00 | 0.00 | 242.51K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 157K | SH | $9.31M 6.41% | 0.00 | 0.00 | 157K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 187.40K | SH | $5.81M 4.00% | 0.00 | 0.00 | 187.40K |
CAPITAL GRP FIXED INCM ETF TSOLE | SHORT DURATION | 192.25K | SH | $4.81M 3.32% | 0.00 | 0.00 | 192.25K |
CAPITAL GRP FIXED INCM ETF TSOLE | CORE PLUS INCM | 221.22K | SH | $4.76M 3.28% | 0.00 | 0.00 | 221.22K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 42.47K | SH | $3.11M 2.14% | 0.00 | 0.00 | 42.47K |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 40.32K | SH | $2.92M 2.01% | 0.00 | 0.00 | 40.32K |
CAPITAL GRP FIXED INCM ETF TSOLE | MUNICIPAL INCOME | 110.48K | SH | $2.84M 1.96% | 0.00 | 0.00 | 110.48K |
SELECT SECTOR SPDR TRSOLE | RL EST SEL SEC | 81.85K | SH | $2.79M 1.92% | 0.00 | 0.00 | 81.85K |
SPDR SER TRSOLE | BLOOMBERG INVT | 82.17K | SH | $2.52M 1.74% | 0.00 | 0.00 | 82.17K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 18.69K | SH | $2.41M 1.66% | 0.00 | 0.00 | 18.69K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO EMG MK | 67.07K | SH | $2.25M 1.55% | 0.00 | 0.00 | 67.07K |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 3.26K | SH | $1.35M 0.93% | 0.00 | 0.00 | 3.26K |
APPLE INCSOLE | COM | 7.76K | SH | $1.33M 0.92% | 0.00 | 0.00 | 7.76K |
EXXON MOBIL CORPSOLE | COM | 9.39K | SH | $1.10M 0.76% | 0.00 | 0.00 | 9.39K |
PROCTER AND GAMBLE COSOLE | COM | 7.33K | SH | $1.07M 0.74% | 0.00 | 0.00 | 7.33K |
AMAZON COM INCSOLE | COM | 7.96K | SH | $1.01M 0.70% | 0.00 | 0.00 | 7.96K |
EQUIFAX INCSOLE | COM | 3.03K | SH | $555.8K 0.38% | 0.00 | 0.00 | 3.03K |
EVERSOURCE ENERGYSOLE | COM | 9.40K | SH | $546.8K 0.38% | 0.00 | 0.00 | 9.40K |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 7.33K | SH | $507.1K 0.35% | 0.00 | 0.00 | 7.33K |
MICROSOFT CORPSOLE | COM | 1.55K | SH | $491.1K 0.34% | 0.00 | 0.00 | 1.55K |
JOHNSON & JOHNSONSOLE | COM | 3K | SH | $466.6K 0.32% | 0.00 | 0.00 | 3K |
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