NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

Filed: 8/2/2023ACC: 0001964652-23-000003

📋 What this filing means

NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 393 equity positions with a total reported market value of $151.59M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

393

Positions

$151.59M

Total AUM (reported)

4.11M

Total Shares

Allocation by class

SHS CREATION UNI$44.81M29.6%

COM$19.02M12.5%

MULT ASS RLRTN$13.84M9.1%

SM CP VAL ETF$12.63M8.3%

PRTFLO S&P500 VL$10.35M6.8%

PRTFLO S&P500 GW$9.62M6.3%

PORTFOLIO DEVLPD$5.85M3.9%

Portfolio Concentration

Top 3$71.26M47.0%

4–10$41.24M27.2%

11–25$21.80M14.4%

Rest$17.28M11.4%

Top 3 weight

47.0%

Top 10 weight

74.2%

Voting Authority Distribution

Total shares with voting rights: 4.11M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.11M

% of voting shares100.0%

Investment Discretion (by position count)

Sole393

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings393

Rows:

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREATION UNI

Shares1.78M

TypeSH

Market value$44.79M

29.55%

Sole

0.00

Shared

0.00

None

1.78M

SSGA ACTIVE ETF TR

SOLE

MULT ASS RLRTN

Shares519.74K

TypeSH

Market value$13.84M

9.13%

Sole

0.00

Shared

0.00

None

519.74K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares76.33K

TypeSH

Market value$12.63M

8.33%

Sole

0.00

Shared

0.00

None

76.33K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares239.63K

TypeSH

Market value$10.35M

6.83%

Sole

0.00

Shared

0.00

None

239.63K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares157.63K

TypeSH

Market value$9.62M

6.34%

Sole

0.00

Shared

0.00

None

157.63K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares179.63K

TypeSH

Market value$5.85M

3.86%

Sole

0.00

Shared

0.00

None

179.63K

CAPITAL GRP FIXED INCM ETF T

SOLE

CORE PLUS INCM

Shares208.84K

TypeSH

Market value$4.65M

3.07%

Sole

0.00

Shared

0.00

None

208.84K

CAPITAL GRP FIXED INCM ETF T

SOLE

SHORT DURATION

Shares184.69K

TypeSH

Market value$4.64M

3.06%

Sole

0.00

Shared

0.00

None

184.69K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares40.97K

TypeSH

Market value$3.15M

2.08%

Sole

0.00

Shared

0.00

None

40.97K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares38.71K

TypeSH

Market value$2.99M

1.97%

Sole

0.00

Shared

0.00

None

38.71K

SELECT SECTOR SPDR TR

SOLE

RL EST SEL SEC

Shares77.76K

TypeSH

Market value$2.93M

1.93%

Sole

0.00

Shared

0.00

None

77.76K

CAPITAL GRP FIXED INCM ETF T

SOLE

MUNICIPAL INCOME

Shares106.85K

TypeSH

Market value$2.83M

1.87%

Sole

0.00

Shared

0.00

None

106.85K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares79.76K

TypeSH

Market value$2.45M

1.61%

Sole

0.00

Shared

0.00

None

79.76K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares17.99K

TypeSH

Market value$2.39M

1.58%

Sole

0.00

Shared

0.00

None

17.99K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares64.77K

TypeSH

Market value$2.23M

1.47%

Sole

0.00

Shared

0.00

None

64.77K

APPLE INC

SOLE

COM

Shares7.92K

TypeSH

Market value$1.54M

1.01%

Sole

0.00

Shared

0.00

None

7.92K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares3.25K

TypeSH

Market value$1.44M

0.95%

Sole

0.00

Shared

0.00

None

3.25K

PROCTER AND GAMBLE CO

SOLE

COM

Shares6.86K

TypeSH

Market value$1.04M

0.69%

Sole

0.00

Shared

0.00

None

6.86K

AMAZON COM INC

SOLE

COM

Shares7.94K

TypeSH

Market value$1.03M

0.68%

Sole

0.00

Shared

0.00

None

7.94K

EXXON MOBIL CORP

SOLE

COM

Shares8.05K

TypeSH

Market value$863.9K

0.57%

Sole

0.00

Shared

0.00

None

8.05K

EQUIFAX INC

SOLE

COM

Shares3.03K

TypeSH

Market value$713.9K

0.47%

Sole

0.00

Shared

0.00

None

3.03K

EVERSOURCE ENERGY

SOLE

COM

Shares9.33K

TypeSH

Market value$661.4K

0.44%

Sole

0.00

Shared

0.00

None

9.33K

RAYTHEON TECHNOLOGIES CORP

SOLE

COM

Shares6.38K

TypeSH

Market value$625.5K

0.41%

Sole

0.00

Shared

0.00

None

6.38K

JOHNSON & JOHNSON

SOLE

COM

Shares3.25K

TypeSH

Market value$538.7K

0.36%

Sole

0.00

Shared

0.00

None

3.25K

MICROSOFT CORP

SOLE

COM

Shares1.55K

TypeSH

Market value$529.0K

0.35%

Sole

0.00

Shared

0.00

None

1.55K

Issuer	Class	Shares	Type	Value / Portfolio %	None
CAPITAL GROUP GROWTH ETFSOLE	SHS CREATION UNI	1.78M	SH	$44.79M 29.55%	1.78M
SSGA ACTIVE ETF TRSOLE	MULT ASS RLRTN	519.74K	SH	$13.84M 9.13%	519.74K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	76.33K	SH	$12.63M 8.33%	76.33K
SPDR SER TRSOLE	PRTFLO S&P500 VL	239.63K	SH	$10.35M 6.83%	239.63K
SPDR SER TRSOLE	PRTFLO S&P500 GW	157.63K	SH	$9.62M 6.34%	157.63K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	179.63K	SH	$5.85M 3.86%	179.63K
CAPITAL GRP FIXED INCM ETF TSOLE	CORE PLUS INCM	208.84K	SH	$4.65M 3.07%	208.84K
CAPITAL GRP FIXED INCM ETF TSOLE	SHORT DURATION	184.69K	SH	$4.64M 3.06%	184.69K
SPDR SER TRSOLE	S&P 600 SMCP GRW	40.97K	SH	$3.15M 2.08%	40.97K
SPDR SER TRSOLE	S&P 600 SMCP VAL	38.71K	SH	$2.99M 1.97%	38.71K
SELECT SECTOR SPDR TRSOLE	RL EST SEL SEC	77.76K	SH	$2.93M 1.93%	77.76K
CAPITAL GRP FIXED INCM ETF TSOLE	MUNICIPAL INCOME	106.85K	SH	$2.83M 1.87%	106.85K
SPDR SER TRSOLE	BLOOMBERG INVT	79.76K	SH	$2.45M 1.61%	79.76K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	17.99K	SH	$2.39M 1.58%	17.99K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	64.77K	SH	$2.23M 1.47%	64.77K
APPLE INCSOLE	COM	7.92K	SH	$1.54M 1.01%	7.92K
VANGUARD WORLD FDSSOLE	INF TECH ETF	3.25K	SH	$1.44M 0.95%	3.25K
PROCTER AND GAMBLE COSOLE	COM	6.86K	SH	$1.04M 0.69%	6.86K
AMAZON COM INCSOLE	COM	7.94K	SH	$1.03M 0.68%	7.94K
EXXON MOBIL CORPSOLE	COM	8.05K	SH	$863.9K 0.57%	8.05K
EQUIFAX INCSOLE	COM	3.03K	SH	$713.9K 0.47%	3.03K
EVERSOURCE ENERGYSOLE	COM	9.33K	SH	$661.4K 0.44%	9.33K
RAYTHEON TECHNOLOGIES CORPSOLE	COM	6.38K	SH	$625.5K 0.41%	6.38K
JOHNSON & JOHNSONSOLE	COM	3.25K	SH	$538.7K 0.36%	3.25K
MICROSOFT CORPSOLE	COM	1.55K	SH	$529.0K 0.35%	1.55K

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