NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

Filed: 5/4/2023ACC: 0001964652-23-000002

📋 What this filing means

NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 437 equity positions with a total reported market value of $141.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

437

Positions

$141.61M

Total AUM (reported)

4.02M

Total Shares

Allocation by class

SHS CREATION UNI$39.64M28.0%

COM$19.16M13.5%

MULT ASS RLRTN$13.89M9.8%

SM CP VAL ETF$11.60M8.2%

PRTFLO S&P500 VL$10.69M7.5%

PRTFLO S&P500 GW$9.03M6.4%

PORTFOLIO DEVLPD$4.75M3.4%

Portfolio Concentration

Top 3$65.10M46.0%

4–10$37.76M26.7%

11–25$20.55M14.5%

Rest$18.19M12.8%

Top 3 weight

46.0%

Top 10 weight

72.6%

Voting Authority Distribution

Total shares with voting rights: 4.02M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.02M

% of voting shares100.0%

Investment Discretion (by position count)

Sole437

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings437

Rows:

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREATION UNI

Shares1.76M

TypeSH

Market value$39.62M

27.98%

Sole

0.00

Shared

0.00

None

1.76M

SSGA ACTIVE ETF TR

SOLE

MULT ASS RLRTN

Shares503.45K

TypeSH

Market value$13.89M

9.81%

Sole

0.00

Shared

0.00

None

503.45K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares73.04K

TypeSH

Market value$11.60M

8.19%

Sole

0.00

Shared

0.00

None

73.04K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares262.48K

TypeSH

Market value$10.69M

7.55%

Sole

0.00

Shared

0.00

None

262.48K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares163.16K

TypeSH

Market value$9.03M

6.38%

Sole

0.00

Shared

0.00

None

163.16K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares147.96K

TypeSH

Market value$4.75M

3.36%

Sole

0.00

Shared

0.00

None

147.96K

CAPITAL GROUP FIXED INCOME E

SOLE

SHORT DURATION

Shares162.66K

TypeSH

Market value$4.15M

2.93%

Sole

0.00

Shared

0.00

None

162.66K

CAPITAL GROUP FIXED INCOME E

SOLE

CORE PLUS INCM

Shares151.44K

TypeSH

Market value$3.45M

2.44%

Sole

0.00

Shared

0.00

None

151.44K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares38.81K

TypeSH

Market value$2.86M

2.02%

Sole

0.00

Shared

0.00

None

38.81K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares37.08K

TypeSH

Market value$2.82M

1.99%

Sole

0.00

Shared

0.00

None

37.08K

SELECT SECTOR SPDR TR

SOLE

RL EST SEL SEC

Shares74.16K

TypeSH

Market value$2.77M

1.96%

Sole

0.00

Shared

0.00

None

74.16K

CAPITAL GROUP FIXED INCOME E

SOLE

MUNICIPAL INCOME

Shares95.85K

TypeSH

Market value$2.56M

1.81%

Sole

0.00

Shared

0.00

None

95.85K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares75.68K

TypeSH

Market value$2.30M

1.63%

Sole

0.00

Shared

0.00

None

75.68K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares66.38K

TypeSH

Market value$2.27M

1.60%

Sole

0.00

Shared

0.00

None

66.38K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares17.03K

TypeSH

Market value$2.21M

1.56%

Sole

0.00

Shared

0.00

None

17.03K

APPLE INC

SOLE

COM

Shares9.01K

TypeSH

Market value$1.49M

1.05%

Sole

0.00

Shared

0.00

None

9.01K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares3.25K

TypeSH

Market value$1.25M

0.89%

Sole

0.00

Shared

0.00

None

3.25K

PROCTER AND GAMBLE CO

SOLE

COM

Shares6.85K

TypeSH

Market value$1.02M

0.72%

Sole

0.00

Shared

0.00

None

6.85K

EXXON MOBIL CORP

SOLE

COM

Shares8.03K

TypeSH

Market value$880.3K

0.62%

Sole

0.00

Shared

0.00

None

8.03K

AMAZON COM INC

SOLE

COM

Shares7.94K

TypeSH

Market value$819.9K

0.58%

Sole

0.00

Shared

0.00

None

7.94K

EVERSOURCE ENERGY

SOLE

COM

Shares9.63K

TypeSH

Market value$753.4K

0.53%

Sole

0.00

Shared

0.00

None

9.63K

RAYTHEON TECHNOLOGIES CORP

SOLE

COM

Shares6.45K

TypeSH

Market value$631.3K

0.45%

Sole

0.00

Shared

0.00

None

6.45K

EQUIFAX INC

SOLE

COM

Shares3.03K

TypeSH

Market value$615.5K

0.43%

Sole

0.00

Shared

0.00

None

3.03K

JOHNSON & JOHNSON

SOLE

COM

Shares3.31K

TypeSH

Market value$513.8K

0.36%

Sole

0.00

Shared

0.00

None

3.31K

MICROSOFT CORP

SOLE

COM

Shares1.65K

TypeSH

Market value$476.2K

0.34%

Sole

0.00

Shared

0.00

None

1.65K

Issuer	Class	Shares	Type	Value / Portfolio %	None
CAPITAL GROUP GROWTH ETFSOLE	SHS CREATION UNI	1.76M	SH	$39.62M 27.98%	1.76M
SSGA ACTIVE ETF TRSOLE	MULT ASS RLRTN	503.45K	SH	$13.89M 9.81%	503.45K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	73.04K	SH	$11.60M 8.19%	73.04K
SPDR SER TRSOLE	PRTFLO S&P500 VL	262.48K	SH	$10.69M 7.55%	262.48K
SPDR SER TRSOLE	PRTFLO S&P500 GW	163.16K	SH	$9.03M 6.38%	163.16K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	147.96K	SH	$4.75M 3.36%	147.96K
CAPITAL GROUP FIXED INCOME ESOLE	SHORT DURATION	162.66K	SH	$4.15M 2.93%	162.66K
CAPITAL GROUP FIXED INCOME ESOLE	CORE PLUS INCM	151.44K	SH	$3.45M 2.44%	151.44K
SPDR SER TRSOLE	S&P 600 SMCP GRW	38.81K	SH	$2.86M 2.02%	38.81K
SPDR SER TRSOLE	S&P 600 SMCP VAL	37.08K	SH	$2.82M 1.99%	37.08K
SELECT SECTOR SPDR TRSOLE	RL EST SEL SEC	74.16K	SH	$2.77M 1.96%	74.16K
CAPITAL GROUP FIXED INCOME ESOLE	MUNICIPAL INCOME	95.85K	SH	$2.56M 1.81%	95.85K
SPDR SER TRSOLE	BLOOMBERG INVT	75.68K	SH	$2.30M 1.63%	75.68K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	66.38K	SH	$2.27M 1.60%	66.38K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	17.03K	SH	$2.21M 1.56%	17.03K
APPLE INCSOLE	COM	9.01K	SH	$1.49M 1.05%	9.01K
VANGUARD WORLD FDSSOLE	INF TECH ETF	3.25K	SH	$1.25M 0.89%	3.25K
PROCTER AND GAMBLE COSOLE	COM	6.85K	SH	$1.02M 0.72%	6.85K
EXXON MOBIL CORPSOLE	COM	8.03K	SH	$880.3K 0.62%	8.03K
AMAZON COM INCSOLE	COM	7.94K	SH	$819.9K 0.58%	7.94K
EVERSOURCE ENERGYSOLE	COM	9.63K	SH	$753.4K 0.53%	9.63K
RAYTHEON TECHNOLOGIES CORPSOLE	COM	6.45K	SH	$631.3K 0.45%	6.45K
EQUIFAX INCSOLE	COM	3.03K	SH	$615.5K 0.43%	3.03K
JOHNSON & JOHNSONSOLE	COM	3.31K	SH	$513.8K 0.36%	3.31K
MICROSOFT CORPSOLE	COM	1.65K	SH	$476.2K 0.34%	1.65K

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