NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

Filed: 2/6/2023ACC: 0001964652-23-000001

📋 What this filing means

NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 442 equity positions with a total reported market value of $141.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

442

Positions

$141.07M

Total AUM (reported)

4.06M

Total Shares

Allocation by class

SHS CREATION UNI$38.66M27.4%

COM$19.24M13.6%

MULT ASS RLRTN$15.39M10.9%

SM CP VAL ETF$12.18M8.6%

PRTFLO S&P500 VL$10.33M7.3%

PRTFLO S&P500 GW$8.32M5.9%

PORTFOLIO DEVLPD$4.47M3.2%

Portfolio Concentration

Top 3$66.21M46.9%

4–10$36.04M25.5%

11–25$20.24M14.3%

Rest$18.58M13.2%

Top 3 weight

46.9%

Top 10 weight

72.5%

Voting Authority Distribution

Total shares with voting rights: 4.06M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.06M

% of voting shares100.0%

Investment Discretion (by position count)

Sole442

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings442

Rows:

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREATION UNI

Shares1.81M

TypeSH

Market value$38.64M

27.39%

Sole

0.00

Shared

0.00

None

1.81M

SSGA ACTIVE ETF TR

SOLE

MULT ASS RLRTN

Shares534.19K

TypeSH

Market value$15.39M

10.91%

Sole

0.00

Shared

0.00

None

534.19K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares72.97K

TypeSH

Market value$12.18M

8.64%

Sole

0.00

Shared

0.00

None

72.97K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares255.09K

TypeSH

Market value$10.33M

7.32%

Sole

0.00

Shared

0.00

None

255.09K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares159.53K

TypeSH

Market value$8.32M

5.90%

Sole

0.00

Shared

0.00

None

159.53K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares139.26K

TypeSH

Market value$4.47M

3.17%

Sole

0.00

Shared

0.00

None

139.26K

CAPITAL GROUP FIXED INCOME E

SOLE

SHORT DURATION

Shares152.06K

TypeSH

Market value$3.88M

2.75%

Sole

0.00

Shared

0.00

None

152.06K

CAPITAL GROUP FIXED INCOME E

SOLE

CORE PLUS INCM

Shares143.67K

TypeSH

Market value$3.29M

2.33%

Sole

0.00

Shared

0.00

None

143.67K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares36.10K

TypeSH

Market value$2.88M

2.04%

Sole

0.00

Shared

0.00

None

36.10K

SPDR SER TR

SOLE

S&P 600 SMCP GRW

Shares37.95K

TypeSH

Market value$2.86M

2.03%

Sole

0.00

Shared

0.00

None

37.95K

SELECT SECTOR SPDR TR

SOLE

RL EST SEL SEC

Shares71.94K

TypeSH

Market value$2.82M

2.00%

Sole

0.00

Shared

0.00

None

71.94K

CAPITAL GROUP FIXED INCOME E

SOLE

MUNICIPAL INCOME

Shares90.16K

TypeSH

Market value$2.42M

1.71%

Sole

0.00

Shared

0.00

None

90.16K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares64.62K

TypeSH

Market value$2.32M

1.64%

Sole

0.00

Shared

0.00

None

64.62K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares17.13K

TypeSH

Market value$2.29M

1.63%

Sole

0.00

Shared

0.00

None

17.13K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares73.14K

TypeSH

Market value$2.23M

1.58%

Sole

0.00

Shared

0.00

None

73.14K

APPLE INC

SOLE

COM

Shares8.97K

TypeSH

Market value$1.24M

0.88%

Sole

0.00

Shared

0.00

None

8.97K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares3.25K

TypeSH

Market value$1.10M

0.78%

Sole

0.00

Shared

0.00

None

3.25K

PROCTER AND GAMBLE CO

SOLE

COM

Shares6.82K

TypeSH

Market value$975.3K

0.69%

Sole

0.00

Shared

0.00

None

6.82K

EXXON MOBIL CORP

SOLE

COM

Shares8.06K

TypeSH

Market value$914.0K

0.65%

Sole

0.00

Shared

0.00

None

8.06K

AMAZON COM INC

SOLE

COM

Shares7.88K

TypeSH

Market value$766.7K

0.54%

Sole

0.00

Shared

0.00

None

7.88K

EVERSOURCE ENERGY

SOLE

COM

Shares9.60K

TypeSH

Market value$765.6K

0.54%

Sole

0.00

Shared

0.00

None

9.60K

EQUIFAX INC

SOLE

COM

Shares3.03K

TypeSH

Market value$675.7K

0.48%

Sole

0.00

Shared

0.00

None

3.03K

RAYTHEON TECHNOLOGIES CORP

SOLE

COM

Shares6.42K

TypeSH

Market value$606.1K

0.43%

Sole

0.00

Shared

0.00

None

6.42K

FIFTH THIRD BANCORP

SOLE

COM

Shares16.25K

TypeSH

Market value$562.5K

0.40%

Sole

0.00

Shared

0.00

None

16.25K

JOHNSON & JOHNSON

SOLE

COM

Shares3.30K

TypeSH

Market value$556.2K

0.39%

Sole

0.00

Shared

0.00

None

3.30K

Issuer	Class	Shares	Type	Value / Portfolio %	None
CAPITAL GROUP GROWTH ETFSOLE	SHS CREATION UNI	1.81M	SH	$38.64M 27.39%	1.81M
SSGA ACTIVE ETF TRSOLE	MULT ASS RLRTN	534.19K	SH	$15.39M 10.91%	534.19K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	72.97K	SH	$12.18M 8.64%	72.97K
SPDR SER TRSOLE	PRTFLO S&P500 VL	255.09K	SH	$10.33M 7.32%	255.09K
SPDR SER TRSOLE	PRTFLO S&P500 GW	159.53K	SH	$8.32M 5.90%	159.53K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	139.26K	SH	$4.47M 3.17%	139.26K
CAPITAL GROUP FIXED INCOME ESOLE	SHORT DURATION	152.06K	SH	$3.88M 2.75%	152.06K
CAPITAL GROUP FIXED INCOME ESOLE	CORE PLUS INCM	143.67K	SH	$3.29M 2.33%	143.67K
SPDR SER TRSOLE	S&P 600 SMCP VAL	36.10K	SH	$2.88M 2.04%	36.10K
SPDR SER TRSOLE	S&P 600 SMCP GRW	37.95K	SH	$2.86M 2.03%	37.95K
SELECT SECTOR SPDR TRSOLE	RL EST SEL SEC	71.94K	SH	$2.82M 2.00%	71.94K
CAPITAL GROUP FIXED INCOME ESOLE	MUNICIPAL INCOME	90.16K	SH	$2.42M 1.71%	90.16K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	64.62K	SH	$2.32M 1.64%	64.62K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	17.13K	SH	$2.29M 1.63%	17.13K
SPDR SER TRSOLE	BLOOMBERG INVT	73.14K	SH	$2.23M 1.58%	73.14K
APPLE INCSOLE	COM	8.97K	SH	$1.24M 0.88%	8.97K
VANGUARD WORLD FDSSOLE	INF TECH ETF	3.25K	SH	$1.10M 0.78%	3.25K
PROCTER AND GAMBLE COSOLE	COM	6.82K	SH	$975.3K 0.69%	6.82K
EXXON MOBIL CORPSOLE	COM	8.06K	SH	$914.0K 0.65%	8.06K
AMAZON COM INCSOLE	COM	7.88K	SH	$766.7K 0.54%	7.88K
EVERSOURCE ENERGYSOLE	COM	9.60K	SH	$765.6K 0.54%	9.60K
EQUIFAX INCSOLE	COM	3.03K	SH	$675.7K 0.48%	3.03K
RAYTHEON TECHNOLOGIES CORPSOLE	COM	6.42K	SH	$606.1K 0.43%	6.42K
FIFTH THIRD BANCORPSOLE	COM	16.25K	SH	$562.5K 0.40%	16.25K
JOHNSON & JOHNSONSOLE	COM	3.30K	SH	$556.2K 0.39%	3.30K

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