NEW ENGLAND ASSET MANAGEMENT INC

Filed: 5/15/2024ACC: 0001085146-24-002609

📋 What this filing means

NEW ENGLAND ASSET MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 90 equity positions with a total reported market value of $645.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$645.51M

Total AUM (reported)

7.51M

Total Shares

Allocation by class

COM$312.50M48.4%

TR UNIT$96.44M14.9%

CORE S&P500 ETF$41.14M6.4%

CORE MSCI EAFE$25.44M3.9%

HIGH DIV YLD$24.62M3.8%

COM NEW$20.05M3.1%

PERP PFD CNV A$16.19M2.5%

Portfolio Concentration

Top 3$163.02M25.3%

4–10$99.70M15.4%

11–25$128.93M20.0%

Rest$253.86M39.3%

Top 3 weight

25.3%

Top 10 weight

40.7%

Voting Authority Distribution

Total shares with voting rights: 7.51M

Sole

Full voting authority

5.55M

% of voting shares73.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.96M

% of voting shares26.1%

Investment Discretion (by position count)

Sole80

Shared0

Other10

Dominant voting typeSole · 73.9% of voting shares

Institutional Holdings90

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares184.37K

TypeSH

Market value$96.44M

14.94%

Sole

14.64K

Shared

0.00

None

169.73K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares78.25K

TypeSH

Market value$41.14M

6.37%

Sole

19.04K

Shared

0.00

None

59.22K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares342.80K

TypeSH

Market value$25.44M

3.94%

Sole

6.70K

Shared

0.00

None

336.10K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares203.45K

TypeSH

Market value$24.62M

3.81%

Sole

159.35K

Shared

0.00

None

44.10K

WELLS FARGO CO NEW

OTR

PERP PFD CNV A

Shares13.28K

TypeSH

Market value$16.19M

2.51%

Sole

0.00

Shared

0.00

None

13.28K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares56.16K

TypeSH

Market value$14.60M

2.26%

Sole

45.37K

Shared

0.00

None

10.80K

JPMORGAN CHASE & CO

SOLE

COM

Shares64.38K

TypeSH

Market value$12.89M

2.00%

Sole

64.38K

Shared

0.00

None

0.00

BANK AMERICA CORP

OTR

7.25%CNV PFD L

Shares9.44K

TypeSH

Market value$11.26M

1.74%

Sole

0.00

Shared

0.00

None

9.44K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares21.13K

TypeSH

Market value$10.15M

1.57%

Sole

11.63K

Shared

0.00

None

9.50K

QUALCOMM INC

SOLE

COM

Shares59K

TypeSH

Market value$9.99M

1.55%

Sole

59K

Shared

0.00

None

0.00

NXP SEMICONDUCTORS N V

SOLE

COM

Shares39.63K

TypeSH

Market value$9.82M

1.52%

Sole

39.63K

Shared

0.00

None

0.00

SYSCO CORP

SOLE

COM

Shares118.49K

TypeSH

Market value$9.62M

1.49%

Sole

118.49K

Shared

0.00

None

0.00

KEYCORP

SOLE

COM

Shares600.41K

TypeSH

Market value$9.49M

1.47%

Sole

600.41K

Shared

0.00

None

0.00

PPL CORP

SOLE

COM

Shares329.14K

TypeSH

Market value$9.06M

1.40%

Sole

329.14K

Shared

0.00

None

0.00

BANK AMERICA CORP

SOLE

COM

Shares231.83K

TypeSH

Market value$8.79M

1.36%

Sole

231.83K

Shared

0.00

None

0.00

VERIZON COMMUNICATIONS INC

SOLE

COM

Shares206.96K

TypeSH

Market value$8.68M

1.35%

Sole

206.96K

Shared

0.00

None

0.00

WELLS FARGO CO NEW

DFND

COM

Shares149.22K

TypeSH

Market value$8.65M

1.34%

Sole

149.22K

Shared

0.00

None

0.00

PROCTER AND GAMBLE CO

SOLE

COM

Shares52.93K

TypeSH

Market value$8.59M

1.33%

Sole

52.93K

Shared

0.00

None

0.00

US BANCORP DEL

DFND

COM NEW

Shares190.64K

TypeSH

Market value$8.52M

1.32%

Sole

190.64K

Shared

0.00

None

0.00

LOCKHEED MARTIN CORP

SOLE

COM

Shares18.20K

TypeSH

Market value$8.28M

1.28%

Sole

18.20K

Shared

0.00

None

0.00

JOHNSON & JOHNSON

DFND

COM

Shares51.53K

TypeSH

Market value$8.15M

1.26%

Sole

51.53K

Shared

0.00

None

0.00

FIFTH THIRD BANCORP

SOLE

COM

Shares217.25K

TypeSH

Market value$8.08M

1.25%

Sole

217.25K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI INTL

Shares117.40K

TypeSH

Market value$7.88M

1.22%

Sole

0.00

Shared

0.00

None

117.40K

CMS ENERGY CORP

SOLE

COM

Shares127.78K

TypeSH

Market value$7.71M

1.19%

Sole

127.78K

Shared

0.00

None

0.00

LAMAR ADVERTISING CO NEW

SOLE

CL A

Shares63.65K

TypeSH

Market value$7.60M

1.18%

Sole

63.65K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	184.37K	SH	$96.44M 14.94%	14.64K	169.73K
ISHARES TRSOLE	CORE S&P500 ETF	78.25K	SH	$41.14M 6.37%	19.04K	59.22K
ISHARES TRSOLE	CORE MSCI EAFE	342.80K	SH	$25.44M 3.94%	6.70K	336.10K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	203.45K	SH	$24.62M 3.81%	159.35K	44.10K
WELLS FARGO CO NEWOTR	PERP PFD CNV A	13.28K	SH	$16.19M 2.51%	0.00	13.28K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	56.16K	SH	$14.60M 2.26%	45.37K	10.80K
JPMORGAN CHASE & COSOLE	COM	64.38K	SH	$12.89M 2.00%	64.38K	0.00
BANK AMERICA CORPOTR	7.25%CNV PFD L	9.44K	SH	$11.26M 1.74%	0.00	9.44K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	21.13K	SH	$10.15M 1.57%	11.63K	9.50K
QUALCOMM INCSOLE	COM	59K	SH	$9.99M 1.55%	59K	0.00
NXP SEMICONDUCTORS N VSOLE	COM	39.63K	SH	$9.82M 1.52%	39.63K	0.00
SYSCO CORPSOLE	COM	118.49K	SH	$9.62M 1.49%	118.49K	0.00
KEYCORPSOLE	COM	600.41K	SH	$9.49M 1.47%	600.41K	0.00
PPL CORPSOLE	COM	329.14K	SH	$9.06M 1.40%	329.14K	0.00
BANK AMERICA CORPSOLE	COM	231.83K	SH	$8.79M 1.36%	231.83K	0.00
VERIZON COMMUNICATIONS INCSOLE	COM	206.96K	SH	$8.68M 1.35%	206.96K	0.00
WELLS FARGO CO NEWDFND	COM	149.22K	SH	$8.65M 1.34%	149.22K	0.00
PROCTER AND GAMBLE COSOLE	COM	52.93K	SH	$8.59M 1.33%	52.93K	0.00
US BANCORP DELDFND	COM NEW	190.64K	SH	$8.52M 1.32%	190.64K	0.00
LOCKHEED MARTIN CORPSOLE	COM	18.20K	SH	$8.28M 1.28%	18.20K	0.00
JOHNSON & JOHNSONDFND	COM	51.53K	SH	$8.15M 1.26%	51.53K	0.00
FIFTH THIRD BANCORPSOLE	COM	217.25K	SH	$8.08M 1.25%	217.25K	0.00
ISHARES TRSOLE	CORE MSCI INTL	117.40K	SH	$7.88M 1.22%	0.00	117.40K
CMS ENERGY CORPSOLE	COM	127.78K	SH	$7.71M 1.19%	127.78K	0.00
LAMAR ADVERTISING CO NEWSOLE	CL A	63.65K	SH	$7.60M 1.18%	63.65K	0.00

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