NEW ENGLAND ASSET MANAGEMENT INC

Filed: 2/14/2024ACC: 0001085146-24-001501

📋 What this filing means

NEW ENGLAND ASSET MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 115 equity positions with a total reported market value of $621.23M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

115

Positions

$621.23M

Total AUM (reported)

7.85M

Total Shares

Allocation by class

COM$301.81M48.6%

TR UNIT$89.06M14.3%

CORE S&P500 ETF$37.38M6.0%

CORE MSCI EAFE$24.12M3.9%

HIGH DIV YLD$22.71M3.7%

COM NEW$18.39M3.0%

PERP PFD CNV A$15.87M2.6%

Portfolio Concentration

Top 3$150.55M24.2%

4–10$98.31M15.8%

11–25$121.37M19.5%

Rest$251.00M40.4%

Top 3 weight

24.2%

Top 10 weight

40.1%

Voting Authority Distribution

Total shares with voting rights: 7.85M

Sole

Full voting authority

5.37M

% of voting shares68.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.49M

% of voting shares31.7%

Investment Discretion (by position count)

Sole104

Shared0

Other11

Dominant voting typeSole · 68.3% of voting shares

Institutional Holdings115

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares187.37K

TypeSH

Market value$89.06M

14.34%

Sole

14.64K

Shared

0.00

None

172.73K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares78.25K

TypeSH

Market value$37.38M

6.02%

Sole

19.04K

Shared

0.00

None

59.22K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares342.80K

TypeSH

Market value$24.12M

3.88%

Sole

6.70K

Shared

0.00

None

336.10K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares203.45K

TypeSH

Market value$22.71M

3.66%

Sole

159.35K

Shared

0.00

None

44.10K

WELLS FARGO CO NEW

OTR

PERP PFD CNV A

Shares13.28K

TypeSH

Market value$15.87M

2.55%

Sole

0.00

Shared

0.00

None

13.28K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares56.16K

TypeSH

Market value$13.32M

2.14%

Sole

45.37K

Shared

0.00

None

10.80K

ISHARES TR

SOLE

BROAD USD HIGH

Shares340.14K

TypeSH

Market value$12.36M

1.99%

Sole

0.00

Shared

0.00

None

340.14K

MICROSOFT CORP

SOLE

COM

Shares30.84K

TypeSH

Market value$11.60M

1.87%

Sole

30.84K

Shared

0.00

None

0.00

BANK AMERICA CORP

OTR

7.25%CNV PFD L

Shares9.44K

TypeSH

Market value$11.37M

1.83%

Sole

0.00

Shared

0.00

None

9.44K

JPMORGAN CHASE & CO

SOLE

COM

Shares65.09K

TypeSH

Market value$11.07M

1.78%

Sole

65.09K

Shared

0.00

None

0.00

BROADCOM INC

SOLE

COM

Shares8.55K

TypeSH

Market value$9.55M

1.54%

Sole

8.55K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares21.13K

TypeSH

Market value$9.23M

1.49%

Sole

11.63K

Shared

0.00

None

9.50K

NXP SEMICONDUCTORS N V

SOLE

COM

Shares38.80K

TypeSH

Market value$8.91M

1.43%

Sole

38.80K

Shared

0.00

None

0.00

KEYCORP

SOLE

COM

Shares587.50K

TypeSH

Market value$8.46M

1.36%

Sole

587.50K

Shared

0.00

None

0.00

QUALCOMM INC

SOLE

COM

Shares57.41K

TypeSH

Market value$8.30M

1.34%

Sole

57.41K

Shared

0.00

None

0.00

SYSCO CORP

SOLE

COM

Shares112.80K

TypeSH

Market value$8.25M

1.33%

Sole

112.80K

Shared

0.00

None

0.00

US BANCORP DEL

DFND

COM NEW

Shares187.32K

TypeSH

Market value$8.11M

1.31%

Sole

187.32K

Shared

0.00

None

0.00

CISCO SYS INC

SOLE

COM

Shares157.14K

TypeSH

Market value$7.94M

1.28%

Sole

157.14K

Shared

0.00

None

0.00

LOCKHEED MARTIN CORP

SOLE

COM

Shares17.24K

TypeSH

Market value$7.81M

1.26%

Sole

17.24K

Shared

0.00

None

0.00

JOHNSON & JOHNSON

DFND

COM

Shares49.30K

TypeSH

Market value$7.73M

1.24%

Sole

49.30K

Shared

0.00

None

0.00

TEXAS INSTRS INC

SOLE

COM

Shares43.96K

TypeSH

Market value$7.49M

1.21%

Sole

43.96K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI INTL

Shares117.40K

TypeSH

Market value$7.47M

1.20%

Sole

0.00

Shared

0.00

None

117.40K

BANK AMERICA CORP

SOLE

COM

Shares219.50K

TypeSH

Market value$7.39M

1.19%

Sole

219.50K

Shared

0.00

None

0.00

PROCTER AND GAMBLE CO

SOLE

COM

Shares50.39K

TypeSH

Market value$7.38M

1.19%

Sole

50.39K

Shared

0.00

None

0.00

FIFTH THIRD BANCORP

SOLE

COM

Shares212.80K

TypeSH

Market value$7.34M

1.18%

Sole

212.80K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	187.37K	SH	$89.06M 14.34%	14.64K	172.73K
ISHARES TRSOLE	CORE S&P500 ETF	78.25K	SH	$37.38M 6.02%	19.04K	59.22K
ISHARES TRSOLE	CORE MSCI EAFE	342.80K	SH	$24.12M 3.88%	6.70K	336.10K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	203.45K	SH	$22.71M 3.66%	159.35K	44.10K
WELLS FARGO CO NEWOTR	PERP PFD CNV A	13.28K	SH	$15.87M 2.55%	0.00	13.28K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	56.16K	SH	$13.32M 2.14%	45.37K	10.80K
ISHARES TRSOLE	BROAD USD HIGH	340.14K	SH	$12.36M 1.99%	0.00	340.14K
MICROSOFT CORPSOLE	COM	30.84K	SH	$11.60M 1.87%	30.84K	0.00
BANK AMERICA CORPOTR	7.25%CNV PFD L	9.44K	SH	$11.37M 1.83%	0.00	9.44K
JPMORGAN CHASE & COSOLE	COM	65.09K	SH	$11.07M 1.78%	65.09K	0.00
BROADCOM INCSOLE	COM	8.55K	SH	$9.55M 1.54%	8.55K	0.00
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	21.13K	SH	$9.23M 1.49%	11.63K	9.50K
NXP SEMICONDUCTORS N VSOLE	COM	38.80K	SH	$8.91M 1.43%	38.80K	0.00
KEYCORPSOLE	COM	587.50K	SH	$8.46M 1.36%	587.50K	0.00
QUALCOMM INCSOLE	COM	57.41K	SH	$8.30M 1.34%	57.41K	0.00
SYSCO CORPSOLE	COM	112.80K	SH	$8.25M 1.33%	112.80K	0.00
US BANCORP DELDFND	COM NEW	187.32K	SH	$8.11M 1.31%	187.32K	0.00
CISCO SYS INCSOLE	COM	157.14K	SH	$7.94M 1.28%	157.14K	0.00
LOCKHEED MARTIN CORPSOLE	COM	17.24K	SH	$7.81M 1.26%	17.24K	0.00
JOHNSON & JOHNSONDFND	COM	49.30K	SH	$7.73M 1.24%	49.30K	0.00
TEXAS INSTRS INCSOLE	COM	43.96K	SH	$7.49M 1.21%	43.96K	0.00
ISHARES TRSOLE	CORE MSCI INTL	117.40K	SH	$7.47M 1.20%	0.00	117.40K
BANK AMERICA CORPSOLE	COM	219.50K	SH	$7.39M 1.19%	219.50K	0.00
PROCTER AND GAMBLE COSOLE	COM	50.39K	SH	$7.38M 1.19%	50.39K	0.00
FIFTH THIRD BANCORPSOLE	COM	212.80K	SH	$7.34M 1.18%	212.80K	0.00

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