NEW ENGLAND ASSET MANAGEMENT INC

Filed: 11/14/2023ACC: 0001085146-23-004494

📋 What this filing means

NEW ENGLAND ASSET MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 111 equity positions with a total reported market value of $609.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

111

Positions

$609.61M

Total AUM (reported)

8.12M

Total Shares

Allocation by class

COM$286.46M47.0%

TR UNIT$86.06M14.1%

CORE S&P500 ETF$42.52M7.0%

CORE MSCI EAFE$25.39M4.2%

COM NEW$16.61M2.7%

PERP PFD CNV A$15.14M2.5%

HIGH DIV YLD$14.03M2.3%

Portfolio Concentration

Top 3$153.96M25.3%

4–10$91.06M14.9%

11–25$127.31M20.9%

Rest$237.28M38.9%

Top 3 weight

25.3%

Top 10 weight

40.2%

Voting Authority Distribution

Total shares with voting rights: 8.12M

Sole

Full voting authority

5.42M

% of voting shares66.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.71M

% of voting shares33.3%

Investment Discretion (by position count)

Sole102

Shared0

Other9

Dominant voting typeSole · 66.7% of voting shares

Institutional Holdings111

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares201.32K

TypeSH

Market value$86.06M

14.12%

Sole

18.35K

Shared

0.00

None

182.97K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares99K

TypeSH

Market value$42.52M

6.97%

Sole

34.34K

Shared

0.00

None

64.67K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares394.50K

TypeSH

Market value$25.39M

4.16%

Sole

6.70K

Shared

0.00

None

387.80K

WELLS FARGO CO NEW

SOLE

PERP PFD CNV A

Shares13.57K

TypeSH

Market value$15.14M

2.48%

Sole

0.00

Shared

0.00

None

13.57K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares135.75K

TypeSH

Market value$14.03M

2.30%

Sole

95.35K

Shared

0.00

None

40.40K

JPMORGAN CHASE & CO

SOLE

COM

Shares92.79K

TypeSH

Market value$13.46M

2.21%

Sole

92.79K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares41.53K

TypeSH

Market value$13.11M

2.15%

Sole

41.53K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares59.37K

TypeSH

Market value$12.61M

2.07%

Sole

48.56K

Shared

0.00

None

10.80K

ISHARES TR

SOLE

BROAD USD HIGH

Shares340K

TypeSH

Market value$11.80M

1.94%

Sole

0.00

Shared

0.00

None

340K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares27.80K

TypeSH

Market value$10.92M

1.79%

Sole

9.90K

Shared

0.00

None

17.90K

CISCO SYS INC

SOLE

COM

Shares195.79K

TypeSH

Market value$10.53M

1.73%

Sole

195.79K

Shared

0.00

None

0.00

BANK AMERICA CORP

OTR

7.25%CNV PFD L

Shares9.44K

TypeSH

Market value$10.49M

1.72%

Sole

0.00

Shared

0.00

None

9.44K

ISHARES TR

SOLE

CORE MSCI INTL

Shares172.30K

TypeSH

Market value$10.04M

1.65%

Sole

0.00

Shared

0.00

None

172.30K

BROADCOM INC

SOLE

COM

Shares11.40K

TypeSH

Market value$9.47M

1.55%

Sole

11.40K

Shared

0.00

None

0.00

MOLSON COORS BEVERAGE CO

SOLE

CL B

Shares140.83K

TypeSH

Market value$8.96M

1.47%

Sole

140.83K

Shared

0.00

None

0.00

ISHARES INC

SOLE

CORE MSCI EMKT

Shares179.85K

TypeSH

Market value$8.56M

1.40%

Sole

0.00

Shared

0.00

None

179.85K

NXP SEMICONDUCTORS N V

SOLE

COM

Shares42.05K

TypeSH

Market value$8.41M

1.38%

Sole

42.05K

Shared

0.00

None

0.00

PROCTER AND GAMBLE CO

SOLE

COM

Shares54.67K

TypeSH

Market value$7.97M

1.31%

Sole

54.67K

Shared

0.00

None

0.00

SYSCO CORP

SOLE

COM

Shares118.59K

TypeSH

Market value$7.83M

1.28%

Sole

118.59K

Shared

0.00

None

0.00

CHEVRON CORP NEW

SOLE

COM

Shares46.32K

TypeSH

Market value$7.81M

1.28%

Sole

46.32K

Shared

0.00

None

0.00

LOCKHEED MARTIN CORP

SOLE

COM

Shares18.91K

TypeSH

Market value$7.73M

1.27%

Sole

18.91K

Shared

0.00

None

0.00

ABBVIE INC

SOLE

COM

Shares50.84K

TypeSH

Market value$7.58M

1.24%

Sole

50.84K

Shared

0.00

None

0.00

TEXAS INSTRS INC

SOLE

COM

Shares47.49K

TypeSH

Market value$7.55M

1.24%

Sole

47.49K

Shared

0.00

None

0.00

JOHNSON & JOHNSON

DFND

COM

Shares46.94K

TypeSH

Market value$7.31M

1.20%

Sole

46.94K

Shared

0.00

None

0.00

CMS ENERGY CORP

SOLE

COM

Shares132.95K

TypeSH

Market value$7.06M

1.16%

Sole

132.95K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	201.32K	SH	$86.06M 14.12%	18.35K	182.97K
ISHARES TRSOLE	CORE S&P500 ETF	99K	SH	$42.52M 6.97%	34.34K	64.67K
ISHARES TRSOLE	CORE MSCI EAFE	394.50K	SH	$25.39M 4.16%	6.70K	387.80K
WELLS FARGO CO NEWSOLE	PERP PFD CNV A	13.57K	SH	$15.14M 2.48%	0.00	13.57K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	135.75K	SH	$14.03M 2.30%	95.35K	40.40K
JPMORGAN CHASE & COSOLE	COM	92.79K	SH	$13.46M 2.21%	92.79K	0.00
MICROSOFT CORPSOLE	COM	41.53K	SH	$13.11M 2.15%	41.53K	0.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	59.37K	SH	$12.61M 2.07%	48.56K	10.80K
ISHARES TRSOLE	BROAD USD HIGH	340K	SH	$11.80M 1.94%	0.00	340K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	27.80K	SH	$10.92M 1.79%	9.90K	17.90K
CISCO SYS INCSOLE	COM	195.79K	SH	$10.53M 1.73%	195.79K	0.00
BANK AMERICA CORPOTR	7.25%CNV PFD L	9.44K	SH	$10.49M 1.72%	0.00	9.44K
ISHARES TRSOLE	CORE MSCI INTL	172.30K	SH	$10.04M 1.65%	0.00	172.30K
BROADCOM INCSOLE	COM	11.40K	SH	$9.47M 1.55%	11.40K	0.00
MOLSON COORS BEVERAGE COSOLE	CL B	140.83K	SH	$8.96M 1.47%	140.83K	0.00
ISHARES INCSOLE	CORE MSCI EMKT	179.85K	SH	$8.56M 1.40%	0.00	179.85K
NXP SEMICONDUCTORS N VSOLE	COM	42.05K	SH	$8.41M 1.38%	42.05K	0.00
PROCTER AND GAMBLE COSOLE	COM	54.67K	SH	$7.97M 1.31%	54.67K	0.00
SYSCO CORPSOLE	COM	118.59K	SH	$7.83M 1.28%	118.59K	0.00
CHEVRON CORP NEWSOLE	COM	46.32K	SH	$7.81M 1.28%	46.32K	0.00
LOCKHEED MARTIN CORPSOLE	COM	18.91K	SH	$7.73M 1.27%	18.91K	0.00
ABBVIE INCSOLE	COM	50.84K	SH	$7.58M 1.24%	50.84K	0.00
TEXAS INSTRS INCSOLE	COM	47.49K	SH	$7.55M 1.24%	47.49K	0.00
JOHNSON & JOHNSONDFND	COM	46.94K	SH	$7.31M 1.20%	46.94K	0.00
CMS ENERGY CORPSOLE	COM	132.95K	SH	$7.06M 1.16%	132.95K	0.00

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