NEW ENGLAND ASSET MANAGEMENT INC

Filed: 8/14/2023ACC: 0001085146-23-003425

📋 What this filing means

NEW ENGLAND ASSET MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 101 equity positions with a total reported market value of $689.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

101

Positions

$689.61M

Total AUM (reported)

8.38M

Total Shares

Allocation by class

COM$313.81M45.5%

TR UNIT$112.87M16.4%

CORE S&P500 ETF$44.58M6.5%

CORE MSCI EAFE$26.63M3.9%

SELECT DIVID ETF$18.14M2.6%

COM NEW$17.39M2.5%

PERP PFD CNV A$15.64M2.3%

Portfolio Concentration

Top 3$184.07M26.7%

4–10$103.87M15.1%

11–25$137.76M20.0%

Rest$263.91M38.3%

Top 3 weight

26.7%

Top 10 weight

41.8%

Voting Authority Distribution

Total shares with voting rights: 8.38M

Sole

Full voting authority

5.49M

% of voting shares65.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.89M

% of voting shares34.5%

Investment Discretion (by position count)

Sole92

Shared0

Other9

Dominant voting typeSole · 65.5% of voting shares

Institutional Holdings101

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares254.62K

TypeSH

Market value$112.87M

16.37%

Sole

18.35K

Shared

0.00

None

236.26K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares100.01K

TypeSH

Market value$44.58M

6.46%

Sole

34.34K

Shared

0.00

None

65.67K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares394.50K

TypeSH

Market value$26.63M

3.86%

Sole

6.70K

Shared

0.00

None

387.80K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares160.10K

TypeSH

Market value$18.14M

2.63%

Sole

Shared

0.00

None

153.10K

WELLS FARGO CO NEW

SOLE

PERP PFD CNV A

Shares13.57K

TypeSH

Market value$15.64M

2.27%

Sole

0.00

Shared

0.00

None

13.57K

MICROSOFT CORP

SOLE

COM

Shares44.97K

TypeSH

Market value$15.31M

2.22%

Sole

44.97K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares135.75K

TypeSH

Market value$14.40M

2.09%

Sole

95.35K

Shared

0.00

None

40.40K

JPMORGAN CHASE & CO

SOLE

COM

Shares98.34K

TypeSH

Market value$14.30M

2.07%

Sole

98.34K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares59.37K

TypeSH

Market value$13.08M

1.90%

Sole

48.56K

Shared

0.00

None

10.80K

BROADCOM INC

SOLE

COM

Shares14.98K

TypeSH

Market value$13.00M

1.88%

Sole

14.98K

Shared

0.00

None

0.00

ISHARES TR

SOLE

BROAD USD HIGH

Shares340K

TypeSH

Market value$12.00M

1.74%

Sole

0.00

Shared

0.00

None

340K

BANK AMERICA CORP

OTR

7.25%CNV PFD L

Shares9.44K

TypeSH

Market value$11.06M

1.60%

Sole

0.00

Shared

0.00

None

9.44K

CISCO SYS INC

SOLE

COM

Shares206.94K

TypeSH

Market value$10.71M

1.55%

Sole

206.94K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI INTL

Shares172.30K

TypeSH

Market value$10.53M

1.53%

Sole

0.00

Shared

0.00

None

172.30K

MOLSON COORS BEVERAGE CO

SOLE

CL B

Shares148.53K

TypeSH

Market value$9.78M

1.42%

Sole

148.53K

Shared

0.00

None

0.00

TEXAS INSTRS INC

SOLE

COM

Shares50.86K

TypeSH

Market value$9.16M

1.33%

Sole

50.86K

Shared

0.00

None

0.00

NXP SEMICONDUCTORS N V

SOLE

COM

Shares44.65K

TypeSH

Market value$9.14M

1.33%

Sole

44.65K

Shared

0.00

None

0.00

LOCKHEED MARTIN CORP

SOLE

COM

Shares19.82K

TypeSH

Market value$9.12M

1.32%

Sole

19.82K

Shared

0.00

None

0.00

ISHARES INC

SOLE

CORE MSCI EMKT

Shares179.85K

TypeSH

Market value$8.86M

1.29%

Sole

0.00

Shared

0.00

None

179.85K

PROCTER AND GAMBLE CO

SOLE

COM

Shares57.95K

TypeSH

Market value$8.79M

1.28%

Sole

57.95K

Shared

0.00

None

0.00

SYSCO CORP

SOLE

COM

Shares109.25K

TypeSH

Market value$8.11M

1.18%

Sole

109.25K

Shared

0.00

None

0.00

QUALCOMM INC

SOLE

COM

Shares66.96K

TypeSH

Market value$7.97M

1.16%

Sole

66.96K

Shared

0.00

None

0.00

CHEVRON CORP NEW

SOLE

COM

Shares49.42K

TypeSH

Market value$7.78M

1.13%

Sole

49.42K

Shared

0.00

None

0.00

VERIZON COMMUNICATIONS INC

SOLE

COM

Shares200.29K

TypeSH

Market value$7.45M

1.08%

Sole

200.29K

Shared

0.00

None

0.00

BANK AMERICA CORP

SOLE

COM

Shares254.70K

TypeSH

Market value$7.31M

1.06%

Sole

254.70K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	254.62K	SH	$112.87M 16.37%	18.35K	236.26K
ISHARES TRSOLE	CORE S&P500 ETF	100.01K	SH	$44.58M 6.46%	34.34K	65.67K
ISHARES TRSOLE	CORE MSCI EAFE	394.50K	SH	$26.63M 3.86%	6.70K	387.80K
ISHARES TRSOLE	SELECT DIVID ETF	160.10K	SH	$18.14M 2.63%	7K	153.10K
WELLS FARGO CO NEWSOLE	PERP PFD CNV A	13.57K	SH	$15.64M 2.27%	0.00	13.57K
MICROSOFT CORPSOLE	COM	44.97K	SH	$15.31M 2.22%	44.97K	0.00
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	135.75K	SH	$14.40M 2.09%	95.35K	40.40K
JPMORGAN CHASE & COSOLE	COM	98.34K	SH	$14.30M 2.07%	98.34K	0.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	59.37K	SH	$13.08M 1.90%	48.56K	10.80K
BROADCOM INCSOLE	COM	14.98K	SH	$13.00M 1.88%	14.98K	0.00
ISHARES TRSOLE	BROAD USD HIGH	340K	SH	$12.00M 1.74%	0.00	340K
BANK AMERICA CORPOTR	7.25%CNV PFD L	9.44K	SH	$11.06M 1.60%	0.00	9.44K
CISCO SYS INCSOLE	COM	206.94K	SH	$10.71M 1.55%	206.94K	0.00
ISHARES TRSOLE	CORE MSCI INTL	172.30K	SH	$10.53M 1.53%	0.00	172.30K
MOLSON COORS BEVERAGE COSOLE	CL B	148.53K	SH	$9.78M 1.42%	148.53K	0.00
TEXAS INSTRS INCSOLE	COM	50.86K	SH	$9.16M 1.33%	50.86K	0.00
NXP SEMICONDUCTORS N VSOLE	COM	44.65K	SH	$9.14M 1.33%	44.65K	0.00
LOCKHEED MARTIN CORPSOLE	COM	19.82K	SH	$9.12M 1.32%	19.82K	0.00
ISHARES INCSOLE	CORE MSCI EMKT	179.85K	SH	$8.86M 1.29%	0.00	179.85K
PROCTER AND GAMBLE COSOLE	COM	57.95K	SH	$8.79M 1.28%	57.95K	0.00
SYSCO CORPSOLE	COM	109.25K	SH	$8.11M 1.18%	109.25K	0.00
QUALCOMM INCSOLE	COM	66.96K	SH	$7.97M 1.16%	66.96K	0.00
CHEVRON CORP NEWSOLE	COM	49.42K	SH	$7.78M 1.13%	49.42K	0.00
VERIZON COMMUNICATIONS INCSOLE	COM	200.29K	SH	$7.45M 1.08%	200.29K	0.00
BANK AMERICA CORPSOLE	COM	254.70K	SH	$7.31M 1.06%	254.70K	0.00

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