NEW ENGLAND ASSET MANAGEMENT INC

Filed: 5/15/2023ACC: 0001085146-23-002452

📋 What this filing means

NEW ENGLAND ASSET MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 101 equity positions with a total reported market value of $671.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

101

Positions

$671.55M

Total AUM (reported)

8.14M

Total Shares

Allocation by class

COM$307.54M45.8%

TR UNIT$104.75M15.6%

CORE S&P500 ETF$40.70M6.1%

CORE MSCI EAFE$26.37M3.9%

SELECT DIVID ETF$22.06M3.3%

COM NEW$17.83M2.7%

PERP PFD CNV A$15.61M2.3%

Portfolio Concentration

Top 3$171.82M25.6%

4–10$104.40M15.5%

11–25$134.34M20.0%

Rest$260.99M38.9%

Top 3 weight

25.6%

Top 10 weight

41.1%

Voting Authority Distribution

Total shares with voting rights: 8.14M

Sole

Full voting authority

5.26M

% of voting shares64.6%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.88M

% of voting shares35.4%

Investment Discretion (by position count)

Sole93

Shared0

Other8

Dominant voting typeSole · 64.6% of voting shares

Institutional Holdings101

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares255.86K

TypeSH

Market value$104.75M

15.60%

Sole

19.59K

Shared

0.00

None

236.26K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares99K

TypeSH

Market value$40.70M

6.06%

Sole

34.34K

Shared

0.00

None

64.67K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares394.50K

TypeSH

Market value$26.37M

3.93%

Sole

6.70K

Shared

0.00

None

387.80K

ISHARES TR

OTR

SELECT DIVID ETF

Shares188.30K

TypeSH

Market value$22.06M

3.29%

Sole

35.20K

Shared

0.00

None

153.10K

WELLS FARGO CO NEW

OTR

PERP PFD CNV A

Shares13.28K

TypeSH

Market value$15.61M

2.33%

Sole

0.00

Shared

0.00

None

13.28K

MICROSOFT CORP

SOLE

COM

Shares53.97K

TypeSH

Market value$15.56M

2.32%

Sole

53.97K

Shared

0.00

None

0.00

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares135.05K

TypeSH

Market value$14.25M

2.12%

Sole

95.35K

Shared

0.00

None

39.70K

JPMORGAN CHASE & CO

SOLE

COM

Shares98.34K

TypeSH

Market value$12.81M

1.91%

Sole

98.34K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares59.37K

TypeSH

Market value$12.12M

1.80%

Sole

48.56K

Shared

0.00

None

10.80K

ISHARES TR

SOLE

BROAD USD HIGH

Shares337K

TypeSH

Market value$11.98M

1.78%

Sole

0.00

Shared

0.00

None

337K

BANK AMERICA CORP

OTR

7.25%CNV PFD L

Shares9.44K

TypeSH

Market value$11.02M

1.64%

Sole

0.00

Shared

0.00

None

9.44K

CISCO SYS INC

SOLE

COM

Shares206.94K

TypeSH

Market value$10.82M

1.61%

Sole

206.94K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI INTL

Shares172.30K

TypeSH

Market value$10.42M

1.55%

Sole

0.00

Shared

0.00

None

172.30K

BROADCOM INC

SOLE

COM

Shares14.98K

TypeSH

Market value$9.61M

1.43%

Sole

14.98K

Shared

0.00

None

0.00

TEXAS INSTRS INC

SOLE

COM

Shares50.86K

TypeSH

Market value$9.46M

1.41%

Sole

50.86K

Shared

0.00

None

0.00

LOCKHEED MARTIN CORP

SOLE

COM

Shares19.82K

TypeSH

Market value$9.37M

1.39%

Sole

19.82K

Shared

0.00

None

0.00

ISHARES INC

SOLE

CORE MSCI EMKT

Shares179.85K

TypeSH

Market value$8.77M

1.31%

Sole

0.00

Shared

0.00

None

179.85K

PROCTER AND GAMBLE CO

SOLE

COM

Shares57.95K

TypeSH

Market value$8.62M

1.28%

Sole

57.95K

Shared

0.00

None

0.00

QUALCOMM INC

SOLE

COM

Shares66.96K

TypeSH

Market value$8.54M

1.27%

Sole

66.96K

Shared

0.00

None

0.00

ABBVIE INC

SOLE

COM

Shares52.79K

TypeSH

Market value$8.41M

1.25%

Sole

52.79K

Shared

0.00

None

0.00

NXP SEMICONDUCTORS N V

SOLE

COM

Shares44.65K

TypeSH

Market value$8.33M

1.24%

Sole

44.65K

Shared

0.00

None

0.00

CHEVRON CORP NEW

SOLE

COM

Shares49.42K

TypeSH

Market value$8.06M

1.20%

Sole

49.42K

Shared

0.00

None

0.00

VERIZON COMMUNICATIONS INC

SOLE

COM

Shares200.29K

TypeSH

Market value$7.79M

1.16%

Sole

200.29K

Shared

0.00

None

0.00

MOLSON COORS BEVERAGE CO

SOLE

CL B

Shares148.53K

TypeSH

Market value$7.68M

1.14%

Sole

148.53K

Shared

0.00

None

0.00

CROWN CASTLE INC

SOLE

COM

Shares55.63K

TypeSH

Market value$7.45M

1.11%

Sole

55.63K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	255.86K	SH	$104.75M 15.60%	19.59K	236.26K
ISHARES TRSOLE	CORE S&P500 ETF	99K	SH	$40.70M 6.06%	34.34K	64.67K
ISHARES TRSOLE	CORE MSCI EAFE	394.50K	SH	$26.37M 3.93%	6.70K	387.80K
ISHARES TROTR	SELECT DIVID ETF	188.30K	SH	$22.06M 3.29%	35.20K	153.10K
WELLS FARGO CO NEWOTR	PERP PFD CNV A	13.28K	SH	$15.61M 2.33%	0.00	13.28K
MICROSOFT CORPSOLE	COM	53.97K	SH	$15.56M 2.32%	53.97K	0.00
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	135.05K	SH	$14.25M 2.12%	95.35K	39.70K
JPMORGAN CHASE & COSOLE	COM	98.34K	SH	$12.81M 1.91%	98.34K	0.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	59.37K	SH	$12.12M 1.80%	48.56K	10.80K
ISHARES TRSOLE	BROAD USD HIGH	337K	SH	$11.98M 1.78%	0.00	337K
BANK AMERICA CORPOTR	7.25%CNV PFD L	9.44K	SH	$11.02M 1.64%	0.00	9.44K
CISCO SYS INCSOLE	COM	206.94K	SH	$10.82M 1.61%	206.94K	0.00
ISHARES TRSOLE	CORE MSCI INTL	172.30K	SH	$10.42M 1.55%	0.00	172.30K
BROADCOM INCSOLE	COM	14.98K	SH	$9.61M 1.43%	14.98K	0.00
TEXAS INSTRS INCSOLE	COM	50.86K	SH	$9.46M 1.41%	50.86K	0.00
LOCKHEED MARTIN CORPSOLE	COM	19.82K	SH	$9.37M 1.39%	19.82K	0.00
ISHARES INCSOLE	CORE MSCI EMKT	179.85K	SH	$8.77M 1.31%	0.00	179.85K
PROCTER AND GAMBLE COSOLE	COM	57.95K	SH	$8.62M 1.28%	57.95K	0.00
QUALCOMM INCSOLE	COM	66.96K	SH	$8.54M 1.27%	66.96K	0.00
ABBVIE INCSOLE	COM	52.79K	SH	$8.41M 1.25%	52.79K	0.00
NXP SEMICONDUCTORS N VSOLE	COM	44.65K	SH	$8.33M 1.24%	44.65K	0.00
CHEVRON CORP NEWSOLE	COM	49.42K	SH	$8.06M 1.20%	49.42K	0.00
VERIZON COMMUNICATIONS INCSOLE	COM	200.29K	SH	$7.79M 1.16%	200.29K	0.00
MOLSON COORS BEVERAGE COSOLE	CL B	148.53K	SH	$7.68M 1.14%	148.53K	0.00
CROWN CASTLE INCSOLE	COM	55.63K	SH	$7.45M 1.11%	55.63K	0.00

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