NEW ENGLAND ASSET MANAGEMENT INC

Filed: 2/14/2023ACC: 0001085146-23-001342

📋 What this filing means

NEW ENGLAND ASSET MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 117 equity positions with a total reported market value of $5.43B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

117

Positions

$5.43B

Total AUM (reported)

73.49M

Total Shares

Allocation by class

COM$4.96B91.3%

TR UNIT$101.25M1.9%

COM NEW$85.01M1.6%

CORE S&P500 ETF$45.40M0.8%

SPON ADR NEW$40.58M0.7%

CORE MSCI EURO$21.21M0.4%

SELECT DIVID ETF$20.12M0.4%

Portfolio Concentration

Top 3$4.21B77.4%

4–10$742.08M13.7%

11–25$168.32M3.1%

Rest$315.07M5.8%

Top 3 weight

77.4%

Top 10 weight

91.1%

Voting Authority Distribution

Total shares with voting rights: 73.49M

Sole

Full voting authority

4.64M

% of voting shares6.3%

Shared

Joint voting authority

65.78M

% of voting shares89.5%

None

No voting authority

3.07M

% of voting shares4.2%

Investment Discretion (by position count)

Sole104

Shared0

Other13

Dominant voting typeShared · 89.5% of voting shares

Institutional Holdings117

Rows:

APPLE INC

SOLE

COM

Shares20.45M

TypeSH

Market value$2.66B

48.92%

Sole

22.28K

Shared

20.42M

None

0.00

CHEVRON CORP NEW

DFND

COM

Shares4.43M

TypeSH

Market value$795.01M

14.64%

Sole

51.27K

Shared

4.38M

None

0.00

BANK AMERICA CORP

DFND

COM

Shares22.75M

TypeSH

Market value$753.53M

13.88%

Sole

0.00

Shared

22.75M

None

0.00

HP INC

DFND

COM

Shares16.48M

TypeSH

Market value$442.73M

8.15%

Sole

0.00

Shared

16.48M

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares264.74K

TypeSH

Market value$101.25M

1.86%

Sole

19.59K

Shared

0.00

None

245.15K

US BANCORP DEL

SOLE

COM NEW

Shares1.62M

TypeSH

Market value$70.79M

1.30%

Sole

195.90K

Shared

1.43M

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares118.16K

TypeSH

Market value$45.40M

0.84%

Sole

34.94K

Shared

0.00

None

83.22K

DIAGEO PLC

DFND

SPON ADR NEW

Shares227.75K

TypeSH

Market value$40.58M

0.75%

Sole

0.00

Shared

227.75K

None

0.00

ISHARES TR

SOLE

CORE MSCI EURO

Shares446.59K

TypeSH

Market value$21.21M

0.39%

Sole

34.80K

Shared

0.00

None

411.79K

ISHARES TR

OTR

SELECT DIVID ETF

Shares166.80K

TypeSH

Market value$20.12M

0.37%

Sole

35.20K

Shared

0.00

None

131.60K

WELLS FARGO CO NEW

OTR

PERP PFD CNV A

Shares13.28K

TypeSH

Market value$15.73M

0.29%

Sole

0.00

Shared

0.00

None

13.28K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares135.05K

TypeSH

Market value$14.61M

0.27%

Sole

95.35K

Shared

0.00

None

39.70K

JPMORGAN CHASE & CO

SOLE

COM

Shares105.15K

TypeSH

Market value$14.10M

0.26%

Sole

105.15K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares55.32K

TypeSH

Market value$13.27M

0.24%

Sole

55.32K

Shared

0.00

None

0.00

LOCKHEED MARTIN CORP

SOLE

COM

Shares25.20K

TypeSH

Market value$12.26M

0.23%

Sole

25.20K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares59.37K

TypeSH

Market value$11.35M

0.21%

Sole

48.56K

Shared

0.00

None

10.80K

BK OF AMERICA CORP

OTR

7.25%CNV PFD L

Shares9.44K

TypeSH

Market value$10.94M

0.20%

Sole

0.00

Shared

0.00

None

9.44K

CISCO SYS INC

SOLE

COM

Shares214.79K

TypeSH

Market value$10.23M

0.19%

Sole

214.79K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI EAFE

Shares161K

TypeSH

Market value$9.92M

0.18%

Sole

0.00

Shared

0.00

None

161K

ISHARES TR

SOLE

BROAD USD HIGH

Shares282K

TypeSH

Market value$9.74M

0.18%

Sole

0.00

Shared

0.00

None

282K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares201.90K

TypeSH

Market value$9.43M

0.17%

Sole

2.30K

Shared

0.00

None

199.60K

PFIZER INC

SOLE

COM

Shares183.13K

TypeSH

Market value$9.38M

0.17%

Sole

183.13K

Shared

0.00

None

0.00

PROCTER AND GAMBLE CO

SOLE

COM

Shares60.78K

TypeSH

Market value$9.21M

0.17%

Sole

60.78K

Shared

0.00

None

0.00

EMERSON ELEC CO

SOLE

COM

Shares95.85K

TypeSH

Market value$9.21M

0.17%

Sole

95.85K

Shared

0.00

None

0.00

ABBVIE INC

SOLE

COM

Shares55.24K

TypeSH

Market value$8.93M

0.16%

Sole

55.24K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
APPLE INCSOLE	COM	20.45M	SH	$2.66B 48.92%	22.28K	20.42M	0.00
CHEVRON CORP NEWDFND	COM	4.43M	SH	$795.01M 14.64%	51.27K	4.38M	0.00
BANK AMERICA CORPDFND	COM	22.75M	SH	$753.53M 13.88%	0.00	22.75M	0.00
HP INCDFND	COM	16.48M	SH	$442.73M 8.15%	0.00	16.48M	0.00
SPDR S&P 500 ETF TRSOLE	TR UNIT	264.74K	SH	$101.25M 1.86%	19.59K	0.00	245.15K
US BANCORP DELSOLE	COM NEW	1.62M	SH	$70.79M 1.30%	195.90K	1.43M	0.00
ISHARES TRSOLE	CORE S&P500 ETF	118.16K	SH	$45.40M 0.84%	34.94K	0.00	83.22K
DIAGEO PLCDFND	SPON ADR NEW	227.75K	SH	$40.58M 0.75%	0.00	227.75K	0.00
ISHARES TRSOLE	CORE MSCI EURO	446.59K	SH	$21.21M 0.39%	34.80K	0.00	411.79K
ISHARES TROTR	SELECT DIVID ETF	166.80K	SH	$20.12M 0.37%	35.20K	0.00	131.60K
WELLS FARGO CO NEWOTR	PERP PFD CNV A	13.28K	SH	$15.73M 0.29%	0.00	0.00	13.28K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	135.05K	SH	$14.61M 0.27%	95.35K	0.00	39.70K
JPMORGAN CHASE & COSOLE	COM	105.15K	SH	$14.10M 0.26%	105.15K	0.00	0.00
MICROSOFT CORPSOLE	COM	55.32K	SH	$13.27M 0.24%	55.32K	0.00	0.00
LOCKHEED MARTIN CORPSOLE	COM	25.20K	SH	$12.26M 0.23%	25.20K	0.00	0.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	59.37K	SH	$11.35M 0.21%	48.56K	0.00	10.80K
BK OF AMERICA CORPOTR	7.25%CNV PFD L	9.44K	SH	$10.94M 0.20%	0.00	0.00	9.44K
CISCO SYS INCSOLE	COM	214.79K	SH	$10.23M 0.19%	214.79K	0.00	0.00
ISHARES TRSOLE	CORE MSCI EAFE	161K	SH	$9.92M 0.18%	0.00	0.00	161K
ISHARES TRSOLE	BROAD USD HIGH	282K	SH	$9.74M 0.18%	0.00	0.00	282K
ISHARES INCSOLE	CORE MSCI EMKT	201.90K	SH	$9.43M 0.17%	2.30K	0.00	199.60K
PFIZER INCSOLE	COM	183.13K	SH	$9.38M 0.17%	183.13K	0.00	0.00
PROCTER AND GAMBLE COSOLE	COM	60.78K	SH	$9.21M 0.17%	60.78K	0.00	0.00
EMERSON ELEC COSOLE	COM	95.85K	SH	$9.21M 0.17%	95.85K	0.00	0.00
ABBVIE INCSOLE	COM	55.24K	SH	$8.93M 0.16%	55.24K	0.00	0.00

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