Filed: 11/14/2022ACC: 0001085146-22-004125
📋 What this filing means
NEW ENGLAND ASSET MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 184 equity positions with a total reported market value of $5.88M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
184
Positions
$5.88M
Total AUM (reported)
88.34M
Total Shares
Allocation by class
COM$4.85M82.6%
COM NEW$680.6K11.6%
TR UNIT$86.6K1.5%
SPON ADR NEW$38.7K0.7%
CORE S&P500 ETF$31.8K0.5%
CORE MSCI EURO$18.1K0.3%
SELECT DIVID ETF$16.4K0.3%
Portfolio Concentration
Top 3$4.18M71.2%
4–10$1.24M21.1%
11–25$149.2K2.5%
Rest$303.3K5.2%
Top 3 weight
71.2%
Top 10 weight
92.3%
Voting Authority Distribution
Total shares with voting rights: 88.34M
Sole
Full voting authority
3.94M
shares
% of voting shares4.5%
Shared
Joint voting authority
81.12M
shares
% of voting shares91.8%
None
No voting authority
3.27M
shares
% of voting shares3.7%
Investment Discretion (by position count)
Sole170
Shared0
Other14
Dominant voting typeShared · 91.8% of voting shares
Institutional Holdings184
Rows:
APPLE INC
DFNDShares20.47M
TypeSH
Market value$2.83M
48.13%
Sole
39.58K
Shared
20.42M
None
2.34K
BK OF AMERICA CORP
DFNDShares22.75M
TypeSH
Market value$687.1K
11.69%
Sole
0.00
Shared
22.75M
None
0.00
US BANCORP DEL
SOLEShares16.58M
TypeSH
Market value$668.5K
11.37%
Sole
107.60K
Shared
16.47M
None
3.80K
CHEVRON CORP NEW
DFNDShares4.44M
TypeSH
Market value$637.9K
10.85%
Sole
59.97K
Shared
4.38M
None
2K
HP INC
DFNDShares16.48M
TypeSH
Market value$410.6K
6.99%
Sole
0.00
Shared
16.48M
None
0.00
SPDR S&P 500 ETF TR
SOLEShares242.58K
TypeSH
Market value$86.6K
1.47%
Sole
24.98K
Shared
0.00
None
217.60K
DIAGEO PLC
DFNDShares227.75K
TypeSH
Market value$38.7K
0.66%
Sole
0.00
Shared
227.75K
None
0.00
ISHARES TR
SOLEShares88.79K
TypeSH
Market value$31.8K
0.54%
Sole
19.64K
Shared
0.00
None
69.15K
ISHARES TR
SOLEShares458.49K
TypeSH
Market value$18.1K
0.31%
Sole
34.80K
Shared
0.00
None
423.69K
ISHARES TR
SOLEShares152.80K
TypeSH
Market value$16.4K
0.28%
Sole
35.20K
Shared
0.00
None
117.60K
WELLS FARGO CO NEW
OTRShares13.28K
TypeSH
Market value$16.0K
0.27%
Sole
0.00
Shared
0.00
None
13.28K
MICROSOFT CORP
SOLEShares55.74K
TypeSH
Market value$13.0K
0.22%
Sole
53.62K
Shared
0.00
None
2.12K
BANK NEW YORK MELLON CORP
DFNDShares304.06K
TypeSH
Market value$11.7K
0.20%
Sole
0.00
Shared
304.06K
None
0.00
JPMORGAN CHASE & CO
SOLEShares106.80K
TypeSH
Market value$11.2K
0.19%
Sole
101.47K
Shared
0.00
None
5.33K
BK OF AMERICA CORP
OTRShares9.44K
TypeSH
Market value$11.1K
0.19%
Sole
0.00
Shared
0.00
None
9.44K
VANGUARD INDEX FDS
SOLEShares59.79K
TypeSH
Market value$10.7K
0.18%
Sole
48.56K
Shared
0.00
None
11.22K
ISHARES TR
SOLEShares116K
TypeSH
Market value$10.6K
0.18%
Sole
116K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares218.35K
TypeSH
Market value$8.7K
0.15%
Sole
206.93K
Shared
0.00
None
11.42K
ISHARES INC
SOLEShares197K
TypeSH
Market value$8.5K
0.14%
Sole
2.30K
Shared
0.00
None
194.70K
PFIZER INC
SOLEShares187.91K
TypeSH
Market value$8.2K
0.14%
Sole
175.98K
Shared
0.00
None
11.93K
LOCKHEED MARTIN CORP
SOLEShares21K
TypeSH
Market value$8.1K
0.14%
Sole
19.89K
Shared
0.00
None
1.11K
ISHARES TR
SOLEShares153.10K
TypeSH
Market value$8.1K
0.14%
Sole
0.00
Shared
0.00
None
153.10K
PROCTER AND GAMBLE CO
SOLEShares62.61K
TypeSH
Market value$7.9K
0.13%
Sole
58.66K
Shared
0.00
None
3.95K
DARDEN RESTAURANTS INC
SOLEShares61.56K
TypeSH
Market value$7.8K
0.13%
Sole
58.56K
Shared
0.00
None
3K
WALMART INC
SOLEShares59.23K
TypeSH
Market value$7.7K
0.13%
Sole
53.75K
Shared
0.00
None
5.48K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCDFND | COM | 20.47M | SH | $2.83M 48.13% | 39.58K | 20.42M | 2.34K |
BK OF AMERICA CORPDFND | COM | 22.75M | SH | $687.1K 11.69% | 0.00 | 22.75M | 0.00 |
US BANCORP DELSOLE | COM NEW | 16.58M | SH | $668.5K 11.37% | 107.60K | 16.47M | 3.80K |
CHEVRON CORP NEWDFND | COM | 4.44M | SH | $637.9K 10.85% | 59.97K | 4.38M | 2K |
HP INCDFND | COM | 16.48M | SH | $410.6K 6.99% | 0.00 | 16.48M | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 242.58K | SH | $86.6K 1.47% | 24.98K | 0.00 | 217.60K |
DIAGEO PLCDFND | SPON ADR NEW | 227.75K | SH | $38.7K 0.66% | 0.00 | 227.75K | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 88.79K | SH | $31.8K 0.54% | 19.64K | 0.00 | 69.15K |
ISHARES TRSOLE | CORE MSCI EURO | 458.49K | SH | $18.1K 0.31% | 34.80K | 0.00 | 423.69K |
ISHARES TRSOLE | SELECT DIVID ETF | 152.80K | SH | $16.4K 0.28% | 35.20K | 0.00 | 117.60K |
WELLS FARGO CO NEWOTR | PERP PFD CNV A | 13.28K | SH | $16.0K 0.27% | 0.00 | 0.00 | 13.28K |
MICROSOFT CORPSOLE | COM | 55.74K | SH | $13.0K 0.22% | 53.62K | 0.00 | 2.12K |
BANK NEW YORK MELLON CORPDFND | COM | 304.06K | SH | $11.7K 0.20% | 0.00 | 304.06K | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 106.80K | SH | $11.2K 0.19% | 101.47K | 0.00 | 5.33K |
BK OF AMERICA CORPOTR | 7.25%CNV PFD L | 9.44K | SH | $11.1K 0.19% | 0.00 | 0.00 | 9.44K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 59.79K | SH | $10.7K 0.18% | 48.56K | 0.00 | 11.22K |
ISHARES TRSOLE | CORE HIGH DV ETF | 116K | SH | $10.6K 0.18% | 116K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 218.35K | SH | $8.7K 0.15% | 206.93K | 0.00 | 11.42K |
ISHARES INCSOLE | CORE MSCI EMKT | 197K | SH | $8.5K 0.14% | 2.30K | 0.00 | 194.70K |
PFIZER INCSOLE | COM | 187.91K | SH | $8.2K 0.14% | 175.98K | 0.00 | 11.93K |
LOCKHEED MARTIN CORPSOLE | COM | 21K | SH | $8.1K 0.14% | 19.89K | 0.00 | 1.11K |
ISHARES TRSOLE | CORE MSCI EAFE | 153.10K | SH | $8.1K 0.14% | 0.00 | 0.00 | 153.10K |
PROCTER AND GAMBLE COSOLE | COM | 62.61K | SH | $7.9K 0.13% | 58.66K | 0.00 | 3.95K |
DARDEN RESTAURANTS INCSOLE | COM | 61.56K | SH | $7.8K 0.13% | 58.56K | 0.00 | 3K |
WALMART INCSOLE | COM | 59.23K | SH | $7.7K 0.13% | 53.75K | 0.00 | 5.48K |
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