NEW ENGLAND ASSET MANAGEMENT INC

Filed: 11/14/2025ACC: 0001004244-25-000004

📋 What this filing means

NEW ENGLAND ASSET MANAGEMENT INC filed this quarterly 13F‑HR report disclosing 126 equity positions with a total reported market value of $765.10M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

126

Positions

$765.10M

Total AUM (reported)

8.05M

Total Shares

Allocation by class

COM$321.22M42.0%

TR UNIT$66.75M8.7%

S&P 500 ETF SHS$56.69M7.4%

CORE MSCI EAFE$48.72M6.4%

HIGH DIV YLD$35.37M4.6%

CORE MSCI INTL$33.72M4.4%

CORE S&P500 ETF$26.09M3.4%

Portfolio Concentration

Top 3$172.17M22.5%

4–10$166.34M21.7%

11–25$144.82M18.9%

Rest$281.78M36.8%

Top 3 weight

22.5%

Top 10 weight

44.2%

Voting Authority Distribution

Total shares with voting rights: 8.05M

Sole

Full voting authority

5.39M

% of voting shares66.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.66M

% of voting shares33.1%

Investment Discretion (by position count)

Sole116

Shared0

Other10

Dominant voting typeSole · 66.9% of voting shares

Institutional Holdings126

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares100.20K

TypeSH

Market value$66.75M

8.72%

Sole

14.64K

Shared

0.00

None

85.56K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares92.58K

TypeSH

Market value$56.69M

7.41%

Sole

10.07K

Shared

0.00

None

82.50K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares558.02K

TypeSH

Market value$48.72M

6.37%

Sole

12.70K

Shared

0.00

None

545.32K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares250.94K

TypeSH

Market value$35.37M

4.62%

Sole

159.35K

Shared

0.00

None

91.59K

ISHARES TR

SOLE

CORE MSCI INTL

Shares420.58K

TypeSH

Market value$33.72M

4.41%

Sole

0.00

Shared

0.00

None

420.58K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares38.98K

TypeSH

Market value$26.09M

3.41%

Sole

15.63K

Shared

0.00

None

23.36K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares75.61K

TypeSH

Market value$24.81M

3.24%

Sole

40.32K

Shared

0.00

None

35.28K

WELLS FARGO CO NEW

OTR

PERP PFD CNV A

Shares13.28K

TypeSH

Market value$16.39M

2.14%

Sole

0.00

Shared

0.00

None

13.28K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares240.69K

TypeSH

Market value$15.71M

2.05%

Sole

58.65K

Shared

0.00

None

182.04K

JPMORGAN CHASE & CO.

SOLE

COM

Shares45.18K

TypeSH

Market value$14.25M

1.86%

Sole

41.87K

Shared

0.00

None

3.31K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares67.99K

TypeSH

Market value$12.90M

1.69%

Sole

14.16K

Shared

0.00

None

53.83K

BANK AMERICA CORP

OTR

7.25%CNV PFD L

Shares9.44K

TypeSH

Market value$12.08M

1.58%

Sole

0.00

Shared

0.00

None

9.44K

JOHNSON & JOHNSON

DFND

COM

Shares64.13K

TypeSH

Market value$11.89M

1.55%

Sole

64.13K

Shared

0.00

None

0.00

WELLS FARGO CO NEW

DFND

COM

Shares131.37K

TypeSH

Market value$11.01M

1.44%

Sole

131.37K

Shared

0.00

None

0.00

SYSCO CORP

SOLE

COM

Shares130.44K

TypeSH

Market value$10.74M

1.40%

Sole

130.44K

Shared

0.00

None

0.00

PPL CORP

SOLE

COM

Shares268.47K

TypeSH

Market value$9.98M

1.30%

Sole

268.47K

Shared

0.00

None

0.00

LOCKHEED MARTIN CORP

SOLE

COM

Shares18.37K

TypeSH

Market value$9.17M

1.20%

Sole

18.37K

Shared

0.00

None

0.00

DUKE ENERGY CORP NEW

SOLE

COM NEW

Shares72.44K

TypeSH

Market value$8.96M

1.17%

Sole

72.44K

Shared

0.00

None

0.00

VERIZON COMMUNICATIONS INC

SOLE

COM

Shares199.09K

TypeSH

Market value$8.75M

1.14%

Sole

199.09K

Shared

0.00

None

0.00

BANK AMERICA CORP

SOLE

COM

Shares168.94K

TypeSH

Market value$8.72M

1.14%

Sole

168.94K

Shared

0.00

None

0.00

AT&T INC

SOLE

COM

Shares305.39K

TypeSH

Market value$8.62M

1.13%

Sole

285K

Shared

0.00

None

20.40K

KEYCORP

SOLE

COM

Shares455.48K

TypeSH

Market value$8.51M

1.11%

Sole

455.48K

Shared

0.00

None

0.00

US BANCORP DEL

DFND

COM NEW

Shares168.31K

TypeSH

Market value$8.13M

1.06%

Sole

168.31K

Shared

0.00

None

0.00

CRH PLC

SOLE

ORD

Shares64.75K

TypeSH

Market value$7.76M

1.01%

Sole

64.75K

Shared

0.00

None

0.00

CISCO SYS INC

SOLE

COM

Shares110.98K

TypeSH

Market value$7.59M

0.99%

Sole

110.98K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	100.20K	SH	$66.75M 8.72%	14.64K	85.56K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	92.58K	SH	$56.69M 7.41%	10.07K	82.50K
ISHARES TRSOLE	CORE MSCI EAFE	558.02K	SH	$48.72M 6.37%	12.70K	545.32K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	250.94K	SH	$35.37M 4.62%	159.35K	91.59K
ISHARES TRSOLE	CORE MSCI INTL	420.58K	SH	$33.72M 4.41%	0.00	420.58K
ISHARES TRSOLE	CORE S&P500 ETF	38.98K	SH	$26.09M 3.41%	15.63K	23.36K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	75.61K	SH	$24.81M 3.24%	40.32K	35.28K
WELLS FARGO CO NEWOTR	PERP PFD CNV A	13.28K	SH	$16.39M 2.14%	0.00	13.28K
ISHARES TRSOLE	CORE S&P MCP ETF	240.69K	SH	$15.71M 2.05%	58.65K	182.04K
JPMORGAN CHASE & CO.SOLE	COM	45.18K	SH	$14.25M 1.86%	41.87K	3.31K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	67.99K	SH	$12.90M 1.69%	14.16K	53.83K
BANK AMERICA CORPOTR	7.25%CNV PFD L	9.44K	SH	$12.08M 1.58%	0.00	9.44K
JOHNSON & JOHNSONDFND	COM	64.13K	SH	$11.89M 1.55%	64.13K	0.00
WELLS FARGO CO NEWDFND	COM	131.37K	SH	$11.01M 1.44%	131.37K	0.00
SYSCO CORPSOLE	COM	130.44K	SH	$10.74M 1.40%	130.44K	0.00
PPL CORPSOLE	COM	268.47K	SH	$9.98M 1.30%	268.47K	0.00
LOCKHEED MARTIN CORPSOLE	COM	18.37K	SH	$9.17M 1.20%	18.37K	0.00
DUKE ENERGY CORP NEWSOLE	COM NEW	72.44K	SH	$8.96M 1.17%	72.44K	0.00
VERIZON COMMUNICATIONS INCSOLE	COM	199.09K	SH	$8.75M 1.14%	199.09K	0.00
BANK AMERICA CORPSOLE	COM	168.94K	SH	$8.72M 1.14%	168.94K	0.00
AT&T INCSOLE	COM	305.39K	SH	$8.62M 1.13%	285K	20.40K
KEYCORPSOLE	COM	455.48K	SH	$8.51M 1.11%	455.48K	0.00
US BANCORP DELDFND	COM NEW	168.31K	SH	$8.13M 1.06%	168.31K	0.00
CRH PLCSOLE	ORD	64.75K	SH	$7.76M 1.01%	64.75K	0.00
CISCO SYS INCSOLE	COM	110.98K	SH	$7.59M 0.99%	110.98K	0.00

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