NEUBAUER FLORENCE enters ZEVIA PBC with 35.25K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 8/24/2023ACC: 0001209191-23-047206
35.25K
Baseline shares
100% direct
35.25K
Direct ownership
1 position
57.15K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Class A Common Stock
DirectShares owned35.25K
Total
35.25K direct35.25K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 35.25K | Direct |
| Total | 35.25K | 35.25K direct |
Derivative Holdings2
Stock Option (Right to Buy)
DirectUnderlying security
Class A Common Stock
Underlying shares
40.65K
Shares owned
N/A
Exercise price
3.00
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Class A Common Stock
Underlying shares
16.50K
Shares owned
N/A
Exercise price
4.60
Expiration
—
Exercise window
—
Total
Underlying
57.15K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Class A Common Stock | 3.00 | — | — | 40.65K | N/A |
| Stock Option (Right to Buy) Direct | Class A Common Stock | 4.60 | — | — | 16.50K | N/A |
| Total | 57.15K | 0.00 | ||||